17 C.F.R. PART 402--FINANCIAL RESPONSIBILITY
TITLE 17--Commodity and Securities Exchanges
CHAPTER IV--DEPARTMENT OF THE TREASURY
SUBCHAPTER A--REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934
PART 402--FINANCIAL RESPONSIBILITY
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| Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date.
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| Capital requirements for registered government securities brokers and dealers.
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| Appendix A--Calculation of market risk haircut for purposes of 402.2(g)(2).
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| Appendix C--Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates.
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| Appendix D--Modification of 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of 402.2.
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| Appendix E--Temporary minimum requirements.
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