17 C.F.R. PART 41--SECURITY FUTURES PRODUCTS
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 41--SECURITY FUTURES PRODUCTS
Subpart A--GENERAL PROVISIONS
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| Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.
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Subpart B--NARROW-BASED SECURITY INDEXES
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| Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.
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| Indexes underlying futures contracts trading for fewer than 30 days.
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| Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.
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| Transition period for indexes that cease being narrow-based security indexes.
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| Exclusion from definition of narrow-based security index for indexes composed of debt securities.
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Subpart C--REQUIREMENTS AND STANDARDS FOR LISTING SECURITY FUTURES PRODUCTS
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| Requirements for underlying securities.
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| Listing of security futures products for trading.
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| Rule amendments to security futures products.
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| Additional conditions for trading for security futures products.
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| Prohibition of dual trading in security futures products by floor brokers.
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Subpart D--NOTICE-DESIGNATED CONTRACT MARKETS IN SECURITY FUTURES PRODUCTS
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| Notice-designation requirements.
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| Applications for exemptive orders.
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Subpart E--CUSTOMER ACCOUNTS AND MARGIN REQUIREMENTS
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| Security futures products accounts.
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| Customer margin requirements for security futures--authority, purpose, interpretation, and scope.
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| Type, form and use of margin.
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| Filing proposed margin rule changes with the Commission.
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