17 C.F.R. PART 4--COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 4--COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
Subpart A--GENERAL PROVISIONS, DEFINITIONS AND EXEMPTIONS
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| Requirements as to filing.
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| Exclusion for certain otherwise regulated persons from the definition of the term ''commodity pool operator.''
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| Exclusion for certain otherwise regulated persons from the definition of the term ''commodity trading advisor.''
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| Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
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| Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
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| Exemption from section 4n(3)(B).
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| Exemption from provisions of part 4.
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| Exemption from registration as a commodity pool operator.
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| Exemption from registration as a commodity trading advisor.
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| applicability of antifraud section.
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| Prohibited representations.
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Subpart B--COMMODITY POOL OPERATORS
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| Required delivery of pool Disclosure Document.
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| Reporting to pool participants.
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| General disclosures required.
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| Use, amendment and filing of Disclosure Document.
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Subpart C--COMMODITY TRADING ADVISORS
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| Required delivery of Disclosure Document to prospective clients.
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| Trading on a Registered Derivatives Transaction Execution Facility for Non-Institutional Customers.
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| General disclosures required.
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| Use, amendment and filing of Disclosure Document.
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Subpart D--ADVERTISING
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| Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.
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Appendix B to Part 4--Adjustments for Additions and Withdrawals in the Computation of Rate of Return
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