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17 C.F.R. PART 9--RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS

TITLE 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 9--RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS

Subpart A--GENERAL PROVISIONS

�9.1	Scope of rules.

�9.2	Definitions.

�9.3	Provisions referenced.

�9.4	Filing and service; official docket.

�9.5

Motions.

�9.6	Sanctions for noncompliance.

�9.7	Settlement.

�9.8	Practice before the Commission.

�9.9	Waiver of rules; delegation of authority.

Subpart B--NOTICE AND EFFECTIVE DATE OF DISCIPLINARY ACTION OR ACCESS DENIAL ACTION

�9.10

[Reserved]

�9.11

Form, contents and delivery of notice of disciplinary or access denial action.

�9.12

Effective date of disciplinary or access denial action.

�9.13

Publication of notice.

��9.14-9.19

[Reserved]

Subpart C--INITIAL PROCEDURE WITH RESPECT TO APPEALS

�9.20

Notice of appeal.

�9.21

Record of exchange proceeding.

�9.22

Appeal brief.

�9.23

Answering brief.

�9.24

Petition for stay pending review.

�9.25

Limited participation of interested persons.

�9.26

Participation of Commission staff.

��9.27-9.29

[Reserved]

Subpart D--COMMISSION REVIEW OF DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTION

�9.30

Scope of review.

�9.31

Commission review of disciplinary or access denial action on its own motion.

�9.32

Oral argument.

�9.33

Final decision by the Commission.