18 C.F.R. PART 385--RULES OF PRACTICE AND PROCEDURE


TITLE 18--Conservation of Power and Water Resources

CHAPTER I--FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY

SUBCHAPTER X--PROCEDURAL RULES

PART 385--RULES OF PRACTICE AND PROCEDURE

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Subpart A--APPLICABILITY AND DEFINITIONS

�385.101
Applicability (Rule 101).
�385.102
Definitions (Rule 102).
�385.103
References to rules (Rule 103).
�385.104
Rule of construction (Rule 104).
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Subpart B--PLEADINGS, TARIFF AND RATE FILINGS, NOTICES OF TARIFF OR RATE EXAMINATION, ORDERS TO SHOW CAUSE, INTERVENTION, AND SUMMARY DISPOSITION

�385.201
Applicability (Rule 201).
�385.202
Types of pleadings (Rule 202).
�385.203
Content of pleadings and tariff or rate filings (Rule 203).
�385.204
Applications (Rule 204).
�385.205
Tariff or rate filings (Rule 205).
�385.206
Complaints (Rule 206).
�385.207
Petitions (Rule 207).
�385.208
[Reserved]
�385.209
Notices of tariff or rate examination and orders to show cause (Rule 209).
�385.210
Method of notice; dates established in notice (Rule 210).
�385.211
Protests other than under Rule 208 (Rule 211).
�385.212
Motions (Rule 212).
�385.213
Answers (Rule 213).
�385.214
Intervention (Rule 214).
�385.215
Amendment of pleadings and tariff or rate filings (Rule 215).
�385.216
Withdrawal of pleadings (Rule 216).
�385.217
Summary disposition (Rule 217).
�385.218
Simplified procedure for complaints involving small controversies (Rule 218).
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Subpart C--[RESERVED]

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Subpart D--DISCOVERY PROCEDURES FOR MATTERS SET FOR HEARING UNDER Subpart E

�385.401
Applicability (Rule 401).
�385.402
Scope of discovery (Rule 402).
�385.403
Methods of discovery; general provisions (Rule 403).
�385.404
Depositions during proceedings (Rule 404).
�385.405
Use of depositions (Rule 405).
�385.406
Data requests, interrogatories, and requests for production of documents or things (Rule 406).
�385.407
Inspection of documents and other property (Rule 407).
�385.408
Admissions (Rule 408).
�385.409
Subpoenas (Rule 409).
�385.410
Objections to discovery, motions to quash or to compel, and protective orders (Rule 410).
�385.411
Sanctions (Rule 411).
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Subpart E--HEARINGS

�385.501
Applicability (Rule 501).
�385.502
Initiation of hearing (Rule 502).
�385.503
Consolidation, severance and extension of close-of-record date by Chief Administrative Law Judge (Rule 503).
�385.504
Duties and powers of presiding officers (Rule 504).
�385.505
Right of participants to present evidence (Rule 505).
�385.506
Examination of witnesses during hearing (Rule 506).
�385.507
Prepared written testimony (Rule 507).
�385.508
Exhibits (Rule 508).
�385.509
Admissibility of evidence (Rule 509).
�385.510
Miscellaneous provisions (Rule 510).
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Subpart F--CONFERENCES, SETTLEMENTS, AND STIPULATIONS

�385.601
Conferences (Rule 601).
�385.602
Submission of settlement offers (Rule 602).
�385.603
Settlement of negotiations before a settlement judge (Rule 603).
�385.604
Alternative means of dispute resolution (Rule 604).
�385.605
Arbitration (Rule 605).
�385.606
Confidentiality in dispute resolution proceedings (Rule 606).
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Subpart G--DECISIONS

�385.701
Applicability (Rule 701).
�385.702
Definitions (Rule 702).
�385.703
Contents of decisions (Rule 703).
�385.704
Rights of participants before initial decision (Rule 704).
�385.705
Additional powers of presiding officer with respect to briefs (Rule 705).
�385.706
Initial and reply briefs before initial decision (Rule 706).
�385.707
Oral argument before initial decision (Rule 707).
�385.708
Initial decisions by presiding officer (Rule 708).
�385.709
Other types of decisions (Rule 709).
�385.710
Waiver of the initial decision (Rule 710).
�385.711
Exceptions and briefs on and opposing exceptions after initial decision (Rule 711).
�385.712
Commission review of initial decisions in the absence of exceptions (Rule 712).
�385.713
Request for rehearing (Rule 713).
�385.714
Certified questions (Rule 714).
�385.715
Interlocutory appeals to the Commission from rulings of presiding officers (Rule 715).
�385.716
Reopening (Rule 716).
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Subpart H--SHORTENED PROCEDURES

�385.801
Waiver of hearing (Rule 801).
�385.802
Noncontested proceedings (Rule 802).
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Subpart I--COMMISSION REVIEW OF REMEDIAL ORDERS

�385.901
Scope (Rule 901).
�385.902
Definitions (Rule 902).
�385.903
Request for nondisclosure of information (Rule 903).
�385.904
Commencement of proceeding (Rule 904).
�385.905
Stay of contested order (Rule 905).
�385.906
Pleadings (Rule 906).
�385.907
New facts and issues (Rule 907).
�385.908
Discovery (Rule 908).
�385.909
Hearing (Rule 909).
�385.910
Conduct of the hearing (Rule 910).
�385.911
Burden of proof (Rule 911).
�385.912
Proposed findings of fact, conclusions of law, and comments (Rule 912).
�385.913
Proposed order (Rule 913).
�385.914
Commission action (Rule 914).
�385.915
Off-the-record communications (Rule 915).
�385.916
Withdrawal of petition for review (Rule 916).
�385.917
Sanctions (Rule 917).
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Subpart J--COMMISSION REVIEW OF ADJUSTMENT REQUEST DENIALS

�385.1001
Scope (Rule 1001).
�385.1002
Definitions (Rule 1002).
�385.1003
Request for nondisclosure of information (Rule 1003).
�385.1004
Commencement of proceedings (Rule 1004).
�385.1005
Replies (Rule 1005).
�385.1006
Request for hearing (Rule 1006).
�385.1007
Presiding officer (Rule 1007).
�385.1008
Hearings (Rule 1008).
�385.1009
Proof (Rule 1009).
�385.1010
Certification of the record (Rule 1010).
�385.1011
Final order (Rule 1011).
�385.1012
Off-the-record communications (Rule 1012).
�385.1013
Attachments to pleadings (Rule 1013).
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Subpart K--PETITIONS FOR ADJUSTMENTS UNDER THE NGPA

�385.1101
Applicability (Rule 1101).
�385.1102
Definitions (Rule 1102).
�385.1103
Commencement of proceeding (Rule 1103).
�385.1104
Initial petition (Rule 1104).
�385.1105
Intervention (Rule 1105).
�385.1106
Other filings (Rule 1106).
�385.1107
Evaluations (Rule 1107).
�385.1108
Criteria (Rule 1108).
�385.1109
Orders (Rule 1109).
�385.1110
Review of initial decision and order for adjustment (Rule 1110).
�385.1111
Conferences (Rule 1111).
�385.1112
Requests for confidential treatment (Rule 1112).
�385.1113
Interim relief (Rule 1113).
�385.1114
Motions (Rule 1114).
�385.1115
Procedural rulings (Rule 1115).
�385.1116
Appeals (Rule 1116).
�385.1117
Petition for adjustment treated as request for interpretation (Rule 1117).
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Subpart L--[RESERVED]

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Subpart M--COOPERATIVE PROCEDURE WITH STATE COMMISSIONS

�385.1301
Policy (Rule 1301).
�385.1302
Notice (Rule 1302).
�385.1303
Conferences (Rule 1303).
�385.1304
Procedure governing matters referred to a board (Rule 1304).
�385.1305
Joint and concurrent hearings (Rule 1305).
�385.1306
Intervention by State commissions (Rule 1306).
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Subpart N--OIL PIPELINE PROCEEDINGS

�385.1401
Applicability (Rule 1401).
�385.1402
Subscriber lists (Rule 1402).
�385.1403
Petitions seeking institution of rulemaking proceedings (Rule 1404).
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Subpart O--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER SECTION 31 OF THE FEDERAL POWER ACT

�385.1501
Scope (Rule 1501).
�385.1502
Persons subject to civil penalties (Rule 1502).
�385.1503
Actions subjecting persons to civil penalties (Rule 1503).
�385.1504
Maximum civil penalty (Rule 1504).
�385.1505
Determination of proposed penalty amount (Rule 1505).
�385.1506
Notice of proposed penalty (Rule 1506).
�385.1507
Election of procedures and answer (Rule 1507).
�385.1508
Commission administrative procedures (Rule 1508).
�385.1509
District court procedures (Rule 1509).
�385.1510
Modification of civil penalty (Rule 1510).
�385.1511
Collection of civil penalties (Rule 1511).
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Subpart P--CIVIL MONETARY PENALTY INFLATION ADJUSTMENT

�385.1601
Scope and purpose (Rule 1601).
�385.1602
Civil penalties, as adjusted (Rule 1602).
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Subparts Q-R--[RESERVED]

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Subpart S--MISCELLANEOUS

�385.1901
Interpretations and interpretative rules under the NGPA (Rule 1901).
�385.1902
Appeals from action of staff (Rule 1902).
�385.1903
Notice in rulemaking proceedings (Rule 1903).
�385.1904
Copies of transcripts (Rule 1904).
�385.1907
Reports of compliance (Rule 1907).
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Subpart T--FORMAL REQUIREMENTS FOR FILINGS IN PROCEEDINGS BEFORE THE COMMISSION

�385.2001
Filings (Rule 2001).
�385.2002
Caption of filings (Rule 2002).
�385.2003
Specifications (Rule 2003).
�385.2004
Original and copies of filings (Rule 2004).
�385.2005
Subscription and verification (Rule 2005).
�385.2006
Docket system (Rule 2006).
�385.2007
Time (Rule 2007).
�385.2008
Extensions of time (Rule 2008).
�385.2009
Notice (Rule 2009).
�385.2010
Service (Rule 2010).
�385.2011
Procedures for filing on electronic media (Rule 2011).
�385.2012
Petitions for review of Commission Orders (Rule 2012).
�385.2013
Videotapes (Rule 2013).
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Subpart U--APPEARANCE AND PRACTICE BEFORE THE COMMISSION

�385.2101
Appearances (Rule 2101).
�385.2102
Suspension (Rule 2102).
�385.2103
Appearance of former employees (Rule 2103).
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Subpart V--OFF-THE-RECORD COMMUNICATIONS; SEPARATION OF FUNCTIONS

�385.2201
Rules governing off-the-record communications (Rule 2201).
�385.2202
Separation of functions (Rule 2202).
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