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19 C.F.R. PART 111--CUSTOMS BROKERS

TITLE 19--Customs Duties

CHAPTER I--BUREAU OF CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY

PART 111--CUSTOMS BROKERS

�111.0

Scope.

Subpart A--GENERAL PROVISIONS

�111.1

Definitions.

�111.2

License and district permit required.

�111.3

[Reserved]

�111.4

Transacting customs business without a license.

�111.5

Representation before Government agencies.

Subpart B--PROCEDURE TO OBTAIN LICENSE OR PERMIT

�111.11

Basic requirements for a license.

�111.12

Application for license.

�111.13

Written examination for individual license.

�111.14

Investigation of the license applicant.

�111.15

Issuance of license.

�111.16

Denial of license.

�111.17

Review of the denial of a license.

�111.18

Reapplication for license.

�111.19

Permits.

Subpart C--DUTIES AND RESPONSIBILITIES OF CUSTOMS BROKERS

�111.21

Record of transactions.

�111.22

[Reserved]

�111.23

Retention of records.

�111.24

Records confidential.

�111.25

Records must be available.

�111.26

Interference with examination of records.

�111.27

Audit or inspection of records.

�111.28

Responsible supervision.

�111.29

Diligence in correspondence and paying monies.

�111.30

Notification of change of business address, organization, name, or location of business records; status report; termination of brokerage business.

�111.31

Conflict of interest.

�111.32

False information.

�111.33

Government records.

�111.34

Undue influence upon Treasury Department employees.

�111.35

Acceptance of fees from attorneys.

�111.36

Relations with unlicensed persons.

�111.37

Misuse of license or permit.

�111.38

False representation to procure employment.

�111.39

Advice to client.

�111.40

Protests.

�111.41

Endorsement of checks.

�111.42

Relations with person who is notoriously disreputable or whose license is under suspension, canceled ''with prejudice,'' or revoked.

��111.43-111.44

[Reserved]

�111.45

Revocation by operation of law.

Subpart D--CANCELLATION, SUSPENSION, OR REVOCATION OF LICENSE OR PERMIT, AND MONETARY PENALTY IN LIEU OF SUSPENSION OR REVOCATION

�111.50

General.

�111.51

Cancellation of license or permit.

�111.52

Voluntary suspension of license or permit.

�111.53

Grounds for suspension or revocation of license or permit.

�111.54

[Reserved]

�111.55

Investigation of complaints.

�111.56

Review of report on investigation.

�111.57

Determination by Assistant Commissioner.

�111.58

Content of statement of charges.

�111.59

Preliminary proceedings.

�111.60

Request for additional information.

�111.61

Decision on preliminary proceedings.

�111.62

Contents of notice of charges.

�111.63

Service of notice and statement of charges.

�111.64

Service of notice of hearing and other papers.

�111.65

Extension of time for hearing.

�111.66

Failure to appear.

�111.67

Hearing.

�111.68

Proposed findings and conclusions.

�111.69

Recommended decision by hearing officer.

�111.70

Additional submissions.

�111.71

Immaterial mistakes.

�111.72

Dismissal subject to new proceedings.

�111.73

[Reserved]

�111.74

Decision and notice of suspension or revocation or monetary penalty.

�111.75

Appeal from the Secretary's decision.

�111.76

Reopening the case.

�111.77

Notice of vacated or modified order.

�111.78

Reprimands.

�111.79

Employment of broker who has lost license.

�111.80

[Reserved]

�111.81

Settlement and compromise.

Subpart E--MONETARY PENALTY AND PAYMENT OF FEES

�111.91

Grounds for imposition of a monetary penalty; maximum penalty.

�111.92

Notice of monetary penalty.

�111.93

Petition for relief from monetary penalty.

�111.94

Decision on monetary penalty.

�111.95

Supplemental petition for relief from monetary penalty.

�111.96

Fees.