27 C.F.R. § 19.152 Data for application for registration.
Title 27 - Alcohol, Tobacco Products and Firearms
Application on Form 5110.41 shall include the following information: (a) Serial number and statement of purpose for which filed. (b) Name and principal business address of the applicant, and the location of the distilled spirits plant if different from the business address. (c) Statement of the type of business organization and of the persons interested in the business, supported by the items of information listed in §19.167. (d) Statement of the operations to be conducted. (e) In respect of the plant to which the Form 5110.41 relates, a list of applicant's operating and basic permits, and of the operations, withdrawal, or unit bonds (including those filed with the application) with the name of the surety or sureties for each bond. (f) List of the offices, the incumbents of which are authorized by the articles of incorporation or the board of directors to act on behalf of the proprietor or to sign the proprietor's name. (g) Description of the plant (see §19.168). (h) List of major equipment (see §19.166). (i) Statement of maximum proof gallons that will be produced in the distillery during a period of 15 days, stored on bonded premises, and in transit to the bonded premises. (Not required if the operations or unit bond is in the maximum sum.) (j) With respect to any distilled spirits plant which was not qualified to operate before June 1, 1985 a certified statement that relevant and material accounting records (including regular books of account and such other records and data as may be necessary to support such records) will be maintained in accordance with generally accepted accounting principles which enable the proprietor to file a correct distilled spirits tax return or determine whether he is liable for distilled spirits taxes. (k) Statement of physical security measures employed (see §19.153). (l) As applicable, the following: (1) With respect to the operations of a distiller: (i) Statement of daily producing capacity in proof gallons. (ii) Statement of production procedure (see §19.170). (iii) Statement whether spirits will be redistilled. (2) With respect to the operations of a warehouseman: (i) Description of the system of storage. (ii) Statement of bulk storage capacity in wine gallons. (3) With respect to the operations of a processor: (i) Statement whether bottling operations will be conducted. (ii) Statement whether denaturing operations will be conducted. (iii) Statement whether articles will be manufactured. (iv) Statement whether spirits will be redistilled. (v) Description of the system of storage of spirits bottled and cased or otherwise packaged or placed in approved containers for removal from bonded premises. (4) If any other business is to be conducted on the distilled spirits plant premises, as provided by subpart D of this part, a description of the business, a list of the buildings and/or equipment to be used, and a statement as to the relationship, if any, of the business to distilled spirits operations at the plant. If any of the information required by paragraph (c) of this section is on file with the appropriate TTB officer, that information, if accurate and complete, may by incorporation by reference, be made part of the application. The applicant shall, when required by the appropriate TTB officer, furnish as a part of the application for registration, additional information as may be necessary to determine whether the application for registration should be approved. (68 A Stat. 731, as amended (26 U.S.C. 6001); sec. 201, Pub. L. 85–859, 72 Stat. 1349, as amended (26 U.S.C. 5172); sec. 805(a), Pub. L. 96–39, 93 Stat. 275 (26 U.S.C. 5171))
Title 27: Alcohol, Tobacco and Firearms
PART 19—DISTILLED SPIRITS PLANTS
Subpart G—Qualification of Distilled Spirits Plants
§ 19.152 Data for application for registration.
