---

29 C.F.R. PART 2570--PROCEDURAL REGULATIONS UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT

TITLE 29--Labor

Subtitle B--REGULATIONS RELATING TO LABOR

CHAPTER XXV--EMPLOYEE BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR

SUBCHAPTER G--ADMINISTRATION AND ENFORCEMENT UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974

PART 2570--PROCEDURAL REGULATIONS UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT

Subpart A--PROCEDURES FOR THE ASSESSMENT OF CIVIL SANCTIONS UNDER ERISA SECTION 502(I)

�2570.1

Scope of rules.

�2570.2

Definitions.

�2570.3

Service: Copies of documents and pleadings.

�2570.4

Parties.

�2570.5

Consequences of default.

�2570.6

Consent order or settlement.

�2570.7

Scope of discovery.

�2570.8

Summary decision.

�2570.9

Decision of the administrative law judge.

�2570.10

Review by the Secretary.

�2570.11

Scope of review.

�2570.12

Procedures for review by the Secretary.

Subpart B--PROCEDURES FOR FILING AND PROCESSING PROHIBITED TRANSACTION EXEMPTION APPLICATIONS

�2570.30

Scope of rules.

�2570.31

Definitions.

�2570.32

Persons who may apply for exemptions.

�2570.33

Applications the Department will not ordinarily consider.

�2570.34

Information to be included in every exemption application.

�2570.35

Information to be included in applications for individual exemptions only.

�2570.36

Where to file an application.

�2570.37

Duty to amend and supplement exemption applications.

�2570.38

Tentative denial letters.

�2570.39

Opportunities to submit additional information.

�2570.40

Conferences.

�2570.41

Final denial letters.

�2570.42

Notice of proposed exemption.

�2570.43

Notification of interested persons by applicant.

�2570.44

Withdrawal of exemption applications.

�2570.45

Requests for reconsideration.

�2570.46

Hearings in opposition to exemptions from restrictions on fiduciary self-dealing.

�2570.47

Other hearings.

�2570.48

Decision to grant exemptions.

�2570.49

Limits on the effect of exemptions.

�2570.50

Revocation or modification of exemptions.

�2570.51

Public inspection and copies.

�2570.52

Effective date.

Subpart C--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(2)

�2570.60

Scope of rules.

�2570.61

Definitions.

�2570.62

Service: Copies of documents and pleadings.

�2570.63

Parties, how designated.

�2570.64

Consequences of default.

�2570.65

Consent order or settlement.

�2570.66

Scope of discovery.

�2570.67

Summary decision.

�2570.68

Decision of the administrative law judge.

�2570.69

Review by the Secretary.

�2570.70

Scope of review.

�2570.71

Procedures for review by the Secretary.

Subpart D--PROCEDURE FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(L)

�2570.80

Scope of rules.

�2570.81

In general.

�2570.82

Definitions.

�2570.83

Assessment of civil penalty.

�2570.84

Payment of civil penalty.

�2570.85

Waiver or reduction of civil penalty.

�2570.86

Reduction of penalty by other penalty assessments.

�2570.87

Revision of assessment.

�2570.88

Effective date.

Subpart E--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(5)

�2570.90

Scope of rules.

�2570.91

Definitions.

�2570.92

Service: Copies of documents and pleadings.

�2570.93

Parties, how designated.

�2570.94

Consequences of default.

�2570.95

Consent order or settlement.

�2570.96

Scope of discovery.

�2570.97

Summary decision.

�2570.98

Decision of the administrative law judge.

�2570.99

Review by the Secretary.

�2570.100

Scope of review.

�2570.101

Procedures for review by the Secretary.

Subpart F--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(6)

�2570.110

Scope of rules.

�2570.111

Definitions.

�2570.112

Service: Copies of documents and pleadings.

�2570.113

Parties, how designated.

�2570.114

Consequences of default.

�2570.115

Consent order or settlement.

�2570.116

Scope of discovery.

�2570.117

Summary decision.

�2570.118

Decision of the administrative law judge.

�2570.119

Review by the Secretary.

�2570.120

Scope of review.

�2570.121

Procedures for review by the Secretary.

Subpart G--PROCEDURES FOR THE ASSESSMENT OF CIVIL PENALTIES UNDER ERISA SECTION 502(C)(7)

�2570.130

Scope of rules.

�2570.131

Definitions.

�2570.132

Service: Copies of documents and pleadings.

�2570.133

Parties, how designated.

�2570.134

Consequences of default.

�2570.135

Consent order or settlement.

�2570.136

Scope of discovery.

�2570.137

Summary decision.

�2570.138

Decision of the administrative law judge.

�2570.139

Review by the Secretary.

�2570.140

Scope of review.

�2570.141

Procedures for review by the Secretary.

Subpart H--PROCEDURES FOR ISSUANCE OF FINDINGS UNDER ERISA SEC. 3(40)

�2570.150

Scope of rules.

�2570.151

In general.

�2570.152

Definitions.

�2570.153

Parties.

�2570.154

Filing and contents of petition.

�2570.155

Service.

�2570.156

Expedited proceedings.

�2570.157

Allocation of burden of proof.

�2570.158

Decision of the Administrative Law Judge.

�2570.159

Review by the Secretary.