42 C.F.R. PART 422--MEDICARE ADVANTAGE PROGRAM


TITLE 42--Public Health

CHAPTER IV--CENTERS FOR MEDICARE & MEDICAID SERVICES, DEPARTMENT OF HEALTH AND HUMAN SERVICES

SUBCHAPTER B--MEDICARE PROGRAM

PART 422--MEDICARE ADVANTAGE PROGRAM

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Subpart A--GENERAL PROVISIONS

�422.1
Basis and scope.
�422.2
Definitions.
�422.4
Types of MA plans.
�422.6
Cost-sharing in enrollment-related costs.
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Subpart B--ELIGIBILITY, ELECTION, AND ENROLLMENT

�422.50
Eligibility to elect an MA plan.
�422.52
Eligibility to elect an MA plan for special needs individuals.
�422.54
Continuation of enrollment for MA local plans.
�422.56
Enrollment in an MA MSA plan.
�422.57
Limited enrollment under MA RFB plans.
�422.60
Election process.
�422.62
Election of coverage under an MA plan.
�422.64
Information about the MA program.
�422.66
Coordination of enrollment and disenrollment through MA organizations.
�422.68
Effective dates of coverage and change of coverage.
�422.74
Disenrollment by the MA organization.
�422.80
Approval of marketing materials and election forms.
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Subpart C--BENEFITS AND BENEFICIARY PROTECTIONS

�422.100
General requirements.
�422.101
Requirements relating to basic benefits.
�422.102
Supplemental benefits.
�422.103
Benefits under an MA MSA plan.
�422.104
Special rules on supplemental benefits for MA MSA plans.
�422.105
Special rules for self-referral and point of service option.
�422.106
Coordination of benefits with employer or union group health plans and Medicaid.
�422.108
Medicare secondary payer (MSP) procedures.
�422.109
Effect of national coverage determinations (NCDs) and legislative changes in benefits.
�422.110
Discrimination against beneficiaries prohibited.
�422.111
Disclosure requirements.
�422.112
Access to services.
�422.113
Special rules for ambulance services, emergency and urgently needed services, and maintenance and post-stabilization care services.
�422.114
Access to services under an MA private fee-for-service plan.
�422.118
Confidentiality and accuracy of enrollee records.
�422.128
Information on advance directives.
�422.132
Protection against liability and loss of benefits.
�422.133
Return to home skilled nursing facility.
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Subpart D--QUALITY IMPROVEMENT

�422.152
Quality improvement program.
�422.156
Compliance deemed on the basis of accreditation.
�422.157
Accreditation organizations.
�422.158
Procedures for approval of accreditation as a basis for deeming compliance.
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Subpart E--RELATIONSHIPS WITH PROVIDERS

�422.200
Basis and scope.
�422.202
Participation procedures.
�422.204
Provider selection and credentialing.
�422.205
Provider antidiscrimination rules.
�422.206
Interference with health care professionals' advice to enrollees prohibited.
�422.208
Physician incentive plans: requirements and limitations.
�422.210
Assurances to CMS.
�422.212
Limitations on provider indemnification.
�422.214
Special rules for services furnished by noncontract providers.
�422.216
Special rules for MA private fee-for-service plans.
�422.220
Exclusion of services furnished under a private contract.
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Subpart F-SUBMISSION OF BIDS, PREMIUMS, AND RELATED INFORMATION AND PLAN APPROVAL

�422.250
Basis and scope.
�422.252
Terminology.
�422.254
Submission of bids.
�422.256
Review, negotiation, and approval of bids.
�422.258
Calculation of benchmarks.
�422.262
Beneficiary premiums.
�422.264
Calculation of savings.
�422.266
Beneficiary rebates.
�422.270
Incorrect collections of premiums and cost-sharing.
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Subpart G--PAYMENTS TO MEDICARE ADVANTAGE ORGANIZATIONS

�422.300
Basis and scope.
�422.304
Monthly payments.
�422.306
Annual MA capitation rates.
�422.308
Adjustments to capitation rates, benchmarks, bids, and payments.
�422.310
Risk adjustment data.
�422.312
Announcement of annual capitation rate, benchmarks, and methodology changes.
�422.314
Special rules for beneficiaries enrolled in MA MSA plans.
�422.316
Special rules for payments to Federally qualified health centers.
�422.318
Special rules for coverage that begins or ends during an inpatient hospital stay.
�422.320
Special rules for hospice care.
�422.322
Source of payment and effect of MA plan election on payment.
�422.324
Payments to MA organizations for graduate medical education costs.
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Subpart H--PROVIDER-SPONSORED ORGANIZATIONS

�422.350
Basis, scope, and definitions.
�422.352
Basic requirements.
�422.354
Requirements for affiliated providers.
�422.356
Determining substantial financial risk and majority financial interest.
�422.370
Waiver of State licensure.
�422.372
Basis for waiver of State licensure.
�422.374
Waiver request and approval process.
�422.376
Conditions of the waiver.
�422.378
Relationship to State law.
�422.380
Solvency standards.
�422.382
Minimum net worth amount.
�422.384
Financial plan requirement.
�422.386
Liquidity.
�422.388
Deposits.
�422.390
Guarantees.
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Subpart I--ORGANIZATION COMPLIANCE WITH STATE LAW AND PREEMPTION BY FEDERAL LAW

�422.400
State licensure requirement.
�422.402
Federal preemption of State law.
�422.404
State premium taxes prohibited.
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Subpart J--SPECIAL RULES FOR MA REGIONAL PLANS

�422.451
Moratorium on new local preferred provider organization plans.
�422.455
Special rules for MA Regional Plans.
�422.458
Risk sharing with regional MA organizations for 2006 and 2007.
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Subpart K--CONTRACTS WITH MEDICARE ADVANTAGE ORGANIZATIONS

�422.500
Scope and definitions.
�422.501
Application requirements.
�422.502
Evaluation and determination procedures.
�422.503
General provisions.
�422.504
Contract provisions.
�422.505
Effective date and term of contract.
�422.506
Nonrenewal of contract.
�422.508
Modification or termination of contract by mutual consent.
�422.510
Termination of contract by CMS.
�422.512
Termination of contract by the MA organization.
�422.514
Minimum enrollment requirements.
�422.516
Reporting requirements.
�422.520
Prompt payment by MA organization.
�422.521
Effective date of new significant regulatory requirements.
�422.524
Special rules for RFB societies.
�422.527
Agreements with Federally qualified health centers.
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Subpart L--EFFECT OF CHANGE OF OWNERSHIP OR LEASING OF FACILITIES DURING TERM OF CONTRACT

�422.550
General provisions.
�422.552
Novation agreement requirements.
�422.553
Effect of leasing of an MA organization's facilities.
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Subpart M--GRIEVANCES, ORGANIZATION DETERMINATIONS AND APPEALS

�422.560
Basis and scope.
�422.561
Definitions.
�422.562
General provisions.
�422.564
Grievance procedures.
�422.566
Organization determinations.
�422.568
Standard timeframes and notice requirements for organization determinations.
�422.570
Expediting certain organization determinations.
�422.572
Timeframes and notice requirements for expedited organization determinations.
�422.574
Parties to the organization determination.
�422.576
Effect of an organization determination.
�422.578
Right to a reconsideration.
�422.580
Reconsideration defined.
�422.582
Request for a standard reconsideration.
�422.584
Expediting certain reconsiderations.
�422.586
Opportunity to submit evidence.
�422.590
Timeframes and responsibility for reconsiderations.
�422.592
Reconsideration by an independent entity.
�422.594
Notice of reconsidered determination by the independent entity.
�422.596
Effect of a reconsidered determination.
�422.600
Right to a hearing.
�422.602
Request for an ALJ hearing.
�422.608
Medicare Appeals Council (MAC) review.
�422.612
Judicial review.
�422.616
Reopening and revising determinations and decisions.
�422.618
How an MA organization must effectuate standard reconsidered determinations or decisions.
�422.619
How an MA organization must effectuate expedited reconsidered determinations.
�422.620
How enrollees of MA organizations must be notified of noncovered inpatient hospital care.
�422.622
Requesting immediate QIO review of noncoverage of inpatient hospital care.
�422.624
Notifying enrollees of termination of provider services.
�422.626
Fast-track appeals of service terminations to independent review entities (IREs).
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Subpart N--MEDICARE CONTRACT DETERMINATIONS AND APPEALS

�422.641
Contract determinations.
�422.644
Notice of contract determination.
�422.646
Effect of contract determination.
�422.648
Reconsideration: Applicability.
�422.650
Request for reconsideration.
�422.652
Opportunity to submit evidence.
�422.654
Reconsidered determination.
�422.656
Notice of reconsidered determination.
�422.658
Effect of reconsidered determination.
�422.660
Right to a hearing.
�422.662
Request for hearing.
�422.664
Postponement of effective date of a contract determination when a request for a hearing with respect to a contract determination is filed timely.
�422.666
Designation of hearing officer.
�422.668
Disqualification of hearing officer.
�422.670
Time and place of hearing.
�422.672
Appointment of representatives.
�422.674
Authority of representatives.
�422.676
Conduct of hearing.
�422.678
Evidence.
�422.680
Witnesses.
�422.682
Discovery.
�422.684
Prehearing.
�422.686
Record of hearing.
�422.688
Authority of hearing officer.
�422.690
Notice and effect of hearing decision.
�422.692
Review by the Administrator.
�422.694
Effect of Administrator's decision.
�422.696
Reopening of contract or reconsidered determination or decision of a hearing officer or the Administrator.
�422.698
Effect of revised determination.
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Subpart O--INTERMEDIATE SANCTIONS

�422.750
Kinds of sanctions.
�422.752
Basis for imposing sanctions.
�422.756
Procedures for imposing sanctions.
�422.758
Maximum amount of civil money penalties imposed by CMS.
�422.760
Other applicable provisions.
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