42 C.F.R. PART 423--VOLUNTARY MEDICARE PRESCRIPTION DRUG BENEFIT


TITLE 42--Public Health

CHAPTER IV--CENTERS FOR MEDICARE & MEDICAID SERVICES, DEPARTMENT OF HEALTH AND HUMAN SERVICES

SUBCHAPTER B--MEDICARE PROGRAM

PART 423--VOLUNTARY MEDICARE PRESCRIPTION DRUG BENEFIT

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Subpart A--GENERAL PROVISIONS

�423.1
Basis and scope.
�423.4
Definitions.
�423.6
Cost-sharing in beneficiary education and enrollment-related costs.
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Subpart B--ELIGIBILITY AND ENROLLMENT.

�423.30
Eligibility and enrollment.
�423.32
Enrollment process.
�423.34
Enrollment of full-benefit dual eligible individuals.
�423.36
Disenrollment process.
�423.38
Enrollment periods.
�423.40
Effective dates.
�423.44
Involuntary disenrollment by the PDP.
�423.46
Late enrollment penalty.
�423.48
Information about Part D.
�423.50
Approval of marketing materials and enrollment forms.
�423.56
Procedures to determine and document creditable status of prescription drug coverage.
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Subpart C--BENEFITS AND BENEFICIARY PROTECTIONS

�423.100
Definitions.
�423.104
Requirements related to qualified prescription drug coverage.
�423.112
Establishment of prescription drug plan service areas.
�423.120
Access to covered Part D drugs.
�423.124
Special rules for out-of-network access to covered Part D drugs at out-of-network pharmacies.
�423.128
Dissemination of Part D plan information.
�423.132
Public disclosure of pharmaceutical prices for equivalent drugs.
�423.136
Privacy, confidentiality, and accuracy of enrollee records.
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Subpart D--COST CONTROL AND QUALITY IMPROVEMENT REQUIREMENTS

�423.150
Scope.
�423.153
Drug utilization management, quality assurance, and medication therapy management programs (MTMPs).
�423.156
Consumer satisfaction surveys.
�423.159
Electronic prescription drug program.
�423.160
Standards for electronic prescribing.
�423.162
Quality improvement organization activities.
�423.165
Compliance deemed on the basis of accreditation.
�423.168
Accreditation organizations.
�423.171
Procedures for approval of accreditation as a basis for deeming compliance.
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Subpart E--[RESERVED]

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Subpart F--SUBMISSION OF BIDS AND MONTHLY BENEFICIARY PREMIUMS; PLAN APPROVAL

�423.251
Scope.
�423.258
Definitions.
�423.265
Submission of bids and related information.
�423.272
Review and negotiation of bid and approval of plans submitted by potential Part D sponsors.
�423.279
National average monthly bid amount.
�423.286
Rules regarding premiums.
�423.293
Collection of monthly beneficiary premium.
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Subpart G--PAYMENTS TO PART D PLAN SPONSORS FOR QUALIFIED PRESCRIPTION DRUG COVERAGE

�423.301
Scope.
�423.308
Definitions and terminology.
�423.315
General payment provisions.
�423.322
Requirement for disclosure of information.
�423.329
Determination of payments.
�423.336
Risk-sharing arrangements.
�423.343
Retroactive adjustments and reconciliations.
�423.346
Reopening.
�423.350
Payment appeals.
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Subpart H--[RESERVED]

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Subpart I--ORGANIZATION COMPLIANCE WITH STATE LAW AND PREEMPTION BY FEDERAL LAW

�423.401
General requirements for PDP sponsors.
�423.410
Waiver of certain requirements to expand choice.
�423.415
Temporary waivers for entities seeking to offer a prescription drug plan in more than one State in a region
�423.420
Solvency standards for non-licensed entities.
�423.425
Licensure does not substitute for or constitute certification.
�423.440
Prohibition of State imposition of premium taxes; relation to State laws.
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Subpart J--COORDINATION OF PART D PLANS WITH OTHER PRESCRIPTION DRUG COVERAGE

�423.452
Scope.
�423.454
Definitions.
�423.458
Application of Part D rules to certain Part D plans on and after January 1, 2006.
�423.462
Medicare secondary payer procedures.
�423.464
Coordination of benefits with other providers of prescription drug coverage.
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Subpart K--APPLICATION PROCEDURES AND CONTRACTS WITH PART D PLAN SPONSORS

�423.500
Scope.
�423.501
Definitions
�423.502
Application requirements.
�423.503
Evaluation and determination procedures for applications to be determined qualified to act as a sponsor.
�423.504
General provisions.
�423.505
Contract provisions.
�423.506
Effective date and term of contract.
�423.507
Nonrenewal of contract.
�423.508
Modification or termination of contract by mutual consent.
�423.509
Termination of contract by CMS.
�423.510
Termination of contract by the Part D sponsor.
�423.512
Minimum enrollment requirements.
�423.514
Reporting requirements.
�423.516
Prohibition of midyear implementation of significant new regulatory requirements.
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Subpart L--EFFECT OF CHANGE OF OWNERSHIP OR LEASING OF FACILITIES DURING TERM OF CONTRACT

�423.551
General provisions.
�423.552
Novation agreement requirements.
�423.553
Effect of leasing of a PDP sponsor's facilities.
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Subpart M--GRIEVANCES, COVERAGE DETERMINATIONS, AND APPEALS

�423.560
Definitions.
�423.562
General provisions.
�423.564
Grievance procedures.
�423.566
Coverage determinations.
�423.568
Standard timeframe and notice requirements for coverage determinations.
�423.570
Expediting certain coverage determinations.
�423.572
Timeframes and notice requirements for expedited coverage determinations.
�423.576
Effect of a coverage determination.
�423.578
Exceptions process.
�423.580
Right to a redetermination.
�423.582
Request for a standard redetermination.
�423.584
Expediting certain redeterminations.
�423.586
Opportunity to submit evidence.
�423.590
Timeframes and responsibility for making redeterminations.
�423.600
Reconsideration by an independent review entity (IRE).
�423.602
Notice of reconsideration determination by the independent review entity.
�423.604
Effect of a reconsideration determination.
�423.610
Right to an ALJ hearing.
�423.612
Request for an ALJ hearing.
�423.620
Medicare Appeals Council (MAC) review.
�423.630
Judicial review.
�423.634
Reopening and revising determinations and decisions.
�423.636
How a Part D plan sponsor must effectuate standard redeterminations, reconsiderations, or decisions.
�423.638
How a Part D plan sponsor must effectuate expedited redeterminations or reconsiderations.
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Subpart N--MEDICARE CONTRACT DETERMINATIONS AND APPEALS

�423.641
Contract determinations.
�423.642
Notice of contract determination.
�423.643
Effect of contract determination.
�423.644
Reconsideration: Applicability.
�423.645
Request for reconsideration.
�423.646
Opportunity to submit evidence.
�423.647
Reconsidered determination.
�423.648
Notice of reconsidered determination.
�423.649
Effect of reconsidered determination.
�423.650
Right to a hearing.
�423.651
Request for hearing.
�423.652
Postponement of effective date of a contract determination when a request for a hearing for a contract determination is filed timely.
�423.653
Designation of hearing officer.
�423.654
Disqualification of hearing officer.
�423.655
Time and place of hearing.
�423.656
Appointment of representatives.
�423.657
Authority of representatives.
�423.658
Conduct of hearing.
�423.659
Evidence.
�423.660
Witnesses.
�423.661
Discovery.
�423.662
Prehearing.
�423.663
Record of hearing.
�423.664
Authority of hearing officer.
�423.665
Notice and effect of hearing decision.
�423.666
Review by the Administrator.
�423.667
Effect of Administrator's decision.
�423.668
Reopening of contract or reconsidered determination or decision of a hearing officer or the Administrator.
�423.669
Effect of revised determination.
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Subpart O--INTERMEDIATE SANCTIONS

�423.750
Kinds of sanctions.
�423.752
Basis for imposing sanctions.
�423.756
Procedures for imposing sanctions.
�423.758
Maximum amount of civil money penalties imposed by CMS.
�423.760
Other applicable provisions.
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Subpart P--PREMIUMS AND COST-SHARING SUBSIDIES FOR LOW-INCOME INDIVIDUALS

�423.771
Basis and scope.
�423.772
Definitions.
�423.773
Requirements for eligibility
�423.774
Eligibility determinations, redeterminations, and applications.
�423.780
Premium subsidy.
�423.782
Cost-sharing subsidy.
�423.800
Administration of subsidy program.
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Subpart Q--GUARANTEEING ACCESS TO A CHOICE OF COVERAGE (FALLBACK PRESCRIPTION DRUG PLANS)

�423.851
Scope.
�423.855
Definitions.
�423.859
Assuring access to a choice of coverage.
�423.863
Submission and approval of bids.
�423.867
Rules regarding premiums.
�423.871
Contract terms and conditions.
�423.875
Payment to fallback plans.
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Subpart R--PAYMENTS TO SPONSORS OF RETIREE PRESCRIPTION DRUG PLANS

�423.880
Basis and scope.
�423.882
Definitions.
�423.884
Requirements for qualified retiree prescription drug plans.
�423.886
Retiree drug subsidy amounts.
�423.888
Payment methods, including provision of necessary information.
�423.890
Appeals.
�423.892
Change of ownership.
�423.894
Construction.
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Subpart S--SPECIAL RULES FOR STATES-ELIGIBILITY DETERMINATIONS FOR SUBSIDIES AND GENERAL PAYMENT PROVISIONS

�423.900
Basis and scope.
�423.902
Definitions.
�423.904
Eligibility determinations for low-income subsidies.
�423.906
General payment provisions.
�423.907
Treatment of territories.
�423.908.
Phased-down State contribution to drug benefit costs assumed by Medicare.
�423.910
Requirements.
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