47 C.F.R. Subpart B—Equipment Requirements


Title 47 - Telecommunication


Title 47: Telecommunication
PART 11—EMERGENCY ALERT SYSTEM (EAS)

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Subpart B—Equipment Requirements

§ 11.31   EAS protocol.

Link to an amendment published at 70 FR 71033, Nov. 25, 2005.

(a) The EAS uses a four part message for an emergency activation of the EAS. The four parts are: Preamble and EAS Header Codes; audio Attention Signal; message; and, Preamble and EAS End Of Message (EOM) Codes.

(1) The Preamble and EAS Codes must use Audio Frequency Shift Keying at a rate of 520.83 bits per second to transmit the codes. Mark frequency is 2083.3 Hz and space frequency is 1562.5 Hz. Mark and space time must be 1.92 milliseconds. Characters are ASCII seven bit characters as defined in ANSI X3.4–1977 ending with an eighth null bit (either 0 or 1) to constitute a full eight-bit byte.

(2) The Attention Signal must be made up of the fundamental frequencies of 853 and 960 Hz. The two tones must be transmitted simultaneously. The Attention Signal must be transmitted after the EAS header codes.

(3) The message may be audio, video or text.

(b) The ASCII dash and plus symbols are required and may not be used for any other purpose. FM or TV call signs must use a slash ASCII character number 47 (/) in lieu of a dash.

(c) The EAS protocol, including any codes, must not be amended, extended or abridged without FCC authorization. The EAS protocol and message format are specified in the following representation.

Examples are provided in FCC Public Notices.

[PREAMBLE]ZCZC-ORG-EEE-PSSCCC+TTTT-JJJHHMM-LLLLLLLL-(one second pause)

[PREAMBLE]ZCZC-ORG-EEE-PSSCCC+TTTT-JJJHHMM-LLLLLLLL-(one second pause)

[PREAMBLE]ZCZC-ORG-EEE-PSSCCC+TTTT-JJJHHMM-LLLLLLLL-(at least a one second pause)

(transmission of 8 to 25 seconds of Attention Signal)

(transmission of audio, video or text messages)

(at least a one second pause)

[PREAMBLE]NNNN (one second pause)

[PREAMBLE]NNNN (one second pause)

[PREAMBLE]NNNN (at least one second pause)

[PREAMBLE] This is a consecutive string of bits (sixteen bytes of AB hexadecimal [8 bit byte 10101011]) sent to clear the system, set AGC and set asynchronous decoder clocking cycles. The preamble must be transmitted before each header and End Of Message code.

ZCZC—This is the identifier, sent as ASCII characters ZCZC to indicate the start of ASCII code.

ORG—This is the Originator code and indicates who originally initiated the activation of the EAS. These codes are specified in paragraph (d) of this section.

EEE—This is the Event code and indicates the nature of the EAS activation. The codes are specified in paragraph (e) of this section. The Event codes must be compatible with the codes used by the NWS Weather Radio Specific Area Message Encoder (WRSAME).

PSSCCC—This the Location code and indicates the geographic area affected by the EAS alert. There may be 31 Location codes in an EAS alert. The Location code uses the Federal Information Processing Standard (FIPS) numbers as described by the U.S. Department of Commerce in National Institute of Standards and Technology publication FIPS PUB 6–4. Each state is assigned an SS number as specified in paragraph (f) of this section. Each county and some cities are assigned a CCC number. A CCC number of 000 refers to an entire State or Territory. P defines county subdivisions as follows: 0 = all or an unspecified portion of a county, 1 = Northwest, 2 = North, 3 = Northeast, 4 = West, 5 = Central, 6 = East, 7 = Southwest, 8 = South, 9 = Southeast. Other numbers may be designated later for special applications. The use of county subdivisions will probably be rare and generally for oddly shaped or unusually large counties. Any subdivisions must be defined and agreed to by the local officials prior to use.

+TTTT—This indicates the valid time period of a message in 15 minute segments up to one hour and then in 30 minute segments beyond one hour; i.e., +0015, +0030, +0045, +0100, +0430 and +0600.

JJJHHMM—This is the day in Julian Calendar days (JJJ) of the year and the time in hours and minutes (HHMM) when the message was initially released by the originator using 24 hour Universal Coordinated Time (UTC).

LLLLLLLL—This is the identification of the broadcast station, cable system, BRS/EBS station, NWS office, etc., transmitting or retransmitting the message. These codes will be automatically affixed to all outgoing messages by the EAS encoder.

NNNN—This is the End of Message (EOM) code sent as a string of four ASCII N characters.

(d) The only originator codes are:

 ------------------------------------------------------------------------                  Originator                            ORG Code------------------------------------------------------------------------Broadcast station or cable system.............  EASCivil authorities.............................  CIVNational Weather Service......................  WXRPrimary Entry Point System....................  PEP------------------------------------------------------------------------

(e) The following Event (EEE) codes are presently authorized:

------------------------------------------------------------------------             Nature of Activation                      Event Codes------------------------------------------------------------------------National Codes (Required):Emergency Action Notification (National only).  EANEmergency Action Termination (National only)..  EATNational Information Center...................  NICNational Periodic Test........................  NPTRequired Monthly Test.........................  RMTRequired Weekly Test..........................  RWTState and Local Codes (Optional):Administrative Message........................  ADRAvalanche Warning.............................  AVW\1\Avalanche Watch...............................  AVA\1\Blizzard Warning..............................  BZWChild Abduction Emergency.....................  CAE\1\Civil Danger Warning..........................  CDW\1\Civil Emergency Message.......................  CEMCoastal Flood Warning.........................  CFW\1\Coastal Flood Watch...........................  CFA\1\Dust Storm Warning............................  DSW\1\Earthquake Warning............................  EQW\1\Evacuation Immediate..........................  EVIFire Warning..................................  FRW\1\Flash Flood Warning...........................  FFWFlash Flood Watch.............................  FFAFlash Flood Statement.........................  FFSFlood Warning.................................  FLWFlood Watch...................................  FLAFlood Statement...............................  FLSHazardous Materials Warning...................  HMW\1\High Wind Warning.............................  HWWHigh Wind Watch...............................  HWAHurricane Warning.............................  HUWHurricane Watch...............................  HUAHurricane Statement...........................  HLSLaw Enforcement Warning.......................  LEW\1\Local Area Emergency..........................  LAE\1\Network Message Notification..................  NMN\1\911 Telephone Outage Emergency................  TOE\1\Nuclear Power Plant Warning...................  NUW\1\Practice/Demo Warning.........................  DMORadiological Hazard Warning...................  RHW\1\Severe Thunderstorm Warning...................  SVRSevere Thunderstorm Watch.....................  SVASevere Weather Statement......................  SVSShelter in Place Warning......................  SPW\1\Special Marine Warning........................  SMW\1\Special Weather Statement.....................  SPSTornado Warning...............................  TORTornado Watch.................................  TOATropical Storm Warning........................  TRW\1\Tropical Storm Watch..........................  TRA\1\Tsunami Warning...............................  TSWTsunami Watch.................................  TSAVolcano Warning...............................  VOW\1\Winter Storm Warning..........................  WSWWinter Storm Watch............................  WSA------------------------------------------------------------------------\1\ Effective May 16, 2002, broadcast stations, cable systems and  wireless cable systems may upgrade their existing EAS equipment to add  these event codes on a voluntary basis until the equipment is  replaced. All models of EAS equipment manufactured after August 1,  2003 must be capable of receiving and transmitting these event codes.  Broadcast stations, cable systems and wireless cable systems which  replace their EAS equipment after February 1, 2004 must install  equipment that is capable of receiving and transmitting these event  codes.

(f) The State, Territory and Offshore (Marine Area) FIPS number codes (SS) are as follows. County FIPS numbers (CCC) are contained in the State EAS Mapbook.

------------------------------------------------------------------------                                                                  FIPS#------------------------------------------------------------------------State:  AL...........................................................       01  AK...........................................................       02  AZ...........................................................       04  AR...........................................................       05  CA...........................................................       06  CO...........................................................       08  CT...........................................................       09  DE...........................................................       10  DC...........................................................       11  FL...........................................................       12  GA...........................................................       13  HI...........................................................       15  ID...........................................................       16  IL...........................................................       17  IN...........................................................       18  IA...........................................................       19  KS...........................................................       20  KY...........................................................       21  LA...........................................................       22  ME...........................................................       23  MD...........................................................       24  MA...........................................................       25  MI...........................................................       26  MN...........................................................       27  MS...........................................................       28  MO...........................................................       29  MT...........................................................       30  NE...........................................................       31  NV...........................................................       32  NH...........................................................       33  NJ...........................................................       34  NM...........................................................       35  NY...........................................................       36  NC...........................................................       37  ND...........................................................       38  OH...........................................................       39  OK...........................................................       40  OR...........................................................       41  PA...........................................................       42  RI...........................................................       44  SC...........................................................       45  SD...........................................................       46  TN...........................................................       47  TX...........................................................       48  UT...........................................................       49  VT...........................................................       50  VA...........................................................       51  WA...........................................................       53  WV...........................................................       54  WI...........................................................       55  WY...........................................................       56Terr.:  AS...........................................................       60  FM...........................................................       64  GU...........................................................       66  MH...........................................................       68  MH...........................................................       68  PR...........................................................       72  PW...........................................................       70  UM...........................................................       74  VI...........................................................       78Offshore (Marine Areas) \1\:  Eastern North Pacific Ocean, and along U.S. West Coast from         57   Canadian border to Mexican border...........................  North Pacific Ocean near Alaska, and along Alaska coastline,        58   including the Bering Sea and the Gulf of Alaska.............  Central Pacific Ocean, including Hawaiian waters.............       59  South Central Pacific Ocean, including American Samoa waters.       61  Western Pacific Ocean, including Mariana Island waters.......       65  Western North Atlantic Ocean, and along U.S. East Coast, from       73   Canadian border south to Currituck Beach Light, N.C.........  Western North Atlantic Ocean, and along U.S. East Coast,            75   south of Currituck Beach Light, N.C., following the   coastline into Gulf of Mexico to Bonita Beach, FL.,   including the Caribbean.....................................  Gulf of Mexico, and along the U.S. Gulf Coast from the              77   Mexican border to Bonita Beach, FL..........................  Lake Superior................................................       91  Lake Michigan................................................       92  Lake Huron...................................................       93  Lake St. Clair...............................................       94  Lake Erie....................................................       96  Lake Ontario.................................................       97  St. Lawrence River above St. Regis...........................      98------------------------------------------------------------------------\1\ Effective May 16, 2002, broadcast stations, cable systems and  wireless cable systems may upgrade their existing EAS equipment to add  these marine area location codes on a voluntary basis until the  equipment is replaced. All models of EAS equipment manufactured after  August 1, 2003, must be capable of receiving and transmitting these  marine area location codes. Broadcast stations, cable systems and  wireless cable systems which replace their EAS equipment after  February 1, 2004, must install equipment that is capable of receiving  and transmitting these location codes.

[59 FR 67092, Dec. 28, 1994, as amended at 60 FR 55999, Nov. 6, 1995; 61 FR 54952, Oct. 23, 1996; 63 FR 29663, June 1, 1998; 67 FR 18508, Apr. 16, 2002; 67 FR 77174, Dec. 17, 2002; 69 FR 72031, Dec. 10, 2004]

§ 11.32   EAS Encoder.

(a) EAS Encoders must at a minimum be capable of encoding the EAS protocol described in §11.31 and providing the EAS code transmission requirements described in §11.51. EAS encoders must additionally provide the following minimum specifications:

(1) Encoder programming. Access to encoder programming shall be protected by a lock or other security measures and be configured so that authorized personnel can readily select and program the EAS Encoder with Originator, Event and Location codes for either manual or automatic operation.

(2) Inputs. The encoder shall have two inputs, one for audio messages and one for data messages (RS–232C with standard protocol and 1200 baud rate).

(3) Outputs. The encoder shall have two outputs, one audio port and one data port (RS–232C with standard protocol and 1200 baud rate).

(4) Calibration. EAS Encoders must provide a means to comply with the modulation levels required in §11.51(f).

(5) Day-Hour-Minute and Identification Stamps. The encoder shall affix the JJJHHMM and LLLLLLLL codes automatically to all initial messages.

(6) Program Data Retention. Program data and codes shall be retained even with the power removed.

(7) Indicator. An aural or visible means that it activated when the Preamble is sent and deactivated at the End of Message code.

(8) Spurious Response. All frequency components outside 200 to 4000 Hz shall be attenuated by 40 dB or more with respect to the output levels of the mark or space frequencies.

(9) Attention Signal generator. The encoder must provide an attention signal that complies with the following:

(i) Tone Frequencies. The audio tones shall have fundamental frequencies of 853 and 960 Hz and not vary over ±0.5 Hz.

(ii) Harmonic Distortion. The total harmonic distortion of each of the audio tones may not exceed 5% at the encoder output terminals.

(iii) Minimum Level of Output. The encoder shall have an output level capability of at least +8 dBm into a 600 Ohm load impedance at each audio tone. A means shall be provided to permit individual activation of the two tones for calibration of associated systems.

(iv) Time Period for Transmission of Tones. The encoder shall have timing circuitry that automatically generates the two tones simultaneously for a time period of not less than 8 nor longer than 25 seconds. NOTE: Prior to July 1, 1995, the Attention Signal must be at least 20 and not more than 25 seconds.

(v) Inadvertent activation. The switch used for initiating the automatic generation of the simultaneous tones shall be protected to prevent accidental operation.

(vi) Indicator Display. The encoder shall be provided with a visual and/or aural indicator which clearly shows that the Attention Signal is activated.

(b) Operating Temperature and Humidity. Encoders shall have the ability to operate with the above specifications within an ambient temperature range of 0 to +50 degrees C and a range of relative humidity of up to 95%.

(c) Primary Supply Voltage Variation. Encoders shall be capable of complying with the requirements of this section during a variation in primary supply voltage of 85 percent to 115 percent of its rated value.

(d) Testing Encoder Units. Encoders not covered by §11.34(e) of this part shall be tested in a 10 V/m minimum RF field at an AM broadcast frequency and a 0.5 V/m minimum RF field at an FM or TV broadcast frequency to simulate actual working conditions.

§ 11.33   EAS Decoder.

Link to an amendment published at 70 FR 71033, Nov. 25, 2005.

(a) An EAS Decoder must at a minimum be capable of decoding the EAS protocol described in §11.31, provide the EAS monitoring functions described in §11.52, and the following minimum specifications:

(1) Inputs. Decoders must have the capability to receive at least 2 audio inputs from EAS monitoring assignments, and one data input (RS–232C with standard protocol and 1200 baud rate). The data input may be used to monitor other communications modes such as Radio Broadcast Data System (RBDS), NWR, satellite, public switched telephone network, or any other source that uses the EAS protocol.

(2) Valid codes. There must be a means to determine if valid EAS header codes are received and to determine if preselected header codes are received.

(3) Storage. Decoders must provide the means to:

(i) Record and store, either internally or externally, at least two minutes of audio or text messages. A decoder manufactured without an internal means to record and store audio or text must be equipped with a means (such as an audio or digital jack connection) to couple to an external recording and storing device.

(ii) Store at least ten preselected event and originator header codes, in addition to the seven mandatory event/originator codes for tests and national activations, and store any preselected location codes for comparison with incoming header codes. A non-preselected header code that is manually transmitted must be stored for comparison with later incoming header codes. The header codes of the last ten received valid messages which still have valid time periods must be stored for comparison with the incoming valid header codes for later messages. These last received header codes will be deleted from storage as their valid time periods expire.

(4) Display and logging. A visual message shall be developed from any valid header codes for tests and national activations and any preselected header codes received. The message shall include the Originator, Event, Location, the valid time period of the message and the local time the message was transmitted. The message shall be in the primary language of the broadcast station or cable system and be fully displayed on the decoder and readable in normal light and darkness. All existing and new models of EAS decoders manufactured after August 1, 2003 must provide a means to permit the selective display and logging of EAS messages containing header codes for state and local EAS events. Effective May 16, 2002, broadcast stations, cable systems and wireless cable systems may upgrade their decoders on an optional basis to include a selective display and logging capability for EAS messages containing header codes for state and local events. Broadcast stations, cable systems and wireless cable systems which replace their decoders after February 1, 2004 must install decoders that provide a means to permit the selective display and logging of EAS messages containing header codes for state and local EAS events.

(5) Indicators. EAS decoders must have a distinct and separate aural or visible means to indicate when any of the following conditions occurs:

(i) Any valid EAS header codes are received as specified in §11.33(a)(10).

(ii) Preprogrammed header codes, such as those selected in accordance with §11.52(d)(2) are received.

(iii) A signal is present at each audio input that is specified in §11.33(a)(1).

(6) Program Data Retention. The program data must be retained even with power removed.

(7) Outputs. Decoders shall have the following outputs: a data port or ports (RS–232C with standard protocol and 1200 baud rate) where received valid EAS header codes and received preselected header codes are available; one audio port that is capable of monitoring each decoder audio input; and, an internal speaker to enable personnel to hear audio from each input.

(8) Decoder Programming. Access to decoder programming shall be protected by a lock or other security measures and be configured so that authorized personnel can readily select and program the EAS Decoder with preselected Originator, Event and Location codes for either manual or automatic operation.

(9) Reset. There shall be a method to automatically or manually reset the decoder to the normal monitoring condition. Operators shall be able to select a time interval, not less than two minutes, in which the decoder would automatically reset if it received an EAS header code but not an end-of-message (EOM) code. Messages received with the EAN Event codes shall disable the reset function so that lengthy audio messages can be handled. The last message received with valid header codes shall be displayed as required by paragraph (a)(4) of this section before the decoder is reset.

(10) Message Validity. An EAS Decoder must provide error detection and validation of the header codes of each message to ascertain if the message is valid. Header code comparisons may be accomplished through the use of a bit-by-bit compare or any other error detection and validation protocol. A header code must only be considered valid when two of the three headers match exactly. Duplicate messages must not be relayed automatically.

(11) A header code with the EAN Event code specified in §11.31(c) that is received through any of the audio inputs must override all other messages.

(b) Attention Signal. EAS Decoders at broadcast stations shall have detection and activation circuitry that will demute a receiver upon detection of the two audio tones of 853 Hz and 960 Hz. To prevent false responses, decoders designed to use the two tones for broadcast receiver demuting shall comply with the following:

(1) Time Delay. A minimum time delay of 8 but not more than 16 seconds of tone reception shall be incorporated into the demuting or activation process to insure that the tones will be audible for a period of at least 4 seconds. After July 1, 1995, the time delay shall be 3–4 seconds.

(2) Operation Bandwidth. The decoder circuitry shall not respond to tones which vary more than ±5 Hz from each of the frequencies, 853 Hz and 960 Hz.

(3) Reset Ability. The decoder shall have a means to manually or automatically reset the associated broadcast receiver to a muted state.

(c) Decoders shall be capable of operation within the tolerances specified in this section as well as those in §11.32 (b), (c) and (d).

[59 FR 67092, Dec. 28, 1994, as amended at 60 FR 55999, Nov. 6, 1995; 67 FR 18510, Apr. 16, 2002]

§ 11.34   Acceptability of the equipment.

Link to an amendment published at 70 FR 71034, Nov. 25, 2005.

(a) An EAS Encoder used for generating the EAS codes and the Attention Signal must be Certified in accordance with the procedures in part 2, subpart J, of this chapter. The data and information submitted must show the capability of the equipment to meet the requirements of this part as well as the requirements contained in part 15 of this chapter for digital devices.

(b) Decoders used for the detection of the EAS codes and receiving the Attention Signal must be Certified in accordance with the procedures in part 2, subpart J, of this chapter. The data and information submitted must show the capability of the equipment to meet the requirements of this part as well as the requirements contained in part 15 of this chapter for digital devices.

(c) The functions of the EAS decoder, Attention Signal generator and receiver, and the EAS encoder specified in §§11.31, 11.32 and 11.33 may be combined and Certified as a single unit provided that the unit complies with all specifications in this rule section.

(d) Manufacturers must include instructions and information on how to install, operate and program an EAS Encoder, EAS Decoder, or combined unit and a list of all State and county FIPS numbers with each unit sold or marketed in the U.S.

(e) Waiver requests of the Certification requirements for EAS Encoders or EAS Decoders which are constructed for use at a broadcast station or subject cable system, but are not offered for sale will be considered on an individual basis in accordance with part 1, subpart G, of this chapter.

(f) Modifications to existing authorized EAS decoders, encoders or combined units necessary to implement the new EAS codes specified in §11.31 and to implement the selective displaying and logging feature specified in §11.33(a)(4) will be considered Class I permissive changes that do not require a new application for and grant of equipment certification under part 2, subpart J of this chapter.

(g) All existing and new models of EAS encoders, decoders and combined units manufactured after August 1, 2003 must be capable of generating and detecting the new EAS codes specified in §11.31 in order to be certified under part 2, subpart J of this chapter. All existing and new models of EAS decoders and combined units manufactured after August 1, 2003 must have the selective displaying and logging capability specified in §11.33(a)(4) in order to be certified under part 2, subpart J of this chapter.

[59 FR 67092, Dec. 28, 1994, as amended at 60 FR 56000, Nov. 6, 1995; 67 FR 18510, Apr. 16, 2002]

§ 11.35   Equipment operational readiness.

Link to an amendment published at 70 FR 71034, Nov. 25, 2005.

(a) Broadcast stations and cable systems and wireless cable systems are responsible for ensuring that EAS Encoders, EAS Decoders and Attention Signal generating and receiving equipment used as part of the EAS are installed so that the monitoring and transmitting functions are available during the times the stations and systems are in operation. Additionally, broadcast stations and cable systems and wireless cable systems must determine the cause of any failure to receive the required tests or activations specified in §11.61(a)(1) and (a)(2). Appropriate entries must be made in the broadcast station log as specified in §§73.1820 and 73.1840 of this chapter, cable system record as specified in §§76.1700, 76.1708, and 76.1711 of this chapter, BRS station records, indicating reasons why any tests were not received.

(b) If the EAS Encoder or EAS Decoder becomes defective, the broadcast station, cable system or wireless cable system may operate without the defective equipment pending its repair or replacement for 60 days without further FCC authority. Entries shall be made in the broadcast station log, cable system or wireless cable system station records showing the date and time the equipment was removed and restored to service. For personnel training purposes, the required monthly test script must still be transmitted even though the equipment for generating the EAS message codes, Attention Signal and EOM code is not functioning.

(c) If repair or replacement of defective equipment is not completed within 60 days, an informal request shall be submitted to the District Director of the FCC field office serving the area in which the broadcast station, cable system or wireless cable system is located for additional time to repair the defective equipment. This request must explain what steps have been taken to repair or replace the defective equipment, the alternative procedures being used while the defective equipment is out of service, and when the defective equipment will be repaired or replaced.

[63 FR 29664, June 1, 1998, as amended at 65 FR 53614, Sept. 5, 2000; 69 FR 72031, Dec. 10, 2004]

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