47 C.F.R. Subpart D—Technical Standards


Title 47 - Telecommunication


Title 47: Telecommunication
PART 97—AMATEUR RADIO SERVICE

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Subpart D—Technical Standards

§ 97.301   Authorized frequency bands.

The following transmitting frequency bands are available to an amateur station located within 50 km of the Earth's surface, within the specified ITU Region, and outside any area where the amateur service is regulated by any authority other than the FCC.

(a) For a station having a control operator who has been granted a Technician, Technician Plus, General, Advanced, or Amateur Extra Class operator license or who holds a CEPT radio-amateur license or IARP of any class:

 ----------------------------------------------------------------------------------------------------------------                                                                                           Sharing requirements        Wavelength band            ITU_Region 1       ITU_Region 2       ITU_Region 3       see § 97.303                                                                                               (Paragraph)----------------------------------------------------------------------------------------------------------------              VHF                      MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------6 m...........................  .................  50-54............  50-54............  (a).2 m...........................  144-146..........  144-148..........  144-148..........  (a).1.25 m........................  .................  219-220..........  .................  (a), (e).    Do........................  .................  222-225..........  .................  (a).----------------------------------------------------------------------------------------------------------------              UHF                      MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------70 cm.........................  430-440..........  420-450..........  420-450..........  (a), (b), (f).33 cm.........................  .................  902-928..........  .................  (a), (b), (g).23 cm.........................  1240-1300........  1240-1300........  1240-1300........  (b), (h), (i).13 cm.........................  2300-2310........  2300-2310........  2300-2310........  (a), (b), (j).    Do........................  2390-2450........  2390-2450........  2390-2450........  (a), (b), (j).----------------------------------------------------------------------------------------------------------------              SHF                      GHz                GHz                GHz----------------------------------------------------------------------------------------------------------------9 cm..........................  3.4-3.475........  3.3-3.5..........  3.3-3.5..........  (a), (b), (k), (l).5 cm..........................  5.650-5.850......  5.650-5.925......  5.650-5.850......  (a), (b), (m).3 cm..........................  10.00-10.50......  10.00-10.50......  10.00-10.50......  (a), (c), (i), (n).1.2 cm........................  24.00-24.25......  24.00-24.25......  24.00-24.25......  (a), (b), (i), (o).----------------------------------------------------------------------------------------------------------------              EHF                      GHz                GHz                GHz----------------------------------------------------------------------------------------------------------------6 mm..........................  47.0-47.2........  47.0-47.2........  47.0-47.2........  .......................4 mm..........................  75.5-81.0........  75.5-81.0........  75.5-81.0........  (b), (c), (h), (k),                                                                                          (r).2.5 mm........................  122.25-123.......  122.25-123.......  122.25-123.......  (p).2 mm..........................  134-141..........  134-141..........  134-141..........  (b), (c), (h), (k).1 mm..........................  241-250..........  241-250..........  241-250..........  (b), (c), (h), (k),                                above 275........  above 275........  above 275........   (q).                                                                                         (k).----------------------------------------------------------------------------------------------------------------

(b) For a station having a control operator who has been granted an Amateur Extra Class operator license or who holds a CEPT radio-amateur license Class 1 license or Class 1 IARP:

 ----------------------------------------------------------------------------------------------------------------                                                                                           Sharing requirements        Wavelength band            ITU_Region 1       ITU_Region 2       ITU_Region 3       see § 97.303                                                                                               (Paragraph)----------------------------------------------------------------------------------------------------------------              MF                       kHz                kHz                kHz----------------------------------------------------------------------------------------------------------------160 m.........................  1810-1850........  1800-2000........  1800-2000........  (a), (b), (c).----------------------------------------------------------------------------------------------------------------              HF                       MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------80 m..........................  3.50-3.75........  3.50-3.75........  3.50-3.75........  (a).75 m..........................  3.75-3.80........  3.75-4.00........  3.75-3.90........  (a).40 m..........................  7.0-7.2..........  7.0-7.3..........  7.0-7.2..........  (a), (t).30 m..........................  10.10-10.15......  10.10-10.15......  10.10-10.15......  (d).20 m..........................  14.00-14.35......  14.00-14.35......  14.00-14.35......17 m..........................  18.068-18.168....  18.068-18.168....  18.068-18.168....15 m..........................  21.00-21.45......  21.00-21.45......  21.00-21.45......12 m..........................  24.89-24.99......  24.89-24.99......  24.89-24.99......10 m..........................  28.0-29.7........  28.0-29.7........  28.0-29.7........----------------------------------------------------------------------------------------------------------------

(c) For a station having a control operator who has been granted an operator license of Advanced Class:

 ----------------------------------------------------------------------------------------------------------------                                                                                           Sharing requirements        Wavelength band            ITU_Region 1       ITU_Region 2       ITU_Region 3       see § 97.303                                                                                               (Paragraph)----------------------------------------------------------------------------------------------------------------              MF                       kHz                kHz                kHz----------------------------------------------------------------------------------------------------------------160 m.........................  1810-1850........  1800-2000........  1800-2000........  (a), (b), (c).----------------------------------------------------------------------------------------------------------------              HF                       MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------80 m..........................  3.525-3.750......  3.525-3.750......  3.525-3.750......  (a).75 m..........................  3.775-3.800......  3.775-4.000......  3.775-3.900......  (a).40 m..........................  7.025-7.200......  7.025-7.300......  7.025-7.200......  (a), (t).30 m..........................  10.10-10.15......  10.10-10.15......  10.10-10.15......  (d).20 m..........................  14.025-14.150....  14.025-14.150....  14.025-14.150....    Do........................  14.175-14.350....  14.175-14.350....  14.175-14.350....17 m..........................  18.068-18.168....  18.068-18.168....  18.068-18.168....15 m..........................  21.025-21.200....  21.025-21.200....  21.025-21.200....    Do........................  21.225-21.450....  21.225-21.450....  21.225-21.450....12 m..........................  24.89-24.99......  24.89-24.99......  24.89-24.99......10 m..........................  28.0-29.7........  28.0-29.7........  28.0-29.7........----------------------------------------------------------------------------------------------------------------

(d) For a station having a control operator who has been granted an operator license of General Class:

 ----------------------------------------------------------------------------------------------------------------                                                                                           Sharing requirements        Wavelength band            ITU_Region 1       ITU_Region 2       ITU_Region 3       see § 97.303                                                                                               (Paragraph)----------------------------------------------------------------------------------------------------------------              MF                       kHz                kHz                kHz----------------------------------------------------------------------------------------------------------------160 m.........................  1810-1850........  1800-2000........  1800-2000........  (a), (b), (c).----------------------------------------------------------------------------------------------------------------              HF                       MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------80 m..........................  3.525-3.750......  3.525-3.750......  3.525-3.750......  (a).75 m..........................  .................  3.85-4.00........  3.85-3.750.......  (a).40 m..........................  7.025-7.150......  7.025-7.150......  7.025-7.150......  (a).    Do........................  .................  7.225-7.300......  .................  (a), (t).30 m..........................  10.10-10.15......  10.10-10.15......  10.10-10.15......  (d).20 m..........................  14.025-14.150....  14.025-14.150....  14.025-14.150....    Do........................  14.225-14.350....  14.225-14.350....  14.225-14.350....17 m..........................  18.068-18.168....  18.068-18.168....  18.068-18.168....15 m..........................  21.025-21.200....  21.025-21.200....  21.025-21.200....    Do........................  21.30-21.45......  21.30-21.45......  21.30-21.45......12 m..........................  24.89-24.99......  24.89-24.99......  24.89-24.99......10 m..........................  28.0-29.7........  28.0-29.7........  28.0-29.7........----------------------------------------------------------------------------------------------------------------

(e) For a station having a control operator who has been granted an operator license of Novice Class or Technician Class and who has received credit for proficiency in telegraphy in accordance with the international requirements.

 ----------------------------------------------------------------------------------------------------------------                                                                                           Sharing requirements        Wavelength band            ITU_Region 1       ITU_Region 2       ITU_Region 3       see § 97.303                                                                                               (Paragraph)----------------------------------------------------------------------------------------------------------------              HF                       MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------80 m..........................  3.675-3.725......  3.675-3.725......  3.675-3.725......40 m..........................  7.050-7.075......  .................  7.050-7.075......  (a).    Do........................  7.100-7.150......  7.100-7.150......  7.100-7.150......  (a), (t).15 m..........................  21.10-21.20......  21.10-21.20......  21.10-21.20......10 m..........................  28.10-28.50......  28.10-28.50......  28.10-28.50......----------------------------------------------------------------------------------------------------------------              VHF                      MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------1.25 m........................  .................  222-225..........  .................  (a).----------------------------------------------------------------------------------------------------------------              UHF                      MHz                MHz                MHz----------------------------------------------------------------------------------------------------------------23 cm.........................  1270-1295........  1270-1295........  1270-1295........  (h), (i).----------------------------------------------------------------------------------------------------------------

[54 FR 25857, June 20, 1989; 54 FR 39535, Sept. 27, 1989, as amended at 55 FR 30457, July 26, 1990; 56 FR 28, Jan. 2, 1991; 56 FR 3043, Jan. 28, 1991; 56 FR 19610, Apr. 29, 1991; 56 FR 32518, July 17, 1991; 57 FR 32450, July 22, 1992; 58 FR 64385, Dec. 7, 1993; 59 FR 54833, Nov. 2, 1994; 60 FR 15687, Mar. 27, 1995; 63 FR 42280, Aug. 7, 1998; 63 FR 68980, Dec. 14, 1998; 65 FR 6550, Feb. 10, 2000; 70 FR 46680, Aug. 10, 2005]

§ 97.303   Frequency sharing requirements.

The following is a summary of the frequency sharing requirements that apply to amateur station transmissions on the frequency bands specified in §97.301 of this part. (For each ITU Region, each frequency band allocated to the amateur service is designated as either a secondary service or a primary service. A station in a secondary service must not cause harmful interference to, and must accept interference from, stations in a primary service. See §§2.105 and 2.106 of the FCC Rules, United States Table of Frequency Allocations for complete requirements.)

(a) Where, in adjacent ITU Regions or sub-Regions, a band of frequencies is allocated to different services of the same category (i.e., primary or secondary allocations), the basic principle is the equality of right to operate. Accordingly, stations of each service in one Region or sub-Region must operate so as not to cause harmful interference to any service of the same or higher category in the other Regions or sub-Regions. (See ITU Radio Regulations, edition of 2004, No. 4.8.)

(b) No amateur station transmitting in the 1900–2000 kHz segment, the 70 cm band, the 33 cm band, the 23 cm band, the 13 cm band, the 9 cm band, the 5 cm band, the 3 cm band, the 24.05–24.25 GHz segment, the 76–77.5 GHz segment, the 78–81 GHz segment, the 136–141 GHz segment, and the 241–248 GHz segment shall not cause harmful interference to, nor is protected from interference due to the operation of, the Federal radiolocation service.

(c) No amateur station transmitting in the 1900–2000 kHz segment, the 3 cm band, the 76–77.5 GHz segment, the 78–81 GHz segment, the 136–141 GHz segment, and the 241–248 GHz segment shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the non-Federal radiolocation service.

(d) No amateur station transmitting in the 30 meter band shall cause harmful interference to stations authorized by other nations in the fixed service. The licensee of the amateur station must make all necessary adjustments, including termination of transmissions, if harmful interference is caused.

(e) In the 1.25 m band:

(1) Use of the 219–220 MHz segment is limited to amateur stations participating, as forwarding stations, in point-to-point fixed digital message forwarding systems, including intercity packet backbone networks. It is not available for other purposes.

(2) No amateur station transmitting in the 219–220 MHz segment shall cause harmful interference to, nor is protected from interference due to operation of Automated Maritime Telecommunications Systems (AMTS), television broadcasting on channels 11 and 13, 218–219 MHz Service systems, Land Mobile Services systems, or any other service having a primary allocation in or adjacent to the band.

(3) No amateur station may transmit in the 219–220 MHz segment unless the licensee has given written notification of the station's specific geographic location for such transmissions in order to be incorporated into a data base that has been made available to the public. The notification must be given at least 30 days prior to making such transmissions. The notification must be given to: The American Radio Relay, Inc., 225 Main Street, Newington, CT 06111–1494.

(4) No amateur station may transmit in the 219–220 MHz segment from a location that is within 640 km of an AMTS Coast Station that uses frequencies in the 217–218/219–220 MHz AMTS bands unless the amateur station licensee has given written notification of the station's specific geographic location for such transmissions to the AMTS licensee. The notification must be given at least 30 days prior to making such transmissions. The location of AMTS Coast Stations using the 217–218/219–220 MHz channels may be obtained from either:

The American Radio Relay League, Inc., 225 Main Street, Newington, CT 06111–1494;

or

Interactive Systems, Inc., Suite 1103, 1601 North Kent Street, Arlington, VA 22209; Fax: (703) 812–8275; Phone: (703) 812–8270.

(5) No amateur station may transmit in the 219–220 MHz segment from a location that is within 80 km of an AMTS Coast Station that uses frequencies in the 217–218/219–220 MHz AMTS bands unless that amateur station licensee holds written approval from that AMTS licensee. The location of AMTS Coast Stations using the 217–218/219–220 MHz channels may be obtained as noted in paragraph (e)(4) of this section.

(f) In the 70 cm band:

(1) No amateur station shall transmit from north of Line A in the 420–430 MHz segment.

(2) The 420–430 MHz segment is allocated to the amateur service in the United States on a secondary basis, and is allocated in the fixed and mobile (except aeronautical mobile) services in the International Table of allocations on a primary basis. No amateur station transmitting in this band shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed and mobile (except aeronautical mobile) services.

(3) The 430–440 MHz segment is allocated to the amateur service on a secondary basis in ITU Regions 2 and 3. No amateur station transmitting in this band in ITU Regions 2 and 3 shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the radiolocation service. In ITU Region 1, the 430–440 MHz segment is allocated to the amateur service on a co-primary basis with the radiolocation service. As between these two services in this band in ITU Region 1, the basic principle that applies is the equality of right to operate. Amateur stations authorized by the United States and radiolocation stations authorized by other nations in ITU Region 1 shall operate so as not to cause harmful interference to each other.

(4) No amateur station transmitting in the 449.75–450.00 MHz segment shall cause interference to, nor is protected from interference due to the operation of stations in, the space operation and space research services.

(g) In the 33 cm band:

(1) No amateur station shall transmit from within the States of Colorado and Wyoming, bounded on the south by latitude 39° N., on the north by latitude 42° N., on the east by longitude 105° W., and on the west by longitude 108° W. This band is allocated on a secondary basis to the amateur service subject to not causing harmful interference to, and not receiving protection from any interference due to the operation of, industrial, scientific and medical devices, automatic vehicle monitoring systems or Government stations authorized in this band.

(2) No amateur station shall transmit from those portions of the States of Texas and New Mexico bounded on the south by latitude 31°41' N., on the north by latitude 34°30' N., on the east by longitude 104°11' W., and on the west by longitude 107°30' W.

(h) No amateur station transmitting in the 23 cm band, the 3.3–3.4 GHz segment, the 3 cm band, the 24.05–24.25 GHz segment, the 76–77.5 GHz segment, the 78–81 GHz segment, the 136–141 GHz segment, and the 241–248 GHz segment shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the radiolocation service.

(i) In the 23 cm band, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the radionavigation-satellite service, the aeronautical radionavigation service, the Earth exploration-satellite service (active), or the space research service (active).

(j) In the 13 cm band:

(1) The amateur service is allocated on a secondary basis in all ITU Regions. In ITU Region 1, no amateur station shall cause harmful interference to, and shall be not protected from interference due to the operation of, stations authorized by other nations in the fixed and mobile services. In ITU Regions 2 and 3, no amateur station shall cause harmful interference to, and shall not be protected from interference due to the operation of, stations authorized by other nations in the fixed, mobile and radiolocation services.

(2) In the United States:

(i) The 2300–2305 MHz segment is allocated to the amateur service on a secondary basis. (Currently the 2300–2305 MHz segment is not allocated to any service on a primary basis.);

(ii) The 2305–2310 MHz segment is allocated to the amateur service on a secondary basis to the fixed, mobile, and radiolocation services;

(iii) The 2390–2417 MHz segment is allocated to the amateur service on a primary basis.

(A) The 2390–2395 MHz segment is shared with Federal and non-Federal Government mobile services on a co-equal basis. See 47 CFR 2.106, footnote US276.

(B) Amateur stations operating in the 2400–2417 MHz segment must accept harmful interference that may be caused by the proper operation of industrial, scientific and medical equipment.

(iv) The 2417–2450 MHz segment is allocated to the amateur service on a co-secondary basis with the Federal Government radiolocation service. Amateur stations operating within the 2417–2450 MHz segment must accept harmful interference that may be caused by the proper operation of industrial, scientific, and medical devices operating within the band.

(k) No amateur station transmitting in the following segments shall cause harmful interference to stations in the radio astronomy service: 3.332–3.339 GHz, 3.3458–3.3525 GHz, 76–77.5 GHz, 78–81 GHz, 136–141 GHz, 241–248 GHz, 275–323 GHz, 327–371 GHz, 388–424 GHz, 426–442 GHz, 453–510 GHz, 623–711 GHz, 795–909 GHz, and 926–945 GHz. No amateur station transmitting in following segments shall cause harmful interference to stations in the Earth exploration-satellite service (passive) and space research service (passive): 275–277 GHz, 294–306 GHz, 316–334 GHz, 342–349 GHz, 363–365 GHz, 371–389 GHz, 416–434 GHz, 442–444 GHz, 496–506 GHz, 546–568 GHz, 624–629 GHz, 634–654 GHz, 659–661 GHz, 684–692 GHz, 730–732 GHz, 851–853 GHz, and 951–956 GHz.

(l) In the 9 cm band:

(1) In ITU Regions 2 and 3, the 9 cm band is allocated to the amateur service on a secondary basis. In ITU Region 1, the segment 3.4–3.475 GHz is allocated to the amateur service on a secondary basis for use only in Germany, Israel, and the United Kingdom.

(2) In the United States, the 9 cm band is allocated to the amateur and non-Federal radiolocation services on a secondary basis.

(3) In the 3.4–3.5 GHz segment, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the fixed and fixed-satellite services.

(4) In the 3.4–3.5 GHz segment, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed and fixed-satellite service.

(m) In the 5 cm band:

(1) In the 5.650–5.725 GHz segment, the amateur service is allocated in all ITU Regions on a co-secondary basis with the space research (deep space) service.

(2) In the 5.725–5.850 GHz segment, the amateur service is allocated in all ITU Regions on a secondary basis. No amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed-satellite service in ITU Region 1.

(3) No amateur station transmitting in the 5.725–5.875 GHz segment is protected from interference due to the operation of industrial, scientific and medical devices operating on 5.8 GHz.

(4) In the 5.650–5.850 GHz segment, no amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the radiolocation service.

(5) In the 5.850–5.925 GHz segment, the amateur service is allocated in ITU Region 2 on a co-secondary basis with the radiolocation service. In the United States, the segment is allocated to the amateur service on a secondary basis to the non-Government fixed-satellite service. No amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed, fixed-satellite and mobile services. No amateur station shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the non-Government fixed-satellite service.

(n) In the 3 cm band:

(1) In the United States, the 3 cm band is allocated to the amateur service on a co-secondary basis with the non-government radiolocation service.

(2) In the 10.00–10.45 GHz segment in ITU Regions 1 and 3, no amateur station shall cause interference to, nor is protected from interference due to the operation of, stations authorized by other nations in the fixed and mobile services.

(o) No amateur station transmitting in the 1.2 cm band is protected from interference due to the operation of industrial, scientific and medical devices on 24.125 GHz. In the United States, the 24.05–24.25 GHz segment is allocated to the amateur service on a co-secondary basis with the non-government radiolocation and Government and non-government Earth exploration-satellite (active) services.

(p) The 2.5 mm band is allocated to the amateur service on a secondary basis. No amateur station transmitting in this band shall cause harmful interference to, nor is protected from interference due to the operation of, stations in the fixed, inter-satellite and mobile services.

(q) No amateur station transmitting in the 244–246 GHz segment of the 1 mm band is protected from interference due to the operation of industrial, scientific and medical devices on 245 GHz.

(r) In the 4 mm band:

(1) Authorization of the 76–77 GHz segment of the 4 mm band for amateur station transmissions is suspended until such time that the Commission may determine that amateur station transmissions in this segment will not pose a safety threat to vehicle radar systems operating in this segment.

(2) No amateur or amateur-satellite station transmitting in the 75.5–76 GHz segment shall cause interference to, nor is protected from, interference due to the operation of stations in the fixed service. After January 1, 2006, the 75.5–76 GHz segment is no longer allocated to the amateur service or to the amateur-satellite service.

(3) No amateur or amateur-satellite station transmitting in the 75.5–76 GHz segment shall cause interference to, nor is protected from, interference due to the operation of stations in the fixed service. After January 1, 2006, the 75.5–76 GHz segment is no longer allocated to the amateur service or to the amateur-satellite service.

(s) An amateur station having an operator holding a General, Advanced or Amateur Extra Class license may only transmit single sideband, suppressed carrier, (emission type 2K8J3E) upper sideband on the channels 5332 kHz, 5348 kHz, 5368 kHz, 5373 kHz, and 5405 kHz. Amateur operators shall ensure that their transmission occupies only the 2.8 kHz centered around each of these frequencies. Transmissions shall not exceed an effective radiated power (e.r.p) of 50 W PEP. For the purpose of computing e.r.p. the transmitter PEP will be multiplied with the antenna gain relative to a dipole or the equivalent calculation in decibels. A half wave dipole antenna will be presumed to have a gain of 0 dBd. Licensees using other antennas must maintain in their station records either manufacturer data on the antenna gain or calculations of the antenna gain. No amateur station shall cause harmful interference to stations authorized in the mobile and fixed services; nor is any amateur station protected from interference due to the operation of any such station.

(t)(1) The 7–7.1 MHz segment is allocated to the amateur and amateur-satellite services on a primary and exclusive basis throughout the world, except that the 7–7.05 MHz segment is:

(i) Additionally allocated to the fixed service on a primary basis in the countries listed in 47 CFR 2.106, footnote 5.140; and

(ii) Alternatively allocated to the fixed service on a primary and exclusive basis (i.e., the segment 7–7.05 MHz is not allocated to the amateur service) in the countries listed in 47 CFR 2.106, footnote 5.141.

(2) The 7.1–7.2 MHz segment is allocated to the amateur service on an exclusive basis in Region 2. Until March 29, 2009, the 7.1–7.2 MHz segment is allocated to the amateur and broadcasting services on a co-primary basis in Region 1 and Region 3 and the use of the 7.1–7.2 MHz segment by the amateur service shall not impose constraints on the broadcasting service intended for use within Region 1 and Region 3. After March 29, 2009, the 7.1–7.2 MHz segment is allocated to the amateur service on a primary and exclusive basis throughout the world, except that the 7.1–7.2 MHz segment is additionally allocated to the fixed and mobile except aeronautical mobile (R) services on a primary basis in the countries listed in 47 CFR 2.106, footnote 5.141B.

(3) The 7.2–7.3 MHz segment is allocated to the amateur service on an exclusive basis in Region 2 and to the broadcasting service on an exclusive basis in Region 1 and Region 3. The use of the 7.2–7.3 MHz segment in Region 2 by the amateur service shall not impose constraints on the broadcasting service intended for use within Region 1 and Region 3.

[54 FR 25857, June 20, 1989; 54 FR 39536, Sept. 27, 1989, as amended at 56 FR 19611, Apr. 29, 1991; 56 FR 23025, May 20, 1991; 56 FR 32518, July 17, 1991; 56 FR 40801, Aug. 16, 1991; 57 FR 40344, Sept. 3, 1992; 60 FR 15687, Mar. 27, 1995; 61 FR 15386, Apr. 8, 1996; 62 FR 9673, Mar. 3, 1997; 63 FR 42280, Aug. 7, 1998; 68 FR 33026, June 3, 2003; 69 FR 3265, Jan. 23, 2004; 69 FR 77950, Dec. 29, 2004; 70 FR 46681, Aug. 10, 2005]

§ 97.305   Authorized emission types.

(a) An amateur station may transmit a CW emission on any frequency authorized to the control operator.

(b) A station may transmit a test emission on any frequency authorized to the control operator for brief periods for experimental purposes, except that no pulse modulation emission may be transmitted on any frequency where pulse is not specifically authorized and no SS modulation emission may be transmitted on any frequency where SS is not specifically authorized.

(c) A station may transmit the following emission types on the frequencies indicated, as authorized to the control operator, subject to the standards specified in §97.307(f) of this part.

 ----------------------------------------------------------------------------------------------------------------                                                                               Standards see § 97.307(f), Wavelength band       Frequencies            Emission types authorized                   paragraph:----------------------------------------------------------------------------------------------------------------MF:    160 m         Entire band..........  RTTY, data........................  (3).    160 m         Entire band..........  Phone, image......................  (1), (2).HF:    80 m          Entire band..........  RTTY, data........................  (3), (9).    75 m          Entire band..........  Phone, image......................  (1), (2).    40 m          7.000-7.100 MHz......  RTTY, data........................  (3), (9).    40 m          7.075-7.100 MHz......  Phone, image......................  (1), (2), (9), (11).    40 m          7.100-7.150 MHz......  RTTY, data........................  (3), (9).    40 m          7.150-7.300 MHz......  Phone, image......................  (1), (2).    30 m          Entire band..........  RTTY, data........................  (3).    20 m          14.00-14.15 MHz......  RTTY, data........................  (3).    20 m          14.15-14.35 MHz......  Phone, image......................  (1), (2).    17 m          18.068-18.110 MHz....  RTTY, data........................  (3).    17 m          18.110-18.168 MHz....  Phone, image......................  (1), (2).    15 m          21.0-21.2 MHz........  RTTY, data........................  (3), (9).    15 m          21.20-21.45 MHz......  Phone, image......................  (1), (2).    12 m          24.89-24.93 MHz......  RTTY, data........................  (3).    12 m          24.93-24.99 MHz......  Phone, image......................  (1), (2).    10 m          28.0-28.3 MHz........  RTTY, data........................  (4).    10 m          28.3-28.5 MHz........  Phone, image......................  (1), (2), (10).    10 m          28.5-29.0 MHz........  Phone, image......................  (1), (2).    10 m          29.0-29.7 MHz........  Phone, image......................  (2).VHF:    6 m           50.1-51.0 MHz........  MCW, phone, image, RTTY, data.....  (2), (5).     Do           51.0-54.0 MHz........  MCW, phone, image, RTTY, data,      (2), (5), (8).                                          test.    2 m           144.1-148.0 MHz......  MCW, phone, image, RTTY, data,      (2), (5), (8).                                          test.    1.25 m        219-220 MHz..........  Data..............................  (13).     Do           222-225 MHz..........  MCW, phone, image, RTTY, data,      (2), (6), (8).                                          test.UHF:    70 cm         Entire band..........  MCW, phone, image, RTTY, data, SS,  (6), (8).                                          test.    33 cm         Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    23 cm         Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test.    13 cm         Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.SHF:    9 cm          Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    5 cm          Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    3 cm          Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test.    1.2 cm        Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.EHF:    6 mm          Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    4 mm          Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    2.5 mm        Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    2 mm          Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    1mm           Entire band..........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.    _             Above 300 GHz........  MCW, phone, image, RTTY, data, SS,  (7), (8), and (12).                                          test, pulse.----------------------------------------------------------------------------------------------------------------

[54 FR 25857, June 20, 1989; 54 FR 39536, Sept. 27, 1989; 55 FR 22013, May 30, 1990, as amended at 55 FR 30457, July 26, 1990; 60 FR 15688, Mar. 27, 1995; 64 FR 51471, Sept. 23, 1999]

§ 97.307   Emission standards.

(a) No amateur station transmission shall occupy more bandwidth than necessary for the information rate and emission type being transmitted, in accordance with good amateur practice.

(b) Emissions resulting from modulation must be confined to the band or segment available to the control operator. Emissions outside the necessary bandwidth must not cause splatter or keyclick interference to operations on adjacent frequencies.

(c) All spurious emissions from a station transmitter must be reduced to the greatest extent practicable. If any spurious emission, including chassis or power line radiation, causes harmful interference to the reception of another radio station, the licensee of the interfering amateur station is required to take steps to eliminate the interference, in accordance with good engineering practice.

(d) For transmitters installed after January 1, 2003, the mean power of any spurious emission from a station transmitter or external RF power amplifier transmitting on a frequency below 30 MHz must be at least 43 dB below the mean power of the fundamental emission. For transmitters installed on or before January 1, 2003, the mean power of any spurious emission from a station transmitter or external RF power amplifier transmitting on a frequency below 30 MHz must not exceed 50 mW and must be at least 40 dB below the mean power of the fundamental emission. For a transmitter of mean power less than 5 W installed on or before January 1, 2003, the attenuation must be at least 30 dB. A transmitter built before April 15, 1977, or first marketed before January 1, 1978, is exempt from this requirement.

(e) The mean power of any spurious emission from a station transmitter or external RF power amplifier transmitting on a frequency between 30–225 MHz must be at least 60 dB below the mean power of the fundamental. For a transmitter having a mean power of 25 W or less, the mean power of any spurious emission supplied to the antenna transmission line must not exceed 25 µW and must be at least 40 dB below the mean power of the fundamental emission, but need not be reduced below the power of 10 µW. A transmitter built before April 15, 1977, or first marketed before January 1, 1978, is exempt from this requirement.

(f) The following standards and limitations apply to transmissions on the frequencies specified in §97.305(c) of this part.

(1) No angle-modulated emission may have a modulation index greater than 1 at the highest modulation frequency.

(2) No non-phone emission shall exceed the bandwidth of a communications quality phone emission of the same modulation type. The total bandwidth of an independent sideband emission (having B as the first symbol), or a multiplexed image and phone emission, shall not exceed that of a communications quality A3E emission.

(3) Only a RTTY or data emission using a specified digital code listed in §97.309(a) of this part may be transmitted. The symbol rate must not exceed 300 bauds, or for frequency-shift keying, the frequency shift between mark and space must not exceed 1 kHz.

(4) Only a RTTY or data emission using a specified digital code listed in §97.309(a) of this part may be transmitted. The symbol rate must not exceed 1200 bauds, or for frequency-shift keying, the frequency shift between mark and space must not exceed 1 kHz.

(5) A RTTY, data or multiplexed emission using a specified digital code listed in §97.309(a) of this part may be transmitted. The symbol rate must not exceed 19.6 kilobauds. A RTTY, data or multiplexed emission using an unspecified digital code under the limitations listed in §97.309(b) of this part also may be transmitted. The authorized bandwidth is 20 kHz.

(6) A RTTY, data or multiplexed emission using a specified digital code listed in §97.309(a) of this part may be transmitted. The symbol rate must not exceed 56 kilobauds. A RTTY, data or multiplexed emission using an unspecified digital code under the limitations listed in §97.309(b) of this part also may be transmitted. The authorized bandwidth is 100 kHz.

(7) A RTTY, data or multiplexed emission using a specified digital code listed in §97.309(a) of this part or an unspecified digital code under the limitations listed in §97.309(b) of this part may be transmitted.

(8) A RTTY or data emission having designators with A, B, C, D, E, F, G, H, J or R as the first symbol; 1, 2, 7 or 9 as the second symbol; and D or W as the third symbol is also authorized.

(9) A station having a control operator holding a Novice or Technician Class operator license may only transmit a CW emission using the international Morse code.

(10) A station having a control operator holding a Novice Class operator license or a Technician Class operator license and who has received credit for proficiency in telegraphy in accordance with the international requirements may only transmit a CW emission using the international Morse code or phone emissions J3E and R3E.

(11) Phone and image emissions may be transmitted only by stations located in ITU Regions 1 and 3, and by stations located within ITU Region 2 that are west of 130° West longitude or south of 20° North latitude.

(12) Emission F8E may be transmitted.

(13) A data emission using an unspecified digital code under the limitations listed in §97.309(b) also may be transmitted. The authorized bandwidth is 100 kHz.

[54 FR 25857, June 20, 1989; 54 FR 30823, July 24, 1989, as amended at 54 FR 39537, Sept. 27, 1989; 60 FR 15688, Mar. 27, 1995; 65 FR 6550, Feb. 10, 2000; 69 FR 24997, May 5, 2004]

§ 97.309   RTTY and data emission codes.

(a) Where authorized by §§97.305(c) and 97.307(f) of the part, an amateur station may transmit a RTTY or data emission using the following specified digital codes:

(1) The 5-unit, start-stop, International Telegraph Alphabet No. 2, code defined in ITU–T Recommendation F.1, Division C (commonly known as “Baudot”).

(2) The 7-unit code specified in ITU–R Recommendations M.476–5 and M.625–3 (commonly known as “AMTOR”).

(3) The 7-unit, International Alphabet No. 5, code defined in IT–-T Recommendation T.50 (commonly known as “ASCII”).

(4) An amateur station transmitting a RTTY or data emission using a digital code specified in this paragraph may use any technique whose technical characteristics have been documented publicly, such as CLOVER, G-TOR, or PacTOR, for the purpose of facilitating communications.

(b) Where authorized by §§97.305(c) and 97.307(f) of this part, a station may transmit a RTTY or data emission using an unspecified digital code, except to a station in a country with which the United States does not have an agreement permitting the code to be used. RTTY and data emissions using unspecified digital codes must not be transmitted for the purpose of obscuring the meaning of any communication. When deemed necessary by an EIC to assure compliance with the FCC Rules, a station must:

(1) Cease the transmission using the unspecified digital code;

(2) Restrict transmissions of any digital code to the extent instructed;

(3) Maintain a record, convertible to the original information, of all digital communications transmitted.

[54 FR 25857, June 20, 1989, as amended at 54 FR 39537, Sept. 27, 1989; 56 FR 56172, Nov. 1, 1991; 60 FR 55486, Nov. 1, 1995; 71 FR 25982, May 3, 2006]

§ 97.311   SS emission types.

(a) SS emission transmissions by an amateur station are authorized only for communications between points within areas where the amateur service is regulated by the FCC and between an area where the amateur service is regulated by the FCC and an amateur station in another country that permits such communications. SS emission transmissions must not be used for the purpose of obscuring the meaning of any communication.

(b) A station transmitting SS emissions must not cause harmful interference to stations employing other authorized emissions, and must accept all interference caused by stations employing other authorized emissions.

(c) When deemed necessary by a District Director to assure compliance with this part, a station licensee must:

(1) Cease SS emission transmissions;

(2) Restrict SS emission transmissions to the extent instructed; and

(3) Maintain a record, convertible to the original information (voice, text, image, etc.) of all spread spectrum communications transmitted.

(d) The transmitter power must not exceed 100 W under any circumstances. If more than 1 W is used, automatic transmitter control shall limit output power to that which is required for the communication. This shall be determined by the use of the ratio, measured at the receiver, of the received energy per user data bit (Eb) to the sum of the received power spectral densities of noise (N0) and co-channel interference (I0). Average transmitter power over 1 W shall be automatically adjusted to maintain an Eb/ (N0 + I0) ratio of no more than 23 dB at the intended receiver.

[64 FR 51471, Sept. 23, 1999]

§ 97.313   Transmitter power standards.

(a) An amateur station must use the minimum transmitter power necessary to carry out the desired communications.

(b) No station may transmit with a transmitter power exceeding 1.5 kW PEP.

(c) No station may transmit with a transmitter power exceeding 200 W PEP on:

(1) The 3.675–3.725 MHz, 7.10–7.15 MHz, 10.10–10.15 MHz, and 21.1–21.2 MHz segments;

(2) The 28.1–28.5 MHz segment when the control operator is a Novice Class operator or a Technician Class operator who has received credit for proficiency in telegraphy in accordance with the international requirements; or

(3) The 7.050–7.075 MHz segment when the station is within ITU Regions 1 or 3.

(d) No station may transmit with a transmitter power exceeding 25 W PEP on the VHF 1.25 m band when the control operator is a Novice operator.

(e) No station may transmit with a transmitter power exceeding 5 W PEP on the UHF 23 cm band when the control operator is a Novice operator.

(f) No station may transmit with a transmitter power exceeding 50 W PEP on the UHF 70 cm band from an area specified in footnote US7 to §2.106 of part 2, unless expressly authorized by the FCC after mutual agreement, on a case-by-case basis, between the District Director of the applicable field facility and the military area frequency coordinator at the applicable military base. An Earth station or telecommand station, however, may transmit on the 435–438 MHz segment with a maximum of 611 W effective radiated power (1 kW equivalent isotropically radiated power) without the authorization otherwise required. The transmitting antenna elevation angle between the lower half-power (−3 dB relative to the peak or antenna bore sight) point and the horizon must always be greater than 10o .

(g) No station may transmit with a transmitter power exceeding 50 W PEP on the 33 cm band from within 241 km of the boundaries of the White Sands Missile Range. Its boundaries are those portions of Texas and New Mexico bounded on the south by latitude 31°41' North, on the east by longitude 104°11' West, on the north by latitude 34°30' North, and on the west by longitude 107°30' West.

(h) No station may transmit with a transmitter power exceeding 50 W PEP on the 219–220 MHz segment of the 1.25 m band.

[54 FR 25857, June 20, 1989, as amended at 56 FR 37161, Aug. 5, 1991; 56 FR 3043, Jan. 28, 1991; 60 FR 15688, Mar. 27, 1995; 65 FR 6550, Feb. 10, 2000]

§ 97.315   Certification of external RF power amplifiers.

(a) No more than 1 unit of 1 model of an external RF power amplifier capable of operation below 144 MHz may be constructed or modified during any calendar year by an amateur operator for use at a station without a grant of certification. No amplifier capable of operation below 144 MHz may be constructed or modified by a non-amateur operator without a grant of certification from the FCC.

(b) Any external RF power amplifier or external RF power amplifier kit (see §2.815 of the FCC Rules), manufactured, imported or modified for use in a station or attached at any station must be certificated for use in the amateur service in accordance with subpart J of part 2 of the FCC Rules. This requirement does not apply if one or more of the following conditions are met:

(1) The amplifier is not capable of operation on frequencies below 144 MHz. For the purpose of this part, an amplifier will be deemed to be incapable of operation below 144 MHz if it is not capable of being easily modified to increase its amplification characteristics below 120 MHz and either:

(i) The mean output power of the amplifier decreases, as frequency decreases from 144 MHz, to a point where 0 dB or less gain is exhibited at 120 MHz; or

(ii) The amplifier is not capable of amplifying signals below 120 MHz even for brief periods without sustaining permanent damage to its amplification circuitry.

(2) The amplifier was manufactured before April 28, 1978, and has been issued a marketing waiver by the FCC, or the amplifier was purchased before April 28, 1978, by an amateur operator for use at that amateur operator's station.

(3) The amplifier was:

(i) Constructed by the licensee, not from an external RF power amplifier kit, for use at the licensee's station; or

(ii) Modified by the licensee for use at the licensee's station.

(4) The amplifier is sold by an amateur operator to another amateur operator or to a dealer.

(5) The amplifier is purchased in used condition by an equipment dealer from an amateur operator and the amplifier is further sold to another amateur operator for use at that operator's station.

(c) Any external RF power amplifier appearing in the Commission's database as certificated for use in the amateur service may be marketed for use in the amateur service.

[54 FR 25857, June 20, 1989, as amended at 63 FR 36611, July 7, 1998]

§ 97.317   Standards for certification of external RF power amplifiers.

(a) To receive a grant of certification, the amplifier must satisfy the spurious emission standards of §97.307(d) or (e) of this part, as applicable, when the amplifier is:

(1) Operated at its full output power;

(2) Placed in the “standby” or “off” positions, but still connected to the transmitter; and

(3) Driven with at least 50 W mean RF input power (unless higher drive level is specified.)

(b) To receive a grant of certification, the amplifier must not be capable of operation on any frequency or frequencies between 24 MHz and 35 MHz. The amplifier will be deemed incapable of such operation if it:

(1) Exhibits no more than 6 dB gain between 24 MHz and 26 MHz and between 28 MHz and 35 MHz. (This gain will be determined by the ratio of the input RF driving signal (mean power measurement) to the mean RF output power of the amplifier); and

(2) Exhibits no amplification (0 dB gain) between 26 MHz and 28 MHz.

(c) Certification may be denied when denial would prevent the use of these amplifiers in services other than the amateur service. The following features will result in dismissal or denial of an application for certification:

(1) Any accessible wiring which, when altered, would permit operation of the amplifier in a manner contrary to the FCC Rules;

(2) Circuit boards or similar circuitry to facilitate the addition of components to change the amplifier's operating characteristics in a manner contrary to the FCC Rules;

(3) Instructions for operation or modification of the amplifier in a manner contrary to FCC Rules;

(4) Any internal or external controls or adjustments to facilitate operation of the amplifier in a manner contrary to the FCC Rules;

(5) Any internal RF sensing circuitry or any external switch, the purpose of which is to place the amplifier in the transmit mode;

(6) The incorporation of more gain in the amplifier than is necessary to operate in the amateur service; for purposes of this paragraph, the amplifer must:

(i) Not be capable of achieving designed output power when driven with less than 50 W mean RF input power;

(ii) Not be capable of amplifying the input RF driving signal by more than 15 dB, unless the amplifier has a designed transmitter power of less than 1.5 kW (in such a case, gain must be reduced by the same number of dB as the transmitter power relationship to 1.5 kW; This gain limitation is determined by the ratio of the input RF driving signal to the RF output power of the amplifier where both signals are expressed in peak envelope power or mean power);

(iii) Not exhibit more gain than permitted by paragraph (c)(6)(ii) of this section when driven by an RF input signal of less than 50 W mean power; and

(iv) Be capable of sustained operation at its designed power level;

(7) Any attenuation in the input of the amplifier which, when removed or modified, would permit the amplifier to function at its designed transmitter power when driven by an RF frequency input signal of less than 50 W mean power; or

(8) Any other features designed to facilitate operation in a telecommunication service other than the Amateur Radio Services, such as the Citizens Band (CB) Radio Service.

[54 FR 25857, June 20, 1989, as amended at 63 FR 36611, July 7, 1998]

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