49 C.F.R. Subpart I—Security Plans


Title 49 - Transportation


Title 49: Transportation
PART 172—HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, AND TRAINING REQUIREMENTS

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Subpart I—Security Plans

Source:  68 FR 14521, Mar. 25, 2003, unless otherwise noted.

§ 172.800   Purpose and applicability.

Link to an amendment published at 71 FR 32258, June 2, 2006.

(a) Purpose. This subpart prescribes requirements for development and implementation of plans to address security risks related to the transportation of hazardous materials in commerce.

(b) Applicability. By September 25, 2003, each person who offers for transportation in commerce or transports in commerce one or more of the following hazardous materials must develop and adhere to a security plan for hazardous materials that conforms to the requirements of this subpart:

(1) A highway route-controlled quantity of a Class 7 (radioactive) material, as defined in §173.403 of this subchapter, in a motor vehicle, rail car, or freight container;

(2) More than 25 kg (55 pounds) of a Division 1.1, 1.2, or 1.3 (explosive) material in a motor vehicle, rail car, or freight container;

(3) More than one L (1.06 qt) per package of a material poisonous by inhalation, as defined in §171.8 of this subchapter, that meets the criteria for Hazard Zone A, as specified in §§173.116(a) or 173.133(a) of this subchapter;

(4) A shipment of a quantity of hazardous materials in a bulk packaging having a capacity equal to or greater than 13,248 L (3,500 gallons) for liquids or gases or more than 13.24 cubic meters (468 cubic feet) for solids;

(5) A shipment in other than a bulk packaging of 2,268 kg (5,000 pounds) gross weight or more of one class of hazardous materials for which placarding of a vehicle, rail car, or freight container is required for that class under the provisions of subpart F of this part;

(6) A select agent or toxin regulated by the Centers for Disease Control and Prevention under 42 CFR part 73; or

(7) A quantity of hazardous material that requires placarding under the provisions of subpart F of this part.

(c) Exceptions. Transportation activities of a farmer, who generates less than $500,000 annually in gross receipts from the sale of agricultural commodities or products, are not subject to this subpart if such activities are:

(1) Conducted by highway or rail;

(2) In direct support of their farming operations; and

(3) Conducted within a 150-mile radius of those operations.

[68 FR 14521, Mar. 25, 2003, as amended at 70 FR 73164, Dec. 9, 2005]

§ 172.802   Components of a security plan.

(a) The security plan must include an assessment of possible transportation security risks for shipments of the hazardous materials listed in §172.800 and appropriate measures to address the assessed risks. Specific measures put into place by the plan may vary commensurate with the level of threat at a particular time. At a minimum, a security plan must include the following elements:

(1) Personnel security. Measures to confirm information provided by job applicants hired for positions that involve access to and handling of the hazardous materials covered by the security plan. Such confirmation system must be consistent with applicable Federal and State laws and requirements concerning employment practices and individual privacy.

(2) Unauthorized access. Measures to address the assessed risk that unauthorized persons may gain access to the hazardous materials covered by the security plan or transport conveyances being prepared for transportation of the hazardous materials covered by the security plan.

(3) En route security. Measures to address the assessed security risks of shipments of hazardous materials covered by the security plan en route from origin to destination, including shipments stored incidental to movement.

(b) The security plan must be in writing and must be retained for as long as it remains in effect. Copies of the security plan, or portions thereof, must be available to the employees who are responsible for implementing it, consistent with personnel security clearance or background investigation restrictions and a demonstrated need to know. The security plan must be revised and updated as necessary to reflect changing circumstances. When the security plan is updated or revised, all copies of the plan must be maintained as of the date of the most recent revision.

§ 172.804   Relationship to other Federal requirements.

To avoid unnecessary duplication of security requirements, security plans that conform to regulations, standards, protocols, or guidelines issued by other Federal agencies, international organizations, or industry organizations may be used to satisfy the requirements in this subpart, provided such security plans address the requirements specified in this subpart.

Appendix A to Part 172—Office of Hazardous Materials Transportation Color Tolerance Charts and Tables

The following are Munsell notations and Commission Internationale de L'Eclairage (CIE) coordinates which describe the Office of Hazardous Materials Transportation Label and Placard Color Tolerance Charts in tables 1 and 2, and the CIE coordinates for the color tolerances specified in table 3. Central colors and tolerances described in table 2 approximate those described in table 1 while allowing for differences in production methods and materials used to manufacture labels and placards surfaced with printing inks. Primarily, the color charts based on table 1 are for label or placard colors applied as opaque coatings such as paint, enamel or plastic, whereas color charts based on table 2 are intended for use with labels and placards surfaced only with inks.

For labels printed directly on packaging surfaces, table 3 may be used, although compliance with either table 1 or table 2 is sufficient. However, if visual reference indicates that the colors of labels printed directly on package surfaces are outside the table 1 or 2 tolerances, a spectrophotometer or other instrumentation may be required to insure compliance with table 3.

Table 1_Specifications for Color Tolerance Charts for Use With Labels and Placards Surfaced With Paint, Lacquer,                               Enamel, Plastic, Other Opaque Coatings, or Ink \1\----------------------------------------------------------------------------------------------------------------                                                                                        CIE data for source C                     Color                               Munsell notations         -----------------------------                                                                                        Y         x         y----------------------------------------------------------------------------------------------------------------Red:  Central color...............................  7.5R 4.0/14.......................     12.00     .5959     .3269  Orange......................................  8.5R 4.0/14.......................     12.00     .6037     .3389  Purple and vivid............................  6.5R 4.0/14.......................     12.00     .5869     .3184  Grayish.....................................  7.5R 4.0/12.......................     12.00     .5603     .3321  Vivid.......................................  7.5R 4.0/16.......................     12.00     .6260     .3192  Light.......................................  7.5R 4.5/14.......................     15.57     .5775     .3320  Dark........................................  7. 5R 3.5/14......................     09.00     .6226     .3141Orange:  Central color...............................  5.OYR 6.0/15......................     30.05     .5510     .4214  Yellow and Grayish..........................  6.25YR 6.0/15.....................     30.05     .5452     .4329  Red and vivid...............................  3.75YR 6.0/15.....................     30.05     .5552     .4091  Grayish.....................................  5.OYR 6.0/13......................     30.05     .5311     .4154  Vivid.......................................  5.OYR 6.0/16......................     30.05     .5597     .4239  Light.......................................  5.OYR 6.5/15......................     36.20     .5427     .4206  Dark........................................  5.OYR 5.5/15......................     24.58     .5606     .4218Yellow:  Central color...............................  5.OY 8.0/12.......................     59.10     .4562     .4788  Green.......................................  6.5Y 8.0/12.......................     59.10     .4498     .4865  Orange and vivid............................  3.5Y 8.0/12.......................     59.10     .4632     .4669  Grayish.....................................  5.OY 8.0/10.......................     59.10     .4376     .4601  Vivid.......................................  5.OY 8.0/14.......................     59.10     .4699     .4920  Light.......................................  5.OY 8.5/12.......................     68.40     .4508     .4754  Dark........................................  5.OY 7.5/12.......................     50.68     .4620     .4823Green:  Central color...............................  7.5G 4.0/9........................     12.00     .2111     .4121  Bluish......................................  0.5BG 4.0/9.......................     12.00     .1974     .3809  Green-yellow................................  5.0G 4.0/9........................     12.00     .2237     .4399  Grayish A...................................  7.5G 4.0/7........................     12.00     .2350     .3922  Grayish B \2\...............................  7.5G 4.0/6........................     12.00     .2467     .3822  Vivid.......................................  7.5G 4.0/11.......................     12.00     .1848     .4319  Light.......................................  7.5G 4.5/9........................     15.57     .2204     .4060  Dark........................................  7.5G 3.5/9........................     09.00     .2027     .4163Blue:  Central color...............................  2.5PB 3.5/10......................     09.00     .1691     .1744  Purple......................................  4.5PB 3.5/10......................     09.00     .1796     .1711  Green and vivid.............................  10.0B 3.5/10......................     09.00     .1557     .1815  Grayish.....................................  2.5PB 3.5/8.......................     09.00     .1888     .1964  Vivid.......................................  2.5PB 3.5/12......................     09.00     .1516     .1547  Light.......................................  2.5PB 4.0/10......................     12.00     .1805     .1888  Dark........................................  2.5PB 3.0/10......................     06.55     .1576     .1600Purple:  Central color...............................  10.0P 4.5/10......................     15.57     .3307     .2245  Reddish purple..............................  2.5RP 4.5/10......................     15.57     .3584     .2377  Blue purple.................................  7.5P 4.5/10.......................     15.57     .3068     .2145  Reddish gray................................  10.0P 4.5/8.......................     15.57     .3280     .2391  Gray \2\....................................  10.0P 4.5/6.5.....................     15.57     .3254     .2519  Vivid.......................................  10.0P 4.5/12......................     15.57     .3333     .2101  Light.......................................  10.0P 5.0/10......................     19.77     .3308     .2328  Dark........................................  10.0P 4.0/10......................     12.00     .3306     .2162----------------------------------------------------------------------------------------------------------------\1\ Maximum chroma is not limited.\2\ For the colors green and purple, the minimum saturation (chroma) limits for porcelain enamel on metal are  lower than for most other surface coatings. Therefore, the minimum chroma limits of these two colors as  displayed on the Charts for comparison to porcelain enamel on metal is low, as shown for green (grayish B) and  purple (gray).Note: CIE=Commission Internationale de L'Eclairage.
      Table 2_Specifications for Color Tolerance Charts for Use With Labels and Placards Surfaced With Ink----------------------------------------------------------------------------------------------------------------                                                                                        CIE data for source C                 Color/series                            Munsell notation          -----------------------------                                                                                        Y         x         y----------------------------------------------------------------------------------------------------------------Red:Central series:  Central color...............................  6.8R 4.47/12.8....................     15.34     .5510     .3286  Grayish.....................................  7.2R 4.72/12.2....................     17.37     .5368     .3348  Purple......................................  6.4R 4.49/12.7....................     15.52     .5442     .3258  Purple and vivid............................  6.1R 4.33/13.1....................     14.25     .5529     .3209  Vivid.......................................  6.7R 4.29/13.2....................     13.99     .5617     .3253  Orange......................................  7.3R 4.47/12.8....................     15.34     .5572     .3331  Orange and grayish..........................  7.65R 4.70/12.4...................     17.20     .5438     .3382Light series:  Light.......................................  7.0R 4.72/13.2....................     17.32     .5511     .3322  Light and orange............................  7.4R 4.96/12.6....................     19.38     .5365     .3382  Light and purple............................  6.6R 4.79/12.9....................     17.94     .5397     .3289Dark series:  Dark A......................................  6.7R 4.19/12.5....................     13.30     .5566     .3265  Dark B......................................  7.0R 4.25/12.35...................     13.72     .5522     .3294  Dark and purple.............................  7.5R 4.23/12.4....................     13.58     .5577     .3329Orange:  Central series:    Central color.............................  5.0YR 6.10/12.15..................     31.27     .5193     .4117    Yellow and grayish A......................  5.8YR 6.22/11.7...................     32.69     .5114     .4155    Yellow and grayish B......................  6.1YR 6.26/11.85..................     33.20     .5109     .4190    Vivid.....................................  5.1YR 6.07/12.3...................     30.86     .5226     .4134    Red and vivid A...........................  3.9YR 5.87/12.75..................     28.53     .5318     .4038    Red and vivid B...........................  3.6YR 5.91/12.6...................     29.05     .5291     .4021    Grayish...................................  4.9YR 6.10/11.9...................     31.22     .5170     .4089Light series:  Light and vivid A...........................  5.8YR 6.78/12.7...................     39.94     .5120     .4177  Light and yellow............................  6.0YR 6.80/12.8...................     40.20     .5135     .4198  Light and vivid B...........................  4.9YR 6.60/12.9...................     37.47     .5216     .4126Dark series:  Dark and yellow.............................  5.8YR 5.98/11.0...................     29.87     .5052     .4132  Dark A......................................  5.1YR 5.80/11.1...................     27.80     .5127     .4094  Dark B......................................  5.0YR 5.80/11.0...................     27.67     .5109     .4068Yellow:  Central series:    Central color.............................  4.3Y 7.87/10.3....................     56.81     .4445     .4589    Vivid A...................................  4.5Y 7.82/10.8....................     55.92     .4503     .4658    Vivid B...................................  3.3Y 7.72/11.35...................     54.24     .4612     .4624    Vivid and orange..........................  3.2Y 7.72/10.8....................     54.25     .4576     .4572    Grayish A.................................  4.1Y 7.95/9.7.....................     58.18     .4380     .4516    Grayish B.................................  5.1Y 8.06/9.05....................     60.12     .4272     .4508    Green-yellow..............................  5.2Y 7.97/9.9.....................     58.53     .4356     .4605Light series:  Light.......................................  5.4Y 8.59/10.5....................     70.19     .4351     .4628  Light and green-yellow......................  5.4Y 8.56/11.2....................     69.59     .4414     .4692  Light and vivid.............................  4.4Y 8.45/11.4....................     67.42     .4490     .4662Dark series:  Dark and green-yellow.......................  4.4Y 7.57/9.7.....................     51.82     .4423     .4562  Dark and orange A...........................  3.4Y 7.39/10.4....................     48.86     .4584     .4590  Dark and orange B...........................  3.5Y 7.41/10.0....................     49.20     .4517     .4544Green:  Central series:    Central color.............................  9.75G 4.26/7.75...................     13.80     .2214     .3791    Grayish...................................  10G 4.46/7.5......................     15.25     .2263     .3742    Blue A....................................  1.4BG 4.20/7.4....................     13.36     .2151     .3625    Blue B....................................  1.0BG 4.09/7.75...................     12.60     .2109     .3685    Vivid.....................................  8.4G 4.09/8.05....................     12.59     .2183     .3954    Vivid green-yellow........................  7.0G 4.23/8.0.....................     13.54     .2292     .4045    Green-yellow..............................  7.85G 4.46/7.7....................     15.23     .2313     .3914Light series:  Light and vivid.............................  9.5G 4.45/8.8.....................     15.21     .2141     .3863  Light and blue..............................  0.2BG 4.31/8.8....................     14.12     .2069     .3814  Light and green-yellow......................  8.3G 4.29/9.05....................     14.01     .2119     .4006Dark series:  Dark and green-yellow.......................  7.1G 4.08/7.1.....................     12.55     .2354     .3972  Dark and grayish............................  9.5G 4.11/6.9.....................     12.70     .2282     .3764  Dark........................................  8.5G 3.97/7.2.....................     11.78     .2269     .3874Blue:  Central series:    Central color.............................  3.5PB 3.94/9.7....................     11.58     .1885     .1911    Green and grayish A.......................  2.0PB 4.35/8.7....................     14.41     .1962     .2099    Green and grayish B.......................  1.7PB 4.22/9.0....................     13.50     .1898     .2053    Vivid.....................................  2.9PB 3.81/9.7....................     10.78     .1814     .1852    Purple and vivid A........................  4.7PB 3.53/10.0...................      9.15     .1817     .1727    Purple and vivid B........................  5.0PB 3.71/9.9....................     10.20     .1888     .1788    Grayish...................................  3.75PB 4.03/9.1...................     12.17     .1943     .1961Light series:  Light and green A...........................  1.7PB 4.32/9.2....................     14.22     .1904     .2056  Light and green B...........................  1.5PB 4.11/9.6....................     12.72     .1815     .1971  Light and vivid.............................  3.2PB 3.95/10.05..................     11.70     .1831     .1868Dark series:  Dark and grayish............................  3.9PB 4.01/8.7....................     12.04     .1982     .1992  Dark and purple A...........................  4.8PB 3.67/9.3....................      9.95     .1918     .1831  Dark and purple B...........................  5.2PB 3.80/9.05...................     10.76     .1985     .1885Purple:  Central series:    Central color.............................  9.5P 4.71/11.3....................     17.25     .3274     .2165    Red.......................................  1.0RP 5.31/10.8...................     22.70     .3404     .2354    Red and vivid A...........................  1.4RP 5.00/11.9...................     19.78     .3500     .2274    Red and vivid B...........................  0.2RP 4.39/12.5...................     14.70     .3365     .2059    Vivid.....................................  8.0P 4.04/12.0....................     12.23     .3098     .1916    Blue......................................  7.0P 4.39/10.8....................     14.71     .3007     .2037    Grayish...................................  8.8P 5.00/10.3....................     19.73     .3191     .2251Light series:  Light and red A.............................  0.85RP 5.56/11.1..................     25.18     .3387     .2356  Light and red B.............................  1.1RP 5.27/12.3...................     22.27     .3460     .2276  Light and vivid.............................  9.2P 4.94/11.95...................     19.24     .3247     .2163Dark series:  Dark and grayish............................  9.6P 4.70/10.9....................     17.19     .3283     .2204  Dark and vivid..............................  8.4P 4.05/11.6....................     12.35     .3144     .1970  Dark and blue...............................  7.5P 4.32/10.5....................     14.19     .3059     .2078----------------------------------------------------------------------------------------------------------------
               Table 3_Specification for Colors for Use With Labels Printed on Packagings Surfaces----------------------------------------------------------------------------------------------------------------                CIE data for source C                    Red     Orange    Yellow     Green     Blue     Purple----------------------------------------------------------------------------------------------------------------x...................................................      .424      .460      .417      .228      .200      .377y...................................................      .306      .370      .392      .354      .175      .205x...................................................      .571      .543      .490      .310      .255      .377y...................................................      .306      .400      .442      .354      .250      .284x...................................................      .424      .445      .390      .228      .177      .342y...................................................      .350      .395      .430      .403      .194      .205x...................................................      .571      .504      .440      .310      .230      .342y...................................................      .350      .430      .492      .403      .267      .284Y (high)............................................      23.0      41.6      72.6      20.6      15.9      21.2Y (low).............................................       7.7      19.5      29.1       7.4       6.5       8.2----------------------------------------------------------------------------------------------------------------

[Amdt. 172–50, 44 FR 9757, Feb. 15, 1979; Amdt. 172–50, 44 FR 10984, Feb. 26, 1979, as amended by Amdt. 172–50, 44 FR 22467, Apr. 16, 1979; 50 FR 45731, Nov. 1, 1985; Amdt. 172–127, 59 FR 49133, Sept. 26, 1994]

Appendix B to Part 172—Trefoil Symbol

1. Except as provided in paragraph 2 of this appendix, the trefoil symbol required for RADIOACTIVE labels and placards and required to be marked on certain packages of Class 7 materials must conform to the design and size requirements of this appendix.

2. RADIOACTIVE labels and placards that were printed prior to April 1, 1996, in conformance with the requirements of this subchapter in effect on March 30, 1996, may continue to be used.

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1=Radius of Circle—

Minimum dimensions

4 mm (0.16 inch) for markings and labels

12.5 mm (0.5 inch) for placards

2=11/2 Radii

3=5 radii for markings and labels

41/2 radii for placards.

[60 FR 50306, Sept. 28, 1995, as amended by 172–143, 61 FR 20750, May 8, 1996]

Appendix C to Part 172—Dimensional Specifications for Recommended Placard Holder

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