49 C.F.R. Appendix A to Part 225—Schedule of Civil Penalties1
Title 49 - Transportation
1 A penalty may be assessed against an individual only for a willful violation. The Administrator reserves the right to assess a penalty of up to $27,000 for any violation where circumstances warrant. See 49 CFR part 209, appendix A. A failure to comply with §225.23 constitutes a violation of §225.11. For purposes of §§225.25 and 225.27 of this part, each of the following constitutes a single act of noncompliance: (1) a missing or incomplete log entry for a particular employee's injury or illness; or (2) a missing or incomplete log record for a particular rail equipment accident or incident. Each day a violation continues is a separate offense. [61 FR 30973, June 18, 1996, as amended at 63 FR 11622, Mar. 10, 1998; 69 FR 30594, May 28, 2004]
Title 49: Transportation
PART 225—RAILROAD ACCIDENTS/INCIDENTS: REPORTS CLASSIFICATION, AND INVESTIGATIONS
Appendix A to Part 225—Schedule of Civil Penalties1
------------------------------------------------------------------------ Section (including computer code, if Willful applicable) Violation violation------------------------------------------------------------------------225.9 Telephonic reports of certain accidents/ $1,000 $2,000 incidents....................................225.11 Reports of accidents/ incidents........ 2,500 5,000225.12(a): Failure to file Railroad Employee Human Factor Attachment properly............... (1) Employee identified............... 2,500 5,000 (2) No employee identified............ 1,000 2,000225.12(b): (1) Failure to notify employee properly... 2,500 5,000 (2) Notification of employee not involved 2,500 5,000 in accident..............................225.12(c): Failure of employing railroad to provide 1,000 2,000 requested information properly...........225.12(d): (1) Failure to revise report when identity 2,500 5,000 becomes known............................ (2) Failure to notify after late 2,500 5,000 identification...........................225.12(f)(1): Submission of notice if employee dies as 2,500 5,000 result of the reported accident..........225.12(g): Willfully false accident statement by ........... 5,000 employee................................. 225.13 Late reports....................... 2,500 5,000 225.17(d) Alcohol or drug involvement..... 2,500 5,000 225.23 Joint operations................... (\1\) (\1\) 225.25 Recordkeeping...................... 2,500 5,000 225.27 Retention of records............... 1,000 2,000 225.33: (1) Failure to adopt the Internal 2,500 5,000 Control Plan......................... (2) Inaccurate reporting due to 2,500 5,000 failure to comply with the Internal Control Plan......................... (3) Failure to comply with the 2,500 5,000 intimidation/harassment policy in the Internal Control Plan................ 225.35 Access to records and reports...... 2,500 5,000------------------------------------------------------------------------
