[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
January 24, 2002 and December 19, 2002]
[CITE: 15USC77x]
TITLE 15--COMMERCE AND TRADE
CHAPTER 2A--SECURITIES AND TRUST INDENTURES
SUBCHAPTER I--DOMESTIC SECURITIES
Sec. 77x. Penalties
Any person who willfully violates any of the provisions of this
subchapter, or the rules and regulations promulgated by the Commission
under authority thereof, or any person who willfully, in a registration
statement filed under this subchapter, makes any untrue statement of a
material fact or omits to state any material fact required to be stated
therein or necessary to make the statements therein not misleading,
shall upon conviction be fined not more than $10,000 or imprisoned not
more than five years, or both.
(May 27, 1933, ch. 38, title I, Sec. 24, 48 Stat. 87; Pub. L. 94-29,
Sec. 27(a), June 4, 1975, 89 Stat. 163.)
Amendments
1975--P
