§ 78o-1. — Brokers deemed to be registered.
[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
January 24, 2002 and December 19, 2002]
[CITE: 15USC78o-1]
TITLE 15--COMMERCE AND TRADE
CHAPTER 2B--SECURITIES EXCHANGES
Sec. 78o-1. Brokers deemed to be registered
All brokers and dealers for whom registration was in effect on May
27, 1936, in accordance with rules and regulations of the Commission
prescribed pursuant to section 78o of this title shall be deemed to be
registered pursuant to said section.
(May 27, 1936, ch. 462, Sec. 10, 49 Stat. 1380.)
Codification
Section was not enacted as a part of the Securities Exchange Act of
1934 which comprises this chapter.
Transfer of Functions
For transfer of functions of Securities and Exchange Commission,
with certain exceptions, to Chairman of such Commission, see Reorg. Plan
No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat.
1265, set out under section 78d of this title.
