§ 79n. — Periodic and other reports.
[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
January 24, 2002 and December 19, 2002]
[CITE: 15USC79n]
TITLE 15--COMMERCE AND TRADE
CHAPTER 2C--PUBLIC UTILITY HOLDING COMPANIES
Sec. 79n. Periodic and other reports
Every registered holding company and every mutual service company
shall file with the Commission such annual, quarterly, and other
periodic and special reports, the answers to such specific questions and
the minutes of such directors', stockholders', and other meetings, as
the Commission may by rules and regulations or order prescribe as
necessary or appropriate in the public interest or for the protection of
investors or consumers. Such reports, if required by the rules and
regulations of the Commission, shall be certified by an independent
public accountant, and shall be made and filed at such time and in such
form and detail as the Commission shall prescribe. The Commission may
require that there be included in reports filed with it such information
and documents as it finds necessary or appropriate to keep reasonably
current the information filed under section 79e or 79m of this title,
and such further information concerning the financial condition,
security structure, security holdings, assets, and cost thereof,
wherever determinable, and affiliations of the reporting company and the
associate companies, member companies, and affiliates thereof as the
Commission deems necessary or appropriate in the public interest or for
the protection of investors or consumers.
(Aug. 26, 1935, ch. 687, title I, Sec. 14, 49 Stat. 827.)
Transfer of Functions
For transfer of functions of Securities and Exchange Commission,
with certain exceptions, to Chairman of such Commission, see Reorg. Plan
No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat.
1265, set out under section 78d of this title.
