US LAWS, STATUTES & CODES ON-LINE
US SUBCHAPTER I — INVESTMENT COMPANIES
- § 80a-1. — Findings and declaration of policy.
- § 80a-2. — Definitions; applicability; rulemaking considerations.
- § 80a-3. — Definitions of investment company.
- § 80a-3a. — Protection of philanthropy under State law.
- § 80a-4. — Classification of investment companies.
- § 80a-5. — Subclassification of management companies.
- § 80a-6. — Exemptions.
- § 80a-7. — Transactions by unregistered investment companies.
- § 80a-8. — Registration of investment companies.
- § 80a-9. — Ineligibility of certain affiliated persons and underwriters.
- § 80a-10. — Affiliations or interest of directors, officers, and employees.
- § 80a-11. — Offers to exchange securities.
- § 80a-12. — Functions and activities of investment companies.
- § 80a-13. — Changes in investment policy.
- § 80a-14. — Size of investment companies.
- § 80a-15. — Contracts of advisers and underwriters.
- § 80a-16. — Board of directors.
- § 80a-17. — Transactions of certain affiliated persons and underwriters.
- § 80a-18. — Capital structure of investment companies.
- § 80a-19. — Payments or distributions.
- § 80a-20. — Proxies; voting trusts; circular ownership.
- § 80a-21. — Loans by management companies.
- § 80a-22. — Distribution, redemption, and repurchase of securities; regulations by securities associations.
- § 80a-23. — Closedend companies.
- § 80a-24. — Registration of securities under Securities Act of 1933.
- § 80a-25. — Reorganization plans; reports by Commission.
- § 80a-26. — Unit investment trusts.
- § 80a-27. — Periodic payment plans.
- § 80a-28. — Faceamount certificate companies.
- § 80a-29. — Reports and financial statements of investment companies and affiliated persons.
- § 80a-30. — Accounts and records.
- § 80a-31. — Accountants and auditors.
- § 80a-32. — Filing of documents with Commission in civil actions.
- § 80a-33. — Destruction and falsification of reports and records.
- § 80a-34. — Unlawful representations and names.
- § 80a-35. — Breach of fiduciary duty.
- § 80a-36. — Larceny and embezzlement.
- § 80a-37. — Rules, regulations, and orders.
- § 80a-38. — Procedure for issuance of rules and regulations.
- § 80a-39. — Procedure for issuance of orders.
- § 80a-40. — Hearings by Commission.
- § 80a-41. — Enforcement of subchapter.
- § 80a-42. — Court review of orders.
- § 80a-43. — Jurisdiction of offenses and suits.
- § 80a-44. — Disclosure of information filed with Commission; copies.
- § 80a-45. — Reports by Commission; hiring and leasing authority.
- § 80a-46. — Validity of contracts.
- § 80a-47. — Violation of subchapter.
- § 80a-48. — Penalties.
- § 80a-49. — Construction with other laws.
- § 80a-50. — Separability.
- § 80a-51. — Short title.
- § 80a-52. — Effective date.
- § 80a-53. — Election to be regulated as business development company.
- § 80a-54. — Acquisition of assets by business development companies.
- § 80a-55. — Qualifications of directors.
- § 80a-56. — Transactions with certain affiliates.
- § 80a-57. — Changes in investment policy.
- § 80a-58. — Incorporation of subchapter provisions.
- § 80a-59. — Functions and activities of business development companies.
- § 80a-60. — Capital structure.
- § 80a-61. — Loans.
- § 80a-62. — Distribution and repurchase of securities.
- § 80a-63. — Accounts and records.
- § 80a-64. — Preventing compliance with subchapter; liability of controlling persons.