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§ 1387. —  Taking of marine mammals incidental to commercial fishing operations.



[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
  January 24, 2002 and December 19, 2002]
[CITE: 16USC1387]

 
                         TITLE 16--CONSERVATION
 
                  CHAPTER 31--MARINE MAMMAL PROTECTION
 
      SUBCHAPTER II--CONSERVATION AND PROTECTION OF MARINE MAMMALS
 
Sec. 1387. Taking of marine mammals incidental to commercial 
        fishing operations
        

(a) In general

    (1) Effective on April 30, 1994, and except as provided in section 
1383a of this title and in paragraphs (2), (3), and (4) of this 
subsection, the provisions of this section shall govern the incidental 
taking of marine mammals in the course of commercial fishing operations 
by persons using vessels of the United States or vessels which have 
valid fishing permits issued by the Secretary in accordance with section 
1824(b) of this title. In any event it shall be the immediate goal that 
the incidental mortality or serious injury of marine mammals occurring 
in the course of commercial fishing operations be reduced to 
insignificant levels approaching a zero mortality and serious injury 
rate within 7 years after April 30, 1994.
    (2) In the case of the incidental taking of marine mammals from 
species or stocks designated under this chapter as depleted on the basis 
of their listing as threatened species or endangered species under the 
Endangered Species Act of 1973 (16 U.S.C. 1531 et seq.), both this 
section and section 1371(a)(5)(E) of this title shall apply.
    (3) Sections \1\ 1374(h) of this title and subchapter IV of this 
chapter, and not this section, shall govern the taking of marine mammals 
in the course of commercial purse seine fishing for yellowfin tuna in 
the eastern tropical Pacific Ocean.
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    \1\ So in original. Probably should be ``Section''.
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    (4) This section shall not govern the incidental taking of 
California sea otters and shall not be deemed to amend or repeal the Act 
of November 7, 1986 (Public Law 99-625; 100 Stat. 3500).
    (5) Except as provided in section 1371(c) of this title, the 
intentional lethal take of any marine mammal in the course of commercial 
fishing operations is prohibited.
    (6) Sections 1373 and 1374 of this title shall not apply to the 
incidental taking of marine mammals under the authority of this section.

(b) Zero mortality rate goal

    (1) Commercial fisheries shall reduce incidental mortality and 
serious injury of marine mammals to insignificant levels approaching a 
zero mortality and serious injury rate within 7 years after April 30, 
1994.
    (2) Fisheries which maintain insignificant serious injury and 
mortality levels approaching a zero rate shall not be required to 
further reduce their mortality and serious injury rates.
    (3) Three years after April 30, 1994, the Secretary shall review the 
progress of all commercial fisheries, by fishery, toward reducing 
incidental mortality and serious injury to insignificant levels 
approaching a zero rate. The Secretary shall submit to the Committee on 
Commerce, Science, and Transportation of the Senate and the Committee on 
Merchant Marine and Fisheries of the House of Representatives a report 
setting forth the results of such review within 1 year after 
commencement of the review. The Secretary shall note any commercial 
fishery for which additional information is required to accurately 
assess the level of incidental mortality and serious injury of marine 
mammals in the fishery.
    (4) If the Secretary determines after review under paragraph (3) 
that the rate of incidental mortality and serious injury of marine 
mammals in a commercial fishery is not consistent with paragraph (1), 
then the Secretary shall take appropriate action under subsection (f) of 
this section.

(c) Registration and authorization

    (1) The Secretary shall, within 90 days after April 30, 1994--
        (A) publish in the Federal Register for public comment, for a 
    period of not less than 90 days, any necessary changes to the 
    Secretary's list of commercial fisheries published under section 
    1383a(b)(1) of this title and which is in existence on March 31, 
    1994 (along with an explanation of such changes and a statement 
    describing the marine mammal stocks interacting with, and the 
    approximate number of vessels or persons actively involved in, each 
    such fishery), with respect to commercial fisheries that have--
            (i) frequent incidental mortality and serious injury of 
        marine mammals;
            (ii) occasional incidental mortality and serious injury of 
        marine mammals; or
            (iii) a remote likelihood of or no known incidental 
        mortality or serious injury of marine mammals;

        (B) after the close of the period for such public comment, 
    publish in the Federal Register a revised list of commercial 
    fisheries and an update of information required by subparagraph (A), 
    together with a summary of the provisions of this section and 
    information sufficient to advise vessel owners on how to obtain an 
    authorization and otherwise comply with the requirements of this 
    section; and
        (C) at least once each year thereafter, and at such other times 
    as the Secretary considers appropriate, reexamine, based on 
    information gathered under this chapter and other relevant sources 
    and after notice and opportunity for public comment, the 
    classification of commercial fisheries and other determinations 
    required under subparagraph (A) and publish in the Federal Register 
    any necessary changes.

    (2)(A) An authorization shall be granted by the Secretary in 
accordance with this section for a vessel engaged in a commercial 
fishery listed under paragraph (1)(A)(i) or (ii), upon receipt by the 
Secretary of a completed registration form providing the name of the 
vessel owner and operator, the name and description of the vessel, the 
fisheries in which it will be engaged, the approximate time, duration, 
and location of such fishery operations, and the general type and nature 
of use of the fishing gear and techniques used. Such information shall 
be in a readily usable format that can be efficiently entered into and 
utilized by an automated or computerized data processing system. A decal 
or other physical evidence that the authorization is current and valid 
shall be issued by the Secretary at the time an authorization is 
granted, and so long as the authorization remains current and valid, 
shall be reissued annually thereafter.
    (B) No authorization may be granted under this section to the owner 
of a vessel unless such vessel--
        (i) is a vessel of the United States; or
        (ii) has a valid fishing permit issued by the Secretary in 
    accordance with section 1824(b) of this title.

    (C) Except as provided in subsection (a) of this section, an 
authorization granted under this section shall allow the incidental 
taking of all species and stocks of marine mammals to which this chapter 
applies.
    (3)(A) An owner of a vessel engaged in any fishery listed under 
paragraph (1)(A)(i) or (ii) shall, in order to engage in the lawful 
incidental taking of marine mammals in a commercial fishery--
        (i) have registered as required under paragraph (2) with the 
    Secretary in order to obtain for each such vessel owned and used in 
    the fishery an authorization for the purpose of incidentally taking 
    marine mammals in accordance with this section, except that owners 
    of vessels holding valid certificates of exemption under section 
    1383a of this title are deemed to have registered for purposes of 
    this subsection for the period during which such exemption is valid;
        (ii) ensure that a decal or such other physical evidence of a 
    current and valid authorization as the Secretary may require is 
    displayed on or is in the possession of the master of each such 
    vessel;
        (iii) report as required by subsection (e) of this section; and
        (iv) comply with any applicable take reduction plan and 
    emergency regulations issued under this section.

    (B) Any owner of a vessel receiving an authorization under this 
section for any fishery listed under paragraph (1)(A)(i) or (ii) shall, 
as a condition of that authorization, take on board an observer if 
requested to do so by the Secretary.
    (C) An owner of a vessel engaged in a fishery listed under paragraph 
(1)(A)(i) or (ii) who--
        (i) fails to obtain from the Secretary an authorization for such 
    vessel under this section;
        (ii) fails to maintain a current and valid authorization for 
    such vessel; or
        (iii) fails to ensure that a decal or other physical evidence of 
    such authorization issued by the Secretary is displayed on or is in 
    possession of the master of the vessel,

and the master of any such vessel engaged in such fishery, shall be 
deemed to have violated this subchapter, and for violations of clauses 
(i) and (ii) shall be subject to the penalties of this subchapter, and 
for violations of clause (iii) shall be subject to a fine of not more 
than $100 for each offense.
    (D) If the owner of a vessel has obtained and maintains a current 
and valid authorization from the Secretary under this section and meets 
the requirements set forth in this section, including compliance with 
any regulations to implement a take reduction plan under this section, 
the owner of such vessel, and the master and crew members of the vessel, 
shall not be subject to the penalties set forth in this subchapter for 
the incidental taking of marine mammals while such vessel is engaged in 
a fishery to which the authorization applies.
    (E) Each owner of a vessel engaged in any fishery not listed under 
paragraph (1)(A)(i) or (ii), and the master and crew members of such a 
vessel, shall not be subject to the penalties set forth in this 
subchapter for the incidental taking of marine mammals if such owner 
reports to the Secretary, in the form and manner required under 
subsection (e) of this section, instances of incidental mortality or 
injury of marine mammals in the course of that fishery.
    (4)(A) The Secretary shall suspend or revoke an authorization 
granted under this section and shall not issue a decal or other physical 
evidence of the authorization for any vessel until the owner of such 
vessel complies with the reporting requirements under subsection (e) of 
this section and such requirements to take on board an observer under 
paragraph (3)(B) as are applicable to such vessel. Previous failure to 
comply with the requirements of section 1383a of this title shall not 
bar authorization under this section for an owner who complies with the 
requirements of this section.
    (B) The Secretary may suspend or revoke an authorization granted 
under this subsection, and may not issue a decal or other physical 
evidence of the authorization for any vessel which fails to comply with 
a take reduction plan or emergency regulations issued under this 
section.
    (C) The owner and master of a vessel which fails to comply with a 
take reduction plan shall be subject to the penalties of sections 1375 
and 1377 of this title, and may be subject to section 1376 of this 
title.
    (5)(A) The Secretary shall develop, in consultation with the 
appropriate States, affected Regional Fishery Management Councils, and 
other interested persons, the means by which the granting and 
administration of authorizations under this section shall be integrated 
and coordinated, to the maximum extent practicable, with existing 
fishery licenses, registrations, and related programs.
    (B) The Secretary shall utilize newspapers of general circulation, 
fishery trade associations, electronic media, and other means of 
advising commercial fishermen of the provisions of this section and the 
means by which they can comply with its requirements.
    (C) The Secretary is authorized to charge a fee for the granting of 
an authorization under this section. The level of fees charged under 
this subparagraph shall not exceed the administrative costs incurred in 
granting an authorization. Fees collected under this subparagraph shall 
be available to the Under Secretary of Commerce for Oceans and 
Atmosphere for expenses incurred in the granting and administration of 
authorizations under this section.

(d) Monitoring of incidental takes

    (1) The Secretary shall establish a program to monitor incidental 
mortality and serious injury of marine mammals during the course of 
commercial fishing operations. The purposes of the monitoring program 
shall be to--
        (A) obtain statistically reliable estimates of incidental 
    mortality and serious injury;
        (B) determine the reliability of reports of incidental mortality 
    and serious injury under subsection (e) of this section; and
        (C) identify changes in fishing methods or technology that may 
    increase or decrease incidental mortality and serious injury.

    (2) Pursuant to paragraph (1), the Secretary may place observers on 
board vessels as necessary, subject to the provisions of this section. 
Observers may, among other tasks--
        (A) record incidental mortality and injury, or by catch of other 
    nontarget species;
        (B) record numbers of marine mammals sighted; and
        (C) perform other scientific investigations.

    (3) In determining the distribution of observers among commercial 
fisheries and vessels within a fishery, the Secretary shall be guided by 
the following standards:
        (A) The requirement to obtain statistically reliable 
    information.
        (B) The requirement that assignment of observers is fair and 
    equitable among fisheries and among vessels in a fishery.
        (C) The requirement that no individual person or vessel, or 
    group of persons or vessels, be subject to excessive or overly 
    burdensome observer coverage.
        (D) To the extent practicable, the need to minimize costs and 
    avoid duplication.

    (4) To the extent practicable, the Secretary shall allocate 
observers among commercial fisheries in accordance with the following 
priority:
        (A) The highest priority for allocation shall be for commercial 
    fisheries that have incidental mortality or serious injury of marine 
    mammals from stocks listed as endangered species or threatened 
    species under the Endangered Species Act of 1973 (16 U.S.C. 1531 et 
    seq.).
        (B) The second highest priority for allocation shall be for 
    commercial fisheries that have incidental mortality and serious 
    injury of marine mammals from strategic stocks.
        (C) The third highest priority for allocation shall be for 
    commercial fisheries that have incidental mortality or serious 
    injury of marine mammals from stocks for which the level of 
    incidental mortality and serious injury is uncertain.

    (5) The Secretary may establish an alternative observer program to 
provide statistically reliable information on the species and number of 
marine mammals incidentally taken in the course of commercial fishing 
operations. The alternative observer program may include direct 
observation of fishing activities from vessels, airplanes, or points on 
shore.
    (6) The Secretary is not required to place an observer on a vessel 
in a fishery if the Secretary finds that--
        (A) in a situation in which harvesting vessels are delivering 
    fish to a processing vessel and the catch is not taken on board the 
    harvesting vessel, statistically reliable information can be 
    obtained from an observer on board the processing vessel to which 
    the fish are delivered;
        (B) the facilities on a vessel for quartering of an observer, or 
    for carrying out observer functions, are so inadequate or unsafe 
    that the health or safety of the observer or the safe operation of 
    the vessel would be jeopardized; or
        (C) for reasons beyond the control of the Secretary, an observer 
    is not available.

    (7) The Secretary may, with the consent of the vessel owner, station 
an observer on board a vessel engaged in a fishery not listed under 
subsection (c)(1)(A)(i) or (ii) of this section.
    (8) Any proprietary information collected under this subsection 
shall be confidential and shall not be disclosed except--
        (A) to Federal employees whose duties require access to such 
    information;
        (B) to State or tribal employees pursuant to an agreement with 
    the Secretary that prevents public disclosure of the identity or 
    business of any person;
        (C) when required by court order; or
        (D) in the case of scientific information involving fisheries, 
    to employees of Regional Fishery Management Councils who are 
    responsible for fishery management plan development and monitoring.

    (9) The Secretary shall prescribe such procedures as may be 
necessary to preserve such confidentiality, except that the Secretary 
shall release or make public upon request any such information in 
aggregate, summary, or other form which does not directly or indirectly 
disclose the identity or business of any person.

(e) Reporting requirement

    The owner or operator of a commercial fishing vessel subject to this 
chapter shall report all incidental mortality and injury of marine 
mammals in the course of commercial fishing operations to the Secretary 
by mail or other means acceptable to the Secretary within 48 hours after 
the end of each fishing trip on a standard postage-paid form to be 
developed by the Secretary under this section. Such form shall be 
capable of being readily entered into and usable by an automated or 
computerized data processing system and shall require the vessel owner 
or operator to provide the following:
        (1) The vessel name, and Federal, State, or tribal registration 
    numbers of the registered vessel.
        (2) The name and address of the vessel owner or operator.
        (3) The name and description of the fishery.
        (4) The species of each marine mammal incidentally killed or 
    injured, and the date, time, and approximate geographic location of 
    such occurrence.

(f) Take reduction plans

    (1) The Secretary shall develop and implement a take reduction plan 
designed to assist in the recovery or prevent the depletion of each 
strategic stock which interacts with a commercial fishery listed under 
subsection (c)(1)(A)(i) or (ii) of this section, and may develop and 
implement such a plan for any other marine mammal stocks which interact 
with a commercial fishery listed under subsection (c)(1)(A)(i) of this 
section which the Secretary determines, after notice and opportunity for 
public comment, has a high level of mortality and serious injury across 
a number of such marine mammal stocks.
    (2) The immediate goal of a take reduction plan for a strategic 
stock shall be to reduce, within 6 months of its implementation, the 
incidental mortality or serious injury of marine mammals incidentally 
taken in the course of commercial fishing operations to levels less than 
the potential biological removal level established for that stock under 
section 1386 of this title. The long-term goal of the plan shall be to 
reduce, within 5 years of its implementation, the incidental mortality 
or serious injury of marine mammals incidentally taken in the course of 
commercial fishing operations to insignificant levels approaching a zero 
mortality and serious injury rate, taking into account the economics of 
the fishery, the availability of existing technology, and existing State 
or regional fishery management plans.
    (3) If there is insufficient funding available to develop and 
implement a take reduction plan for all such stocks that interact with 
commercial fisheries listed under subsection (c)(1)(A)(i) or (ii) of 
this section, the Secretary shall give highest priority to the 
development and implementation of take reduction plans for species or 
stocks whose level of incidental mortality and serious injury exceeds 
the potential biological removal level, those that have a small 
population size, and those which are declining most rapidly.
    (4) Each take reduction plan shall include--
        (A) a review of the information in the final stock assessment 
    published under section 1386(b) of this title and any substantial 
    new information;
        (B) an estimate of the total number and, if possible, age and 
    gender, of animals from the stock that are being incidentally 
    lethally taken or seriously injured each year during the course of 
    commercial fishing operations, by fishery;
        (C) recommended regulatory or voluntary measures for the 
    reduction of incidental mortality and serious injury;
        (D) recommended dates for achieving the specific objectives of 
    the plan.

    (5)(A) For any stock in which incidental mortality and serious 
injury from commercial fisheries exceeds the potential biological 
removal level established under section 1386 of this title, the plan 
shall include measures the Secretary expects will reduce, within 6 
months of the plan's implementation, such mortality and serious injury 
to a level below the potential biological removal level.
    (B) For any stock in which human-caused mortality and serious injury 
exceeds the potential biological removal level, other than a stock to 
which subparagraph (A) applies, the plan shall include measures the 
Secretary expects will reduce, to the maximum extent practicable within 
6 months of the plan's implementation, the incidental mortality and 
serious injury by such commercial fisheries from that stock. For 
purposes of this subparagraph, the term ``maximum extent practicable'' 
means to the lowest level that is feasible for such fisheries within the 
6-month period.
    (6)(A) At the earliest possible time (not later than 30 days) after 
the Secretary issues a final stock assessment under section 1386(b) of 
this title for a strategic stock, the Secretary shall, and for stocks 
that interact with a fishery listed under subsection (c)(1)(A)(i) of 
this section for which the Secretary has made a determination under 
paragraph (1), the Secretary may--
        (i) establish a take reduction team for such stock and appoint 
    the members of such team in accordance with subparagraph (C); and
        (ii) publish in the Federal Register a notice of the team's 
    establishment, the names of the team's appointed members, the full 
    geographic range of such stock, and a list of all commercial 
    fisheries that cause incidental mortality and serious injury of 
    marine mammals from such stock.

    (B) The Secretary may request a take reduction team to address a 
stock that extends over one or more regions or fisheries, or multiple 
stocks within a region or fishery, if the Secretary determines that 
doing so would facilitate the development and implementation of plans 
required under this subsection.
    (C) Members of take reduction teams shall have expertise regarding 
the conservation or biology of the marine mammal species which the take 
reduction plan will address, or the fishing practices which result in 
the incidental mortality and serious injury of such species. Members 
shall include representatives of Federal agencies, each coastal State 
which has fisheries which interact with the species or stock, 
appropriate Regional Fishery Management Councils, interstate fisheries 
commissions, academic and scientific organizations, environmental 
groups, all commercial and recreational fisheries groups and gear types 
which incidentally take the species or stock, Alaska Native 
organizations or Indian tribal organizations, and others as the 
Secretary deems appropriate. Take reduction teams shall, to the maximum 
extent practicable, consist of an equitable balance among 
representatives of resource user interests and nonuser interests.
    (D) Take reduction teams shall not be subject to the Federal 
Advisory Committee Act (5 App. U.S.C.). Meetings of take reduction teams 
shall be open to the public, and prior notice of meetings shall be made 
public in a timely fashion.
    (E) Members of take reduction teams shall serve without 
compensation, but may be reimbursed by the Secretary, upon request, for 
reasonable travel costs and expenses incurred in performing their duties 
as members of the team.
    (7) Where the human-caused mortality and serious injury from a 
strategic stock is estimated to be equal to or greater than the 
potential biological removal level established under section 1386 of 
this title for such stock and such stock interacts with a fishery listed 
under subsection (c)(1)(A)(i) or (ii) of this section, the following 
procedures shall apply in the development of the take reduction plan for 
the stock:
        (A)(i) Not later than 6 months after the date of establishment 
    of a take reduction team for the stock, the team shall submit a 
    draft take reduction plan for such stock to the Secretary, 
    consistent with the other provisions of this section.
        (ii) Such draft take reduction plan shall be developed by 
    consensus. In the event consensus cannot be reached, the team shall 
    advise the Secretary in writing on the range of possibilities 
    considered by the team, and the views of both the majority and 
    minority.
        (B)(i) The Secretary shall take the draft take reduction plan 
    into consideration and, not later than 60 days after the submission 
    of the draft plan by the team, the Secretary shall publish in the 
    Federal Register the plan proposed by the team, any changes proposed 
    by the Secretary with an explanation of the reasons therefor, and 
    proposed regulations to implement such plan, for public review and 
    comment during a period of not to exceed 90 days.
        (ii) In the event that the take reduction team does not submit a 
    draft plan to the Secretary within 6 months, the Secretary shall, 
    not later than 8 months after the establishment of the team, publish 
    in the Federal Register a proposed take reduction plan and 
    implementing regulations, for public review and comment during a 
    period of not to exceed 90 days.
        (C) Not later than 60 days after the close of the comment period 
    required under subparagraph (B), the Secretary shall issue a final 
    take reduction plan and implementing regulations, consistent with 
    the other provisions of this section.
        (D) The Secretary shall, during a period of 30 days after 
    publication of a final take reduction plan, utilize newspapers of 
    general circulation, fishery trade associations, electronic media, 
    and other means of advising commercial fishermen of the requirements 
    of the plan and how to comply with them.
        (E) The Secretary and the take reduction team shall meet every 6 
    months, or at such other intervals as the Secretary determines are 
    necessary, to monitor the implementation of the final take reduction 
    plan until such time that the Secretary determines that the 
    objectives of such plan have been met.
        (F) The Secretary shall amend the take reduction plan and 
    implementing regulations as necessary to meet the requirements of 
    this section, in accordance with the procedures in this section for 
    the issuance of such plans and regulations.

    (8) Where the human-caused mortality and serious injury from a 
strategic stock is estimated to be less than the potential biological 
removal level established under section 1386 of this title for such 
stock and such stock interacts with a fishery listed under subsection 
(c)(1)(A)(i) or (ii) of this section, or for any marine mammal stocks 
which interact with a commercial fishery listed under subsection 
(c)(1)(A)(i) of this section for which the Secretary has made a 
determination under paragraph (1), the following procedures shall apply 
in the development of the take reduction plan for such stock:
        (A)(i) Not later than 11 months after the date of establishment 
    of a take reduction team for the stock, the team shall submit a 
    draft take reduction plan for the stock to the Secretary, consistent 
    with the other provisions of this section.
        (ii) Such draft take reduction plan shall be developed by 
    consensus. In the event consensus cannot be reached, the team shall 
    advise the Secretary in writing on the range of possibilities 
    considered by the team, and the views of both the majority and 
    minority.
        (B)(i) The Secretary shall take the draft take reduction plan 
    into consideration and, not later than 60 days after the submission 
    of the draft plan by the team, the Secretary shall publish in the 
    Federal Register the plan proposed by the team, any changes proposed 
    by the Secretary with an explanation of the reasons therefor, and 
    proposed regulations to implement such plan, for public review and 
    comment during a period of not to exceed 90 days.
        (ii) In the event that the take reduction team does not submit a 
    draft plan to the Secretary within 11 months, the Secretary shall, 
    not later than 13 months after the establishment of the team, 
    publish in the Federal Register a proposed take reduction plan and 
    implementing regulations, for public review and comment during a 
    period of not to exceed 90 days.
        (C) Not later than 60 days after the close of the comment period 
    required under subparagraph (B), the Secretary shall issue a final 
    take reduction plan and implementing regulations, consistent with 
    the other provisions of this section.
        (D) The Secretary shall, during a period of 30 days after 
    publication of a final take reduction plan, utilize newspapers of 
    general circulation, fishery trade associations, electronic media, 
    and other means of advising commercial fishermen of the requirements 
    of the plan and how to comply with them.
        (E) The Secretary and the take reduction team shall meet on an 
    annual basis, or at such other intervals as the Secretary determines 
    are necessary, to monitor the implementation of the final take 
    reduction plan until such time that the Secretary determines that 
    the objectives of such plan have been met.
        (F) The Secretary shall amend the take reduction plan and 
    implementing regulations as necessary to meet the requirements of 
    this section, in accordance with the procedures in this section for 
    the issuance of such plans and regulations.

    (9) In implementing a take reduction plan developed pursuant to this 
subsection, the Secretary may, where necessary to implement a take 
reduction plan to protect or restore a marine mammal stock or species 
covered by such plan, promulgate regulations which include, but are not 
limited to, measures to--
        (A) establish fishery-specific limits on incidental mortality 
    and serious injury of marine mammals in commercial fisheries or 
    restrict commercial fisheries by time or area;
        (B) require the use of alternative commercial fishing gear or 
    techniques and new technologies, encourage the development of such 
    gear or technology, or convene expert skippers' panels;
        (C) educate commercial fishermen, through workshops and other 
    means, on the importance of reducing the incidental mortality and 
    serious injury of marine mammals in affected commercial fisheries; 
    and
        (D) monitor, in accordance with subsection (d) of this section, 
    the effectiveness of measures taken to reduce the level of 
    incidental mortality and serious injury of marine mammals in the 
    course of commercial fishing operations.

    (10)(A) Notwithstanding paragraph (6), in the case of any stock to 
which paragraph (1) applies for which a final stock assessment has not 
been published under section 1386(b)(3) of this title by April 1, 1995, 
due to a proceeding under section 1386(b)(2) of this title, or any 
Federal court review of such proceeding, the Secretary shall establish a 
take reduction team under paragraph (6) for such stock as if a final 
stock assessment had been published.
    (B) The draft stock assessment published for such stock under 
section 1386(b)(1) of this title shall be deemed the final stock 
assessment for purposes of preparing and implementing a take reduction 
plan for such stock under this section.
    (C) Upon publication of a final stock assessment for such stock 
under section 1386(b)(3) of this title the Secretary shall immediately 
reconvene the take reduction team for such stock for the purpose of 
amending the take reduction plan, and any regulations issued to 
implement such plan, if necessary, to reflect the final stock assessment 
or court action. Such amendments shall be made in accordance with 
paragraph (7)(F) or (8)(F), as appropriate.
    (D) A draft stock assessment may only be used as the basis for a 
take reduction plan under this paragraph for a period of not to exceed 
two years, or until a final stock assessment is published, whichever is 
earlier. If, at the end of the two-year period, a final stock assessment 
has not been published, the Secretary shall categorize such stock under 
section 1386(a)(5)(A) of this title and shall revoke any regulations to 
implement a take reduction plan for such stock.
    (E) Subparagraph (D) shall not apply for any period beyond two years 
during which a final stock assessment for such stock has not been 
published due to review of a proceeding on such stock assessment by a 
Federal court. Immediately upon final action by such court, the 
Secretary shall proceed under subparagraph (C).
    (11) Take reduction plans developed under this section for a species 
or stock listed as a threatened species or endangered species under the 
Endangered Species Act of 1973 (16 U.S.C. 1531 et seq.) shall be 
consistent with any recovery plan developed for such species or stock 
under section 4 of such Act [16 U.S.C. 1533].

(g) Emergency regulations

    (1) If the Secretary finds that the incidental mortality and serious 
injury of marine mammals from commercial fisheries is having, or is 
likely to have, an immediate and significant adverse impact on a stock 
or species, the Secretary shall take actions as follows:
        (A) In the case of a stock or species for which a take reduction 
    plan is in effect, the Secretary shall--
            (i) prescribe emergency regulations that, consistent with 
        such plan to the maximum extent practicable, reduce incidental 
        mortality and serious injury in that fishery; and
            (ii) approve and implement, on an expedited basis, any 
        amendments to such plan that are recommended by the take 
        reduction team to address such adverse impact.

        (B) In the case of a stock or species for which a take reduction 
    plan is being developed, the Secretary shall--
            (i) prescribe emergency regulations to reduce such 
        incidental mortality and serious injury in that fishery; and
            (ii) approve and implement, on an expedited basis, such 
        plan, which shall provide methods to address such adverse impact 
        if still necessary.

        (C) In the case of a stock or species for which a take reduction 
    plan does not exist and is not being developed, or in the case of a 
    commercial fishery listed under subsection (c)(1)(A)(iii) of this 
    section which the Secretary believes may be contributing to such 
    adverse impact, the Secretary shall--
            (i) prescribe emergency regulations to reduce such 
        incidental mortality and serious injury in that fishery, to the 
        extent necessary to mitigate such adverse impact;
            (ii) immediately review the stock assessment for such stock 
        or species and the classification of such commercial fishery 
        under this section to determine if a take reduction team should 
        be established; and
            (iii) may, where necessary to address such adverse impact on 
        a species or stock listed as a threatened species or endangered 
        species under the Endangered Species Act of 1973 (16 U.S.C. 1531 
        et seq.), place observers on vessels in a commercial fishery 
        listed under subsection (c)(1)(A)(iii) of this section, if the 
        Secretary has reason to believe such vessels may be causing the 
        incidental mortality and serious injury to marine mammals from 
        such stock.

    (2) Prior to taking action under paragraph (1)(A), (B), or (C), the 
Secretary shall consult with the Marine Mammal Commission, all 
appropriate Regional Fishery Management Councils, State fishery 
managers, and the appropriate take reduction team (if established).
    (3) Emergency regulations prescribed under this subsection--
        (A) shall be published in the Federal Register, together with an 
    explanation thereof;
        (B) shall remain in effect for not more than 180 days or until 
    the end of the applicable commercial fishing season, whichever is 
    earlier; and
        (C) may be terminated by the Secretary at an earlier date by 
    publication in the Federal Register of a notice of termination, if 
    the Secretary determines that the reasons for emergency regulations 
    no longer exist.

    (4) If the Secretary finds that incidental mortality and serious 
injury of marine mammals in a commercial fishery is continuing to have 
an immediate and significant adverse impact on a stock or species, the 
Secretary may extend the emergency regulations for an additional period 
of not more than 90 days or until reasons for the emergency no longer 
exist, whichever is earlier.

(h) Penalties

    Except as provided in subsection (c) of this section, any person who 
violates this section shall be subject to the provisions of sections 
1375 and 1377 of this title, and may be subject to section 1376 of this 
title as the Secretary shall establish by regulations.

(i) Assistance

    The Secretary shall provide assistance to Regional Fishery 
Management Councils, States, interstate fishery commissions, and Indian 
tribal organizations in meeting the goal of reducing incidental 
mortality and serious injury to insignificant levels approaching a zero 
mortality and serious injury rate.

(j) Contributions

    For purposes of carrying out this section, the Secretary may accept, 
solicit, receive, hold, administer, and use gifts, devises, and 
bequests.

(k) Consultation with Secretary of the Interior

    The Secretary shall consult with the Secretary of the Interior prior 
to taking actions or making determinations under this section that 
affect or relate to species or population stocks of marine mammals for 
which the Secretary of the Interior is responsible under this 
subchapter.

(l) Definitions

    As used in this section and section 1371(a)(5)(E) of this title, 
each of the terms ``fishery'' and ``vessel of the United States'' has 
the same meaning it does in section 1802 of this title.

(Pub. L. 92-522, title I, Sec. 118, as added Pub. L. 103-238, Sec. 11, 
Apr. 30, 1994, 108 Stat. 546; amended Pub. L. 104-208, div. A, title I, 
Sec. 101(a) [title II, Sec. 211(b)], Sept. 30, 1996, 110 Stat. 3009, 
3009-41.)

                       References in Text

    The Endangered Species Act of 1973, referred to in subsecs. (a)(2), 
(d)(4)(A), (f)(11), and (g)(1)(C)(iii), is Pub. L. 93-205, Dec. 28, 
1973, 87 Stat. 884, as amended, which is classified principally to 
chapter 35 (Sec. 1531 et seq.) of this title. For complete 
classification of this Act to the Code, see Short Title note set out 
under section 1531 of this title and Tables.
    Act of November 7, 1986, referred to in subsec. (a)(4), is Pub. L. 
99-625, Nov. 7, 1986, 100 Stat. 3500, which amended section 718b of this 
title and provisions set out as a table of National Wildlife Refuges 
under section 668dd of this title and enacted provisions set out as a 
note under section 1536 of this title. For complete classification of 
this Act to the Code, see Tables.
    The Federal Advisory Committee Act, referred to in subsec. 
(f)(6)(D), is Pub. L. 92-463, Oct. 6, 1972, 86 Stat. 770, as amended, 
which is set out in the Appendix to Title 5, Government Organization and 
Employees.


                               Amendments

    1996--Subsecs. (a)(1), (c)(2)(B)(ii), (l). Pub. L. 104-208 made 
technical amendment to references in original act which appear in text 
as references to sections 1802 and 1824(b) of this title.


                    Effective Date of 1996 Amendment

    Section 101(a) [title II, Sec. 211(b)] of div. A of Pub. L. 104-208 
provided that the amendment made by that section is effective 15 days 
after Oct. 11, 1996.

      Abolition of House Committee on Merchant Marine and Fisheries

    Committee on Merchant Marine and Fisheries of House of 
Representatives abolished and its jurisdiction transferred by House 
Resolution No. 6, One Hundred Fourth Congress, Jan. 4, 1995. Committee 
on Merchant Marine and Fisheries of House of Representatives treated as 
referring to Committee on Resources of House of Representatives in case 
of provisions relating to fisheries, wildlife, international fishing 
agreements, marine affairs (including coastal zone management) except 
for measures relating to oil and other pollution of navigable waters, or 
oceanography by section 1(b)(3) of Pub. L. 104-14, set out as a note 
preceding section 21 of Title 2, The Congress.

                  Section Referred to in Other Sections

    This section is referred to in sections 1362, 1371, 1372, 1375, 
1383a, 1383b, 1384, 1389 of this title.



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