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§ 412. —  Registration as prerequisite to certain remedies for infringement.



[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
  January 24, 2002 and December 19, 2002]
[CITE: 17USC412]

 
                          TITLE 17--COPYRIGHTS
 
         CHAPTER 4--COPYRIGHT NOTICE, DEPOSIT, AND REGISTRATION
 
Sec. 412. Registration as prerequisite to certain remedies for 
        infringement
        
    In any action under this title, other than an action brought for a 
violation of the rights of the author under section 106A(a) or an action 
instituted under section 411(b), no award of statutory damages or of 
attorney's fees, as provided by sections 504 and 505, shall be made 
for--
        (1) any infringement of copyright in an unpublished work 
    commenced before the effective date of its registration; or
        (2) any infringement of copyright commenced after first 
    publication of the work and before the effective date of its 
    registration, unless such registration is made within three months 
    after the first publication of the work.

(Pub. L. 94-553, title I, Sec. 101, Oct. 19, 1976, 90 Stat. 2583; Pub. 
L. 101-650, title VI, Sec. 606(c)(2), Dec. 1, 1990, 104 Stat. 5131.)


                      Historical and Revision Notes

                        house report no. 94-1476

    The need for section 412 arises from two basic changes the bill will 
make in the present law.
        (1) Copyright registration for published works, which is useful 
    and important to users and the public at large, would no longer be 
    compulsory, and should therefore be induced in some practical way.
        (2) The great body of unpublished works now protected at common 
    law would automatically be brought under copyright and given 
    statutory protection. The remedies for infringement presently 
    available at common law should continue to apply to these works 
    under the statute, but they should not be given special statutory 
    remedies unless the owner has, by registration, made a public record 
    of his copyright claim.
    Under the general scheme of the bill, a copyright owner whose work 
has been infringed before registration would be entitled to the remedies 
ordinarily available in infringement cases: an injunction on terms the 
court considers fair, and his actual damages plus any applicable profits 
not used as a measure of damages. However, section 412 would deny any 
award of the special or ``extraordinary'' remedies of statutory damages 
or attorney's fees where infringement of copyright in an unpublished 
work began before registration or where, in the case of a published 
work, infringement commenced after publication and before registration 
(unless registration has been made within a grace period of three months 
after publication). These provisions would be applicable to works of 
foreign and domestic origin alike.
    In providing that statutory damages and attorney's fees are not 
recoverable for infringement of unpublished, unregistered works, clause 
(1) of section 412 in no way narrows the remedies available under the 
present law. With respect to published works, clause (2) would generally 
deny an award of those two special remedies where infringement takes 
place before registration. As an exception, however, the clause provides 
a grace period of three months after publication during which 
registration can be made without loss of remedies; full remedies could 
be recovered for any infringement begun during the three months after 
publication if registration is made before that period has ended. This 
exception is needed to take care of newsworthy or suddenly popular works 
which may be infringed almost as soon as they are published, before the 
copyright owner has had a reasonable opportunity to register his claim.


                               Amendments

    1990--Pub. L. 101-650 inserted ``an action brought for a violation 
of the rights of the author under section 106A(a) or'' after ``other 
than'' in introductory provisions.


                    Effective Date of 1990 Amendment

    Amendment by Pub. L. 101-650 effective 6 months after Dec. 1, 1990, 
see section 610 of Pub. L. 101-650, set out as an Effective Date note 
under section 106A of this title.

                  Section Referred to in Other Sections

    This section is referred to in sections 101, 104A of this title.



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