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§ 803. —  Institution and conclusion of proceedings.



[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
  January 24, 2002 and December 19, 2002]
[CITE: 17USC803]

 
                          TITLE 17--COPYRIGHTS
 
             CHAPTER 8--COPYRIGHT ARBITRATION ROYALTY PANELS
 
Sec. 803. Institution and conclusion of proceedings

    (a)(1) With respect to proceedings under section 801(b)(1) 
concerning the adjustment of royalty rates as provided in sections 112, 
114, 115 and 116, and with respect to proceedings under subparagraphs 
(A) and (D) of section 801(b)(2), during the calendar years specified in 
the schedule set forth in paragraphs (2), (3), (4) and (5), any owner or 
user of a copyrighted work whose royalty rates are specified by this 
title, established by the Copyright Royalty Tribunal before the date of 
the enactment of the Copyright Royalty Tribunal Reform Act of 1993, or 
established by a copyright arbitration royalty panel after such date of 
enactment, may file a petition with the Librarian of Congress declaring 
that the petitioner requests an adjustment of the rate. The Librarian of 
Congress shall, upon the recommendation of the Register of Copyrights, 
make a determination as to whether the petitioner has such a significant 
interest in the royalty rate in which an adjustment is requested. If the 
Librarian determines that the petitioner has such a significant 
interest, the Librarian shall cause notice of this determination, with 
the reasons therefor, to be published in the Federal Register, together 
with the notice of commencement of proceedings under this chapter.
    (2) In proceedings under section 801(b)(2)(A) and (D), a petition 
described in paragraph (1) may be filed during 1995 and in each 
subsequent fifth calendar year.
    (3) In proceedings under section 801(b)(1) concerning the adjustment 
of royalty rates as provided in section 115, a petition described in 
paragraph (1) may be filed in 1997 and in each subsequent tenth calendar 
year or as prescribed in section 115(c)(3)(D).
    (4)(A) In proceedings under section 801(b)(1) concerning the 
adjustment of royalty rates as provided in section 116, a petition 
described in paragraph (1) may be filed at any time within 1 year after 
negotiated licenses authorized by section 116 are terminated or expire 
and are not replaced by subsequent agreements.
    (B) If a negotiated license authorized by section 116 is terminated 
or expires and is not replaced by another such license agreement which 
provides permission to use a quantity of musical works not substantially 
smaller than the quantity of such works performed on coin-operated 
phonorecord players during the 1-year period ending March 1, 1989, the 
Librarian of Congress shall, upon petition filed under paragraph (1) 
within 1 year after such termination or expiration, convene a copyright 
arbitration royalty panel. The arbitration panel shall promptly 
establish an interim royalty rate or rates for the public performance by 
means of a coin-operated phonorecord player of non-dramatic musical 
works embodied in phonorecords which had been subject to the terminated 
or expired negotiated license agreement. Such rate or rates shall be the 
same as the last such rate or rates and shall remain in force until the 
conclusion of proceedings by the arbitration panel, in accordance with 
section 802, to adjust the royalty rates applicable to such works, or 
until superseded by a new negotiated license agreement, as provided in 
section 116(b).
    (5) With respect to proceedings under section 801(b)(1) concerning 
the determination of reasonable terms and rates of royalty payments as 
provided in section 112 or 114, the Librarian of Congress shall proceed 
when and as provided by those sections.
    (b) With respect to proceedings under subparagraph (B) or (C) of 
section 801(b)(2), following an event described in either of those 
subsections, any owner or user of a copyrighted work whose royalty rates 
are specified by section 111, or by a rate established by the Copyright 
Royalty Tribunal or the Librarian of Congress, may, within twelve 
months, file a petition with the Librarian declaring that the petitioner 
requests an adjustment of the rate. In this event the Librarian shall 
proceed as in subsection (a) of this section. Any change in royalty 
rates made by the Copyright Royalty Tribunal or the Librarian of 
Congress pursuant to this subsection may be reconsidered in 1980, 1985, 
and each fifth calendar year thereafter, in accordance with the 
provisions in section 801(b)(2)(B) or (C), as the case may be.
    (c) With respect to proceedings under section 801(b)(1), concerning 
the determination of reasonable terms and rates of royalty payments as 
provided in section 118, the Librarian of Congress shall proceed when 
and as provided by that section.
    (d) With respect to proceedings under section 801(b)(3) or (4), 
concerning the distribution of royalty fees in certain circumstances 
under section 111, 116, 119, or 1007, the Librarian of Congress shall, 
upon a determination that a controversy exists concerning such 
distribution, cause to be published in the Federal Register notice of 
commencement of proceedings under this chapter.

(Pub. L. 94-553, title I, Sec. 101, Oct. 19, 1976, 90 Stat. 2597, 
Sec. 804; Pub. L. 100-568, Sec. 11(2), Oct. 31, 1988, 102 Stat. 2860; 
Pub. L. 100-667, title II, Sec. 202(5), Nov. 16, 1988, 102 Stat. 3958; 
Pub. L. 101-318, Sec. 3(c), July 3, 1990, 104 Stat. 288; Pub. L. 102-
563, Sec. 3(a)(2), Oct. 28, 1992, 106 Stat. 4248; renumbered Sec. 803 
and amended Pub. L. 103-198, Sec. 2(d), Dec. 17, 1993, 107 Stat. 2307; 
Pub. L. 104-39, Sec. 5(d)(5)-(7), Nov. 1, 1995, 109 Stat. 349; Pub. L. 
105-80, Sec. 12(a)(20), Nov. 13, 1997, 111 Stat. 1535; Pub. L. 105-304, 
title IV, Sec. 405(e)(5), (6), Oct. 28, 1998, 112 Stat. 2902.)

                       References in Text

    The date of the enactment of the Copyright Royalty Tribunal Reform 
Act of 1993, referred to in subsec. (a)(1), is the date of enactment of 
Pub. L. 103-198, which was approved Dec. 17, 1993.


                            Prior Provisions

    A prior section 803, Pub. L. 94-553, title I, Sec. 101, Oct. 19, 
1976, 90 Stat. 2596, related to procedures of the Copyright Royalty 
Tribunal, prior to repeal by Pub. L. 103-198, Sec. 2(c), Dec. 17, 1993, 
107 Stat. 2307.


                               Amendments

    1998--Subsec. (a)(1). Pub. L. 105-304, Sec. 405(e)(5), substituted 
``sections 112, 114, 115'' for ``sections 114, 115''.
    Subsec. (a)(5). Pub. L. 105-304, Sec. 405(e)(6), substituted 
``section 112 or 114'' for ``section 114'' and ``those sections'' for 
``that section''.
    1997--Subsec. (b). Pub. L. 105-80 substituted ``subsection (a)'' for 
``subsection subsection (a)''.
    1995--Subsec. (a)(1). Pub. L. 104-39, Sec. 5(d)(5), in first 
sentence substituted ``sections 114, 115 and 116'' for ``sections 115 
and 116'' and ``paragraphs (2), (3), (4) and (5)'' for ``paragraphs (2), 
(3), and (4)''.
    Subsec. (a)(3). Pub. L. 104-39, Sec. 5(d)(6), inserted before period 
at end ``or as prescribed in section 115(c)(3)(D)''.
    Subsec. (a)(5). Pub. L. 104-39, Sec. 5(d)(7), added par. (5).
    1993--Pub. L. 103-198, Sec. 2(d)(1), renumbered section 804 of this 
title as this section.
    Subsec. (a). Pub. L. 103-198, Sec. 2(d)(2), amended subsec. (a) 
generally, substituting present provisions for provisions relating to 
commencement of proceedings concerning the adjustment of rates 
established by the Copyright Royalty Tribunal, filing of petitions by 
interested persons seeking adjustments of rates, and publication of 
notice of such proceedings in the Federal Register.
    Subsec. (b). Pub. L. 103-198, Sec. 2(d)(3), substituted 
``subparagraph (B)'' for ``subclause (B)'', ``established by the 
Copyright Royalty Tribunal or the Librarian of Congress'' for 
``established by the Tribunal'', ``petition with the Librarian'' for 
``petition with the Tribunal'', ``Librarian shall proceed'' for 
``Tribunal shall proceed'', ``subsection (a) of this section'' for 
``(a)(2), above'', and ``rates made by the Copyright Royalty Tribunal or 
the Librarian of Congress'' for ``rates made by the Tribunal''.
    Subsec. (c). Pub. L. 103-198, Sec. 2(d)(4), substituted ``Librarian 
of Congress'' for ``Tribunal''.
    Subsec. (d). Pub. L. 103-198, Sec. 2(d)(5), substituted ``Librarian 
of Congress'' for ``Chairman of the Tribunal'' and ``a determination'' 
for ``determination by the Tribunal''.
    Subsec. (e). Pub. L. 103-198, Sec. 2(d)(6), struck out subsec. (e) 
which read as follows: ``All proceedings under this chapter shall be 
initiated without delay following publication of the notice specified in 
this section, and the Tribunal shall render its final decision in any 
such proceeding within one year from the date of such publication.''
    1992--Subsec. (d). Pub. L. 102-563 inserted ``or (4)'' after 
``803(b)(3)'' and substituted ``119, or 1007'' for ``or 119''.
    1990--Subsec. (a)(2)(C)(i). Pub. L. 101-318 substituted ``section 
116'' for ``section 115''.
    1988--Subsec. (a)(2)(C). Pub. L. 100-568 amended subpar. (C) 
generally. Prior to amendment, subpar. (C) read as follows: ``In 
proceedings under section 801(b)(1) concerning the adjustment of royalty 
rates under section 116, such petition may be filed in 1990 and in each 
subsequent tenth calendar year.''
    Subsec. (d). Pub. L. 100-667 substituted ``section 111, 116, or 
119'' for ``sections 111 or 116''.


                    Effective Date of 1995 Amendment

    Amendment by Pub. L. 104-39 effective 3 months after Nov. 1, 1995, 
see section 6 of Pub. L. 104-39, set out as a note under section 101 of 
this title.


                    Effective Date of 1990 Amendment

    Section 3(e)(2) of Pub. L. 101-318 provided that: ``The amendment 
made by subsection (c) [amending this section] shall be effective as of 
October 31, 1988.''


                    Effective Date of 1988 Amendments

    Amendment by Pub. L. 100-667 effective Jan. 1, 1989, see section 206 
of Pub. L. 100-667, set out as an Effective Date note under section 119 
of this title.
    Amendment by Pub. L. 100-568 effective Mar. 1, 1989, with any cause 
of action arising under this title before such date being governed by 
provisions in effect when cause of action arose, see section 13 of Pub. 
L. 100-568, set out as a note under section 101 of this title.

                  Section Referred to in Other Sections

    This section is referred to in sections 112, 114, 115, 802 of this 
title.



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