§ 3592. — Mitigating and aggravating factors to be considered in determining whether a sentence of death is justified.
[Laws in effect as of January 7, 2003]
[Document not affected by Public Laws enacted between
January 7, 2003 and December 19, 2003]
[CITE: 18USC3592]
TITLE 18--CRIMES AND CRIMINAL PROCEDURE
PART II--CRIMINAL PROCEDURE
CHAPTER 228--DEATH SENTENCE
Sec. 3592. Mitigating and aggravating factors to be considered
in determining whether a sentence of death is justified
(a) Mitigating Factors.--In determining whether a sentence of death
is to be imposed on a defendant, the finder of fact shall consider any
mitigating factor, including the following:
(1) Impaired capacity.--The defendant's capacity to appreciate
the wrongfulness of the defendant's conduct or to conform conduct to
the requirements of law was significantly impaired, regardless of
whether the capacity was so impaired as to constitute a defense to
the charge.
(2) Duress.--The defendant was under unusual and substantial
duress, regardless of whether the duress was of such a degree as to
constitute a defense to the charge.
(3) Minor participation.--The defendant is punishable as a
principal in the offense, which was committed by another, but the
defendant's participation was relatively minor, regardless of
whether the participation was so minor as to constitute a defense to
the charge.
(4) Equally culpable defendants.--Another defendant or
defendants, equally culpable in the crime, will not be punished by
death.
(5) No prior criminal record.--The defendant did not have a
significant prior history of other criminal conduct.
(6) Disturbance.--The defendant committed the offense under
severe mental or emotional disturbance.
(7) Victim's consent.--The victim consented to the criminal
conduct that resulted in the victim's death.
(8) Other factors.--Other factors in the defendant's background,
record, or character or any other circumstance of the offense that
mitigate against imposition of the death sentence.
(b) Aggravating Factors for Espionage and Treason.--In determining
whether a sentence of death is justified for an offense described in
section 3591(a)(1), the jury, or if there is no jury, the court, shall
consider each of the following aggravating factors for which notice has
been given and determine which, if any, exist:
(1) Prior espionage or treason offense.--The defendant has
previously been convicted of another offense involving espionage or
treason for which a sentence of either life imprisonment or death
was authorized by law.
(2) Grave risk to national security.--In the commission of the
offense the defendant knowingly created a grave risk of substantial
danger to the national security.
(3) Grave risk of death.--In the commission of the offense the
defendant knowingly created a grave risk of death to another person.
The jury, or if there is no jury, the court, may consider whether any
other aggravating factor for which notice has been given exists.
(c) Aggravating Factors for Homicide.--In determining whether a
sentence of death is justified for an offense described in section
3591(a)(2), the jury, or if there is no jury, the court, shall consider
each of the following aggravating factors for which notice has been
given and determine which, if any, exist:
(1) Death during commission of another crime.--The death, or
injury resulting in death, occurred during the commission or
attempted commission of, or during the immediate flight from the
commission of, an offense under section 32 (destruction of aircraft
or aircraft facilities), section 33 (destruction of motor vehicles
or motor vehicle facilities), section 37 (violence at international
airports), section 351 (violence against Members of Congress,
Cabinet officers, or Supreme Court Justices), an offense under
section 751 (prisoners in custody of institution or officer),
section 794 (gathering or delivering defense information to aid
foreign government), section 844(d) (transportation of explosives in
interstate commerce for certain purposes), section 844(f)
(destruction of Government property by explosives), section 1118
(prisoners serving life term), section 1201 (kidnapping), section
844(i) (destruction of property affecting interstate commerce by
explosives), section 1116 (killing or attempted killing of
diplomats), section 1203 (hostage taking), section 1992 (wrecking
trains), section 2280 (maritime violence), section 2281 (maritime
platform violence), section 2332 (terrorist acts abroad against
United States nationals), section 2332a (use of weapons of mass
destruction), or section 2381 (treason) of this title, or section
46502 of title 49, United States Code (aircraft piracy).
(2) Previous conviction of violent felony involving firearm.--
For any offense, other than an offense for which a sentence of death
is sought on the basis of section 924(c), the defendant has
previously been convicted of a Federal or State offense punishable
by a term of imprisonment of more than 1 year, involving the use or
attempted or threatened use of a firearm (as defined in section 921)
against another person.
(3) Previous conviction of offense for which a sentence of death
or life imprisonment was authorized.--The defendant has previously
been convicted of another Federal or State offense resulting in the
death of a person, for which a sentence of life imprisonment or a
sentence of death was authorized by statute.
(4) Previous conviction of other serious offenses.--The
defendant has previously been convicted of 2 or more Federal or
State offenses, punishable by a term of imprisonment of more than 1
year, committed on different occasions, involving the infliction of,
or attempted infliction of, serious bodily injury or death upon
another person.
(5) Grave risk of death to additional persons.--The defendant,
in the commission of the offense, or in escaping apprehension for
the violation of the offense, knowingly created a grave risk of
death to 1 or more persons in addition to the victim of the offense.
(6) Heinous, cruel, or depraved manner of committing offense.--
The defendant committed the offense in an especially heinous, cruel,
or depraved manner in that it involved torture or serious physical
abuse to the victim.
(7) Procurement of offense by payment.--The defendant procured
the commission of the offense by payment, or promise of payment, of
anything of pecuniary value.
(8) Pecuniary gain.--The defendant committed the offense as
consideration for the receipt, or in the expectation of the receipt,
of anything of pecuniary value.
(9) Substantial planning and premeditation.--The defendant
committed the offense after substantial planning and premeditation
to cause the death of a person or commit an act of terrorism.
(10) Conviction for two felony drug offenses.--The defendant has
previously been convicted of 2 or more State or Federal offenses
punishable by a term of imprisonment of more than one year,
committed on different occasions, involving the distribution of a
controlled substance.
(11) Vulnerability of victim.--The victim was particularly
vulnerable due to old age, youth, or infirmity.
(12) Conviction for serious federal drug offenses.--The
defendant had previously been convicted of violating title II or III
of the Comprehensive Drug Abuse Prevention and Control Act of 1970
for which a sentence of 5 or more years may be imposed or had
previously been convicted of engaging in a continuing criminal
enterprise.
(13) Continuing criminal enterprise involving drug sales to
minors.--The defendant committed the offense in the course of
engaging in a continuing criminal enterprise in violation of section
408(c) of the Controlled Substances Act (21 U.S.C. 848(c)), and that
violation involved the distribution of drugs to persons under the
age of 21 in violation of section 418 of that Act (21 U.S.C. 859).
(14) High public officials.--The defendant committed the offense
against--
(A) the President of the United States, the President-elect,
the Vice President, the Vice President-elect, the Vice
President-designate, or, if there is no Vice President, the
officer next in order of succession to the office of the
President of the United States, or any person who is acting as
President under the Constitution and laws of the United States;
(B) a chief of state, head of government, or the political
equivalent, of a foreign nation;
(C) a foreign official listed in section 1116(b)(3)(A), if
the official is in the United States on official business; or
(D) a Federal public servant who is a judge, a law
enforcement officer, or an employee of a United States penal or
correctional institution--
(i) while he or she is engaged in the performance of his
or her official duties;
(ii) because of the performance of his or her official
duties; or
(iii) because of his or her status as a public servant.
For purposes of this subparagraph, a ``law enforcement officer''
is a public servant authorized by law or by a Government agency
or Congress to conduct or engage in the prevention,
investigation, or prosecution or adjudication of an offense, and
includes those engaged in corrections, parole, or probation
functions.
(15) Prior conviction of sexual assault or child molestation.--
In the case of an offense under chapter 109A (sexual abuse) or
chapter 110 (sexual abuse of children), the defendant has previously
been convicted of a crime of sexual assault or crime of child
molestation.
(16) Multiple killings or attempted killings.--The defendant
intentionally killed or attempted to kill more than one person in a
single criminal episode.
The jury, or if there is no jury, the court, may consider whether any
other aggravating factor for which notice has been given exists.
(d) Aggravating Factors for Drug Offense Death Penalty.--In
determining whether a sentence of death is justified for an offense
described in section 3591(b), the jury, or if there is no jury, the
court, shall consider each of the following aggravating factors for
which notice has been given and determine which, if any, exist:
(1) Previous conviction of offense for which a sentence of death
or life imprisonment was authorized.--The defendant has previously
been convicted of another Federal or State offense resulting in the
death of a person, for which a sentence of life imprisonment or
death was authorized by statute.
(2) Previous conviction of other serious offenses.--The
defendant has previously been convicted of two or more Federal or
State offenses, each punishable by a term of imprisonment of more
than one year, committed on different occasions, involving the
importation, manufacture, or distribution of a controlled substance
(as defined in section 102 of the Controlled Substances Act (21
U.S.C. 802)) or the infliction of, or attempted infliction of,
serious bodily injury or death upon another person.
(3) Previous serious drug felony conviction.--The defendant has
previously been convicted of another Federal or State offense
involving the manufacture, distribution, importation, or possession
of a controlled substance (as defined in section 102 of the
Controlled Substances Act (21 U.S.C. 802)) for which a sentence of
five or more years of imprisonment was authorized by statute.
(4) Use of firearm.--In committing the offense, or in
furtherance of a continuing criminal enterprise of which the offense
was a part, the defendant used a firearm or knowingly directed,
advised, authorized, or assisted another to use a firearm to
threaten, intimidate, assault, or injure a person.
(5) Distribution to persons under 21.--The offense, or a
continuing criminal enterprise of which the offense was a part,
involved conduct proscribed by section 418 of the Controlled
Substances Act (21 U.S.C. 859) which was committed directly by the
defendant.
(6) Distribution near schools.--The offense, or a continuing
criminal enterprise of which the offense was a part, involved
conduct proscribed by section 419 of the Controlled Substances Act
(21 U.S.C. 860) which was committed directly by the defendant.
(7) Using minors in trafficking.--The offense, or a continuing
criminal enterprise of which the offense was a part, involved
conduct proscribed by section 420 of the Controlled Substances Act
(21 U.S.C. 861) which was committed directly by the defendant.
(8) Lethal adulterant.--The offense involved the importation,
manufacture, or distribution of a controlled substance (as defined
in section 102 of the Controlled Substances Act (21 U.S.C. 802)),
mixed with a potentially lethal adulterant, and the defendant was
aware of the presence of the adulterant.
The jury, or if there is no jury, the court, may consider whether any
other aggravating factor for which notice has been given exists.
(Added and amended Pub. L. 103-322, title VI, Sec. 60002(a), title
XXXIII, Sec. 330021(1), Sept. 13, 1994, 108 Stat. 1960, 2150; Pub. L.
104-132, title VII, Sec. 728, Apr. 24, 1996, 110 Stat. 1302; Pub. L.
104-294, title VI, Secs. 601(b)(7), 604(b)(35), Oct. 11, 1996, 110 Stat.
3499, 3508; Pub. L. 107-273, div. B, title IV, Sec. 4002(e)(2), Nov. 2,
2002, 116 Stat. 1810.)
References in Text
The Comprehensive Drug Abuse Prevention and Control Act of 1970,
referred to in subsec. (c)(12), is Pub. L. 91-513, Oct. 27, 1970, 84
Stat. 1236, as amended. Title II of the Act, known as the Controlled
Substances Act, is classified principally to subchapter I (Sec. 801 et
seq.) of chapter 13 of Title 21, Food and Drugs. Title III of the Act,
known as the Controlled Substances Import and Export Act, is classified
principally to subchapter II (Sec. 951 et seq.) of chapter 13 of Title
21. For complete classification of this Act to the Code, see Short Title
note set out under sections 801 and 951 of Title 21 and Tables.
Amendments
2002--Subsec. (c)(1). Pub. L. 107-273 substituted ``section 37'' for
``section 36''.
1996--Subsec. (c)(1). Pub. L. 104-294, Sec. 601(b)(7), substituted
``section 2332a (use of weapons of mass destruction)'' for ``section
2339 (use of weapons of mass destruction)''.
Subsec. (c)(12). Pub. L. 104-294, Sec. 604(b)(35), substituted
``Comprehensive Drug Abuse Prevention and Control Act of 1970'' for
``Controlled Substances Act''.
Subsec. (c)(16). Pub. L. 104-132 added par. (16).
1994--Subsec. (c)(1). Pub. L. 103-322, Sec. 330021(1), substituted
``kidnapping'' for ``kidnaping''.
Effective Date of 1996 Amendment
Amendment by section 604(b)(35) of Pub. L. 104-294 effective Sept.
13, 1994, see section 604(d) of Pub. L. 104-294, set out as a note under
section 13 of this title.
Section Referred to in Other Sections
This section is referred to in sections 3591, 3593, 3595 of this
title.