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§ 1406. —  Requirements for prescribing regulations.



[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
  January 24, 2002 and December 19, 2002]
[CITE: 20USC1406]

 
                           TITLE 20--EDUCATION
 
         CHAPTER 33--EDUCATION OF INDIVIDUALS WITH DISABILITIES
 
                    SUBCHAPTER I--GENERAL PROVISIONS
 
Sec. 1406. Requirements for prescribing regulations


(a) Public comment period

    The Secretary shall provide a public comment period of at least 90 
days on any regulation proposed under subchapter II or subchapter III of 
this chapter on which an opportunity for public comment is otherwise 
required by law.

(b) Protections provided to children

    The Secretary may not implement, or publish in final form, any 
regulation prescribed pursuant to this chapter that would procedurally 
or substantively lessen the protections provided to children with 
disabilities under this chapter, as embodied in regulations in effect on 
July 20, 1983 (particularly as such protections relate to parental 
consent to initial evaluation or initial placement in special education, 
least restrictive environment, related services, timelines, attendance 
of evaluation personnel at individualized education program meetings, or 
qualifications of personnel), except to the extent that such regulation 
reflects the clear and unequivocal intent of the Congress in 
legislation.

(c) Policy letters and statements

    The Secretary may not, through policy letters or other statements, 
establish a rule that is required for compliance with, and eligibility 
under, this subchapter without following the requirements of section 553 
of title 5.

(d) Correspondence from Department of Education describing 
        interpretations of this chapter

                           (1) In general

        The Secretary shall, on a quarterly basis, publish in the 
    Federal Register, and widely disseminate to interested entities 
    through various additional forms of communication, a list of 
    correspondence from the Department of Education received by 
    individuals during the previous quarter that describes the 
    interpretations of the Department of Education of this chapter or 
    the regulations implemented pursuant to this chapter.

                     (2) Additional information

        For each item of correspondence published in a list under 
    paragraph (1), the Secretary shall identify the topic addressed by 
    the correspondence and shall include such other summary information 
    as the Secretary determines to be appropriate.

(e) Issues of national significance

    If the Secretary receives a written request regarding a policy, 
question, or interpretation under subchapter II of this chapter, and 
determines that it raises an issue of general interest or applicability 
of national significance to the implementation of subchapter II of this 
chapter, the Secretary shall--
        (1) include a statement to that effect in any written response;
        (2) widely disseminate that response to State educational 
    agencies, local educational agencies, parent and advocacy 
    organizations, and other interested organizations, subject to 
    applicable laws relating to confidentiality of information; and
        (3) not later than one year after the date on which the 
    Secretary responds to the written request, issue written guidance on 
    such policy, question, or interpretation through such means as the 
    Secretary determines to be appropriate and consistent with law, such 
    as a policy memorandum, notice of interpretation, or notice of 
    proposed rulemaking.

(f) Explanation

    Any written response by the Secretary under subsection (e) of this 
section regarding a policy, question, or interpretation under subchapter 
II of this chapter shall include an explanation that the written 
response--
        (1) is provided as informal guidance and is not legally binding; 
    and
        (2) represents the interpretation by the Department of Education 
    of the applicable statutory or regulatory requirements in the 
    context of the specific facts presented.

(Pub. L. 91-230, title VI, Sec. 607, as added Pub. L. 105-17, title I, 
Sec. 101, June 4, 1997, 111 Stat. 47.)


                            Prior Provisions

    Prior sections 1406 to 1409 were omitted in the general amendment of 
subchapters I to IV of this chapter by Pub. L. 105-17.
    Section 1406, Pub. L. 91-230, title VI, Sec. 607, as added Pub. L. 
94-142, Sec. 6(a), Nov. 29, 1975, 89 Stat. 795; amended Pub. L. 98-199, 
Secs. 3(b), 5, Dec. 2, 1983, 97 Stat. 1358; Pub. L. 99-457, title IV, 
Sec. 401, Oct. 8, 1986, 100 Stat. 1172; Pub. L. 100-630, title I, 
Sec. 101(c), Nov. 7, 1988, 102 Stat. 3290, related to grants for removal 
of architectural barriers.
    Section 1407, Pub. L. 91-230, title VI, Sec. 608, as added Pub. L. 
98-199, Sec. 6, Dec. 2, 1983, 97 Stat. 1359; amended Pub. L. 100-630, 
title I, Sec. 101(d), Nov. 7, 1988, 102 Stat. 3290; Pub. L. 101-476, 
title IX, Sec. 901(b)(24), Oct. 30, 1990, 104 Stat. 1143; Pub. L. 102-
119, Sec. 25(b), Oct. 7, 1991, 105 Stat. 607, related to regulation 
requirements.
    Section 1408, Pub. L. 91-230, title VI, Sec. 609, as added Pub. L. 
99-457, title II, Sec. 202, Oct. 8, 1986, 100 Stat. 1158, related to 
eligibility for financial assistance.
    Section 1409, Pub. L. 91-230, title VI, Sec. 610, as added Pub. L. 
101-476, title I, Sec. 104, Oct. 30, 1990, 104 Stat. 1106, provided 
administrative provisions applicable to former subchapters III to VII of 
this chapter and former section 1418 of this title.



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