US LAWS, STATUTES & CODES ON-LINE

US Supreme Court Decisions On-Line | US Laws



§ 1412. —  State eligibility.



[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
  January 24, 2002 and December 19, 2002]
[CITE: 20USC1412]

 
                           TITLE 20--EDUCATION
 
         CHAPTER 33--EDUCATION OF INDIVIDUALS WITH DISABILITIES
 
      SUBCHAPTER II--ASSISTANCE FOR EDUCATION OF ALL CHILDREN WITH 
                              DISABILITIES
 
Sec. 1412. State eligibility


(a) In general

    A State is eligible for assistance under this subchapter for a 
fiscal year if the State demonstrates to the satisfaction of the 
Secretary that the State has in effect policies and procedures to ensure 
that it meets each of the following conditions:

                (1) Free appropriate public education

        (A) In general

            A free appropriate public education is available to all 
        children with disabilities residing in the State between the 
        ages of 3 and 21, inclusive, including children with 
        disabilities who have been suspended or expelled from school.

        (B) Limitation

            The obligation to make a free appropriate public education 
        available to all children with disabilities does not apply with 
        respect to children:
                (i) aged 3 through 5 and 18 through 21 in a State to the 
            extent that its application to those children would be 
            inconsistent with State law or practice, or the order of any 
            court, respecting the provision of public education to 
            children in those age ranges; and
                (ii) aged 18 through 21 to the extent that State law 
            does not require that special education and related services 
            under this subchapter be provided to children with 
            disabilities who, in the educational placement prior to 
            their incarceration in an adult correctional facility:
                    (I) were not actually identified as being a child 
                with a disability under section 1401(3) of this title; 
                or
                    (II) did not have an individualized education 
                program under this subchapter.

                (2) Full educational opportunity goal

        The State has established a goal of providing full educational 
    opportunity to all children with disabilities and a detailed 
    timetable for accomplishing that goal.

                           (3) Child find

        (A) In general

            All children with disabilities residing in the State, 
        including children with disabilities attending private schools, 
        regardless of the severity of their disabilities, and who are in 
        need of special education and related services, are identified, 
        located, and evaluated and a practical method is developed and 
        implemented to determine which children with disabilities are 
        currently receiving needed special education and related 
        services.

        (B) Construction

            Nothing in this chapter requires that children be classified 
        by their disability so long as each child who has a disability 
        listed in section 1401 of this title and who, by reason of that 
        disability, needs special education and related services is 
        regarded as a child with a disability under this subchapter.

                (4) Individualized education program

        An individualized education program, or an individualized family 
    service plan that meets the requirements of section 1436(d) of this 
    title, is developed, reviewed, and revised for each child with a 
    disability in accordance with section 1414(d) of this title.

                  (5) Least restrictive environment

        (A) In general

            To the maximum extent appropriate, children with 
        disabilities, including children in public or private 
        institutions or other care facilities, are educated with 
        children who are not disabled, and special classes, separate 
        schooling, or other removal of children with disabilities from 
        the regular educational environment occurs only when the nature 
        or severity of the disability of a child is such that education 
        in regular classes with the use of supplementary aids and 
        services cannot be achieved satisfactorily.

        (B) Additional requirement

            (i) In general

                If the State uses a funding mechanism by which the State 
            distributes State funds on the basis of the type of setting 
            in which a child is served, the funding mechanism does not 
            result in placements that violate the requirements of 
            subparagraph (A).
            (ii) Assurance

                If the State does not have policies and procedures to 
            ensure compliance with clause (i), the State shall provide 
            the Secretary an assurance that it will revise the funding 
            mechanism as soon as feasible to ensure that such mechanism 
            does not result in such placements.

                      (6) Procedural safeguards

        (A) In general

            Children with disabilities and their parents are afforded 
        the procedural safeguards required by section 1415 of this 
        title.

        (B) Additional procedural safeguards

            Procedures to ensure that testing and evaluation materials 
        and procedures utilized for the purposes of evaluation and 
        placement of children with disabilities will be selected and 
        administered so as not to be racially or culturally 
        discriminatory. Such materials or procedures shall be provided 
        and administered in the child's native language or mode of 
        communication, unless it clearly is not feasible to do so, and 
        no single procedure shall be the sole criterion for determining 
        an appropriate educational program for a child.

                           (7) Evaluation

        Children with disabilities are evaluated in accordance with 
    subsections (a) through (c) of section 1414 of this title.

                         (8) Confidentiality

        Agencies in the State comply with section 1417(c) of this title 
    (relating to the confidentiality of records and information).

      (9) Transition from subchapter III to preschool programs

        Children participating in early-intervention programs assisted 
    under subchapter III of this chapter, and who will participate in 
    preschool programs assisted under this subchapter, experience a 
    smooth and effective transition to those preschool programs in a 
    manner consistent with section 1437(a)(8) of this title. By the 
    third birthday of such a child, an individualized education program 
    or, if consistent with sections 1414(d)(2)(B) and 1436(d) of this 
    title, an individualized family service plan, has been developed and 
    is being implemented for the child. The local educational agency 
    will participate in transition planning conferences arranged by the 
    designated lead agency under section 1437(a)(8) of this title.

                  (10) Children in private schools

        (A) Children enrolled in private schools by their parents

            (i) In general

                To the extent consistent with the number and location of 
            children with disabilities in the State who are enrolled by 
            their parents in private elementary and secondary schools, 
            provision is made for the participation of those children in 
            the program assisted or carried out under this subchapter by 
            providing for such children special education and related 
            services in accordance with the following requirements, 
            unless the Secretary has arranged for services to those 
            children under subsection (f) of this section:
                    (I) Amounts expended for the provision of those 
                services by a local educational agency shall be equal to 
                a proportionate amount of Federal funds made available 
                under this subchapter.
                    (II) Such services may be provided to children with 
                disabilities on the premises of private, including 
                parochial, schools, to the extent consistent with law.
            (ii) Child-find requirement

                The requirements of paragraph (3) of this subsection 
            (relating to child find) shall apply with respect to 
            children with disabilities in the State who are enrolled in 
            private, including parochial, elementary and secondary 
            schools.

        (B) Children placed in, or referred to, private schools by 
                public agencies

            (i) In general

                Children with disabilities in private schools and 
            facilities are provided special education and related 
            services, in accordance with an individualized education 
            program, at no cost to their parents, if such children are 
            placed in, or referred to, such schools or facilities by the 
            State or appropriate local educational agency as the means 
            of carrying out the requirements of this subchapter or any 
            other applicable law requiring the provision of special 
            education and related services to all children with 
            disabilities within such State.
            (ii) Standards

                In all cases described in clause (i), the State 
            educational agency shall determine whether such schools and 
            facilities meet standards that apply to State and local 
            educational agencies and that children so served have all 
            the rights they would have if served by such agencies.

        (C) Payment for education of children enrolled in private 
                schools without consent of or referral by the public 
                agency

            (i) In general

                Subject to subparagraph (A), this subchapter does not 
            require a local educational agency to pay for the cost of 
            education, including special education and related services, 
            of a child with a disability at a private school or facility 
            if that agency made a free appropriate public education 
            available to the child and the parents elected to place the 
            child in such private school or facility.
            (ii) Reimbursement for private school placement

                If the parents of a child with a disability, who 
            previously received special education and related services 
            under the authority of a public agency, enroll the child in 
            a private elementary or secondary school without the consent 
            of or referral by the public agency, a court or a hearing 
            officer may require the agency to reimburse the parents for 
            the cost of that enrollment if the court or hearing officer 
            finds that the agency had not made a free appropriate public 
            education available to the child in a timely manner prior to 
            that enrollment.
            (iii) Limitation on reimbursement

                The cost of reimbursement described in clause (ii) may 
            be reduced or denied--
                    (I) if--
                        (aa) at the most recent IEP meeting that the 
                    parents attended prior to removal of the child from 
                    the public school, the parents did not inform the 
                    IEP Team that they were rejecting the placement 
                    proposed by the public agency to provide a free 
                    appropriate public education to their child, 
                    including stating their concerns and their intent to 
                    enroll their child in a private school at public 
                    expense; or
                        (bb) 10 business days (including any holidays 
                    that occur on a business day) prior to the removal 
                    of the child from the public school, the parents did 
                    not give written notice to the public agency of the 
                    information described in division (aa);

                    (II) if, prior to the parents' removal of the child 
                from the public school, the public agency informed the 
                parents, through the notice requirements described in 
                section 1415(b)(7) of this title, of its intent to 
                evaluate the child (including a statement of the purpose 
                of the evaluation that was appropriate and reasonable), 
                but the parents did not make the child available for 
                such evaluation; or
                    (III) upon a judicial finding of unreasonableness 
                with respect to actions taken by the parents.
            (iv) Exception

                Notwithstanding the notice requirement in clause 
            (iii)(I), the cost of reimbursement may not be reduced or 
            denied for failure to provide such notice if--
                    (I) the parent is illiterate and cannot write in 
                English;
                    (II) compliance with clause (iii)(I) would likely 
                result in physical or serious emotional harm to the 
                child;
                    (III) the school prevented the parent from providing 
                such notice; or
                    (IV) the parents had not received notice, pursuant 
                to section 1415 of this title, of the notice requirement 
                in clause (iii)(I).

       (11) State educational agency responsible for general 
                                 supervision

        (A) In general

            The State educational agency is responsible for ensuring 
        that--
                (i) the requirements of this subchapter are met; and
                (ii) all educational programs for children with 
            disabilities in the State, including all such programs 
            administered by any other State or local agency--
                    (I) are under the general supervision of individuals 
                in the State who are responsible for educational 
                programs for children with disabilities; and
                    (II) meet the educational standards of the State 
                educational agency.

        (B) Limitation

            Subparagraph (A) shall not limit the responsibility of 
        agencies in the State other than the State educational agency to 
        provide, or pay for some or all of the costs of, a free 
        appropriate public education for any child with a disability in 
        the State.

        (C) Exception

            Notwithstanding subparagraphs (A) and (B), the Governor (or 
        another individual pursuant to State law), consistent with State 
        law, may assign to any public agency in the State the 
        responsibility of ensuring that the requirements of this 
        subchapter are met with respect to children with disabilities 
        who are convicted as adults under State law and incarcerated in 
        adult prisons.

    (12) Obligations related to and methods of ensuring services

        (A) Establishing responsibility for services

            The Chief Executive Officer or designee of the officer shall 
        ensure that an interagency agreement or other mechanism for 
        interagency coordination is in effect between each public agency 
        described in subparagraph (B) and the State educational agency, 
        in order to ensure that all services described in subparagraph 
        (B)(i) that are needed to ensure a free appropriate public 
        education are provided, including the provision of such services 
        during the pendency of any dispute under clause (iii). Such 
        agreement or mechanism shall include the following:
            (i) Agency financial responsibility

                An identification of, or a method for defining, the 
            financial responsibility of each agency for providing 
            services described in subparagraph (B)(i) to ensure a free 
            appropriate public education to children with disabilities, 
            provided that the financial responsibility of each public 
            agency described in subparagraph (B), including the State 
            Medicaid agency and other public insurers of children with 
            disabilities, shall precede the financial responsibility of 
            the local educational agency (or the State agency 
            responsible for developing the child's IEP).
            (ii) Conditions and terms of reimbursement

                The conditions, terms, and procedures under which a 
            local educational agency shall be reimbursed by other 
            agencies.
            (iii) Interagency disputes

                Procedures for resolving interagency disputes (including 
            procedures under which local educational agencies may 
            initiate proceedings) under the agreement or other mechanism 
            to secure reimbursement from other agencies or otherwise 
            implement the provisions of the agreement or mechanism.
            (iv) Coordination of services procedures

                Policies and procedures for agencies to determine and 
            identify the interagency coordination responsibilities of 
            each agency to promote the coordination and timely and 
            appropriate delivery of services described in subparagraph 
            (B)(i).

        (B) Obligation of public agency

            (i) In general

                If any public agency other than an educational agency is 
            otherwise obligated under Federal or State law, or assigned 
            responsibility under State policy or pursuant to 
            subparagraph (A), to provide or pay for any services that 
            are also considered special education or related services 
            (such as, but not limited to, services described in sections 
            1401(1) relating to assistive technology devices, 1401(2) 
            relating to assistive technology services, 1401(22) relating 
            to related services, 1401(29) relating to supplementary aids 
            and services, and 1401(30) of this title relating to 
            transition services) that are necessary for ensuring a free 
            appropriate public education to children with disabilities 
            within the State, such public agency shall fulfill that 
            obligation or responsibility, either directly or through 
            contract or other arrangement.
            (ii) Reimbursement for services by public agency

                If a public agency other than an educational agency 
            fails to provide or pay for the special education and 
            related services described in clause (i), the local 
            educational agency (or State agency responsible for 
            developing the child's IEP) shall provide or pay for such 
            services to the child. Such local educational agency or 
            State agency may then claim reimbursement for the services 
            from the public agency that failed to provide or pay for 
            such services and such public agency shall reimburse the 
            local educational agency or State agency pursuant to the 
            terms of the interagency agreement or other mechanism 
            described in subparagraph (A)(i) according to the procedures 
            established in such agreement pursuant to subparagraph 
            (A)(ii).

        (C) Special rule

            The requirements of subparagraph (A) may be met through--
                (i) state \1\ statute or regulation;
---------------------------------------------------------------------------
    \1\ So in original. Probably should be capitalized.
---------------------------------------------------------------------------
                (ii) signed agreements between respective agency 
            officials that clearly identify the responsibilities of each 
            agency relating to the provision of services; or
                (iii) other appropriate written methods as determined by 
            the Chief Executive Officer of the State or designee of the 
            officer.

     (13) Procedural requirements relating to local educational 
                             agency eligibility

        The State educational agency will not make a final determination 
    that a local educational agency is not eligible for assistance under 
    this subchapter without first affording that agency reasonable 
    notice and an opportunity for a hearing.

         (14) Comprehensive system of personnel development

        The State has in effect, consistent with the purposes of this 
    chapter and with section 1435(a)(8) of this title, a comprehensive 
    system of personnel development that is designed to ensure an 
    adequate supply of qualified special education, regular education, 
    and related services personnel that meets the requirements for a 
    State improvement plan relating to personnel development in 
    subsections (b)(2)(B) and (c)(3)(D) of section 1453 of this title.

                      (15) Personnel standards

        (A) In general

            The State educational agency has established and maintains 
        standards to ensure that personnel necessary to carry out this 
        subchapter are appropriately and adequately prepared and 
        trained.

        (B) Standards described

            Such standards shall--
                (i) be consistent with any State-approved or State-
            recognized certification, licensing, registration, or other 
            comparable requirements that apply to the professional 
            discipline in which those personnel are providing special 
            education or related services;
                (ii) to the extent the standards described in 
            subparagraph (A) are not based on the highest requirements 
            in the State applicable to a specific profession or 
            discipline, the State is taking steps to require retraining 
            or hiring of personnel that meet appropriate professional 
            requirements in the State; and
                (iii) allow paraprofessionals and assistants who are 
            appropriately trained and supervised, in accordance with 
            State law, regulations, or written policy, in meeting the 
            requirements of this subchapter to be used to assist in the 
            provision of special education and related services to 
            children with disabilities under this subchapter.

        (C) Policy

            In implementing this paragraph, a State may adopt a policy 
        that includes a requirement that local educational agencies in 
        the State make an ongoing good-faith effort to recruit and hire 
        appropriately and adequately trained personnel to provide 
        special education and related services to children with 
        disabilities, including, in a geographic area of the State where 
        there is a shortage of such personnel, the most qualified 
        individuals available who are making satisfactory progress 
        toward completing applicable course work necessary to meet the 
        standards described in subparagraph (B)(i), consistent with 
        State law, and the steps described in subparagraph (B)(ii) 
        within three years.

                (16) Performance goals and indicators

        The State--
            (A) has established goals for the performance of children 
        with disabilities in the State that--
                (i) will promote the purposes of this chapter, as stated 
            in section 1400(d) of this title; and
                (ii) are consistent, to the maximum extent appropriate, 
            with other goals and standards for children established by 
            the State;

            (B) has established performance indicators the State will 
        use to assess progress toward achieving those goals that, at a 
        minimum, address the performance of children with disabilities 
        on assessments, drop-out rates, and graduation rates;
            (C) will, every two years, report to the Secretary and the 
        public on the progress of the State, and of children with 
        disabilities in the State, toward meeting the goals established 
        under subparagraph (A); and
            (D) based on its assessment of that progress, will revise 
        its State improvement plan under part A of subchapter IV of this 
        chapter as may be needed to improve its performance, if the 
        State receives assistance under that part.

                  (17) Participation in assessments

        (A) In general

            Children with disabilities are included in general State and 
        district-wide assessment programs, with appropriate 
        accommodations, where necessary. As appropriate, the State or 
        local educational agency--
                (i) develops guidelines for the participation of 
            children with disabilities in alternate assessments for 
            those children who cannot participate in State and district-
            wide assessment programs; and
                (ii) develops and, beginning not later than July 1, 
            2000, conducts those alternate assessments.

        (B) Reports

            The State educational agency makes available to the public, 
        and reports to the public with the same frequency and in the 
        same detail as it reports on the assessment of nondisabled 
        children, the following:
                (i) The number of children with disabilities 
            participating in regular assessments.
                (ii) The number of those children participating in 
            alternate assessments.
                (iii)(I) The performance of those children on regular 
            assessments (beginning not later than July 1, 1998) and on 
            alternate assessments (not later than July 1, 2000), if 
            doing so would be statistically sound and would not result 
            in the disclosure of performance results identifiable to 
            individual children.
                (II) Data relating to the performance of children 
            described under subclause (I) shall be disaggregated--
                    (aa) for assessments conducted after July 1, 1998; 
                and
                    (bb) for assessments conducted before July 1, 1998, 
                if the State is required to disaggregate such data prior 
                to July 1, 1998.

      (18) Supplementation of State, local, and other Federal 
                                    funds

        (A) Expenditures

            Funds paid to a State under this subchapter will be expended 
        in accordance with all the provisions of this subchapter.

        (B) Prohibition against commingling

            Funds paid to a State under this subchapter will not be 
        commingled with State funds.

        (C) Prohibition against supplantation and conditions for waiver 
                by Secretary

            Except as provided in section 1413 of this title, funds paid 
        to a State under this subchapter will be used to supplement the 
        level of Federal, State, and local funds (including funds that 
        are not under the direct control of State or local educational 
        agencies) expended for special education and related services 
        provided to children with disabilities under this subchapter and 
        in no case to supplant such Federal, State, and local funds, 
        except that, where the State provides clear and convincing 
        evidence that all children with disabilities have available to 
        them a free appropriate public education, the Secretary may 
        waive, in whole or in part, the requirements of this 
        subparagraph if the Secretary concurs with the evidence provided 
        by the State.

             (19) Maintenance of State financial support

        (A) In general

            The State does not reduce the amount of State financial 
        support for special education and related services for children 
        with disabilities, or otherwise made available because of the 
        excess costs of educating those children, below the amount of 
        that support for the preceding fiscal year.

        (B) Reduction of funds for failure to maintain support

            The Secretary shall reduce the allocation of funds under 
        section 1411 of this title for any fiscal year following the 
        fiscal year in which the State fails to comply with the 
        requirement of subparagraph (A) by the same amount by which the 
        State fails to meet the requirement.

        (C) Waivers for exceptional or uncontrollable circumstances

            The Secretary may waive the requirement of subparagraph (A) 
        for a State, for one fiscal year at a time, if the Secretary 
        determines that--
                (i) granting a waiver would be equitable due to 
            exceptional or uncontrollable circumstances such as a 
            natural disaster or a precipitous and unforeseen decline in 
            the financial resources of the State; or
                (ii) the State meets the standard in paragraph (18)(C) 
            of this section for a waiver of the requirement to 
            supplement, and not to supplant, funds received under this 
            subchapter.

        (D) Subsequent years

            If, for any year, a State fails to meet the requirement of 
        subparagraph (A), including any year for which the State is 
        granted a waiver under subparagraph (C), the financial support 
        required of the State in future years under subparagraph (A) 
        shall be the amount that would have been required in the absence 
        of that failure and not the reduced level of the State's 
        support.

        (E) Regulations

            (i) The Secretary shall, by regulation, establish procedures 
        (including objective criteria and consideration of the results 
        of compliance reviews of the State conducted by the Secretary) 
        for determining whether to grant a waiver under subparagraph 
        (C)(ii).
            (ii) The Secretary shall publish proposed regulations under 
        clause (i) not later than 6 months after June 4, 1997, and shall 
        issue final regulations under clause (i) not later than 1 year 
        after June 4, 1997.

                      (20) Public participation

        Prior to the adoption of any policies and procedures needed to 
    comply with this section (including any amendments to such policies 
    and procedures), the State ensures that there are public hearings, 
    adequate notice of the hearings, and an opportunity for comment 
    available to the general public, including individuals with 
    disabilities and parents of children with disabilities.

                      (21) State advisory panel

        (A) In general

            The State has established and maintains an advisory panel 
        for the purpose of providing policy guidance with respect to 
        special education and related services for children with 
        disabilities in the State.

        (B) Membership

            Such advisory panel shall consist of members appointed by 
        the Governor, or any other official authorized under State law 
        to make such appointments, that is representative of the State 
        population and that is composed of individuals involved in, or 
        concerned with, the education of children with disabilities, 
        including--
                (i) parents of children with disabilities;
                (ii) individuals with disabilities;
                (iii) teachers;
                (iv) representatives of institutions of higher education 
            that prepare special education and related services 
            personnel;
                (v) State and local education officials;
                (vi) administrators of programs for children with 
            disabilities;
                (vii) representatives of other State agencies involved 
            in the financing or delivery of related services to children 
            with disabilities;
                (viii) representatives of private schools and public 
            charter schools;
                (ix) at least one representative of a vocational, 
            community, or business organization concerned with the 
            provision of transition services to children with 
            disabilities; and
                (x) representatives from the State juvenile and adult 
            corrections agencies.

        (C) Special rule

            A majority of the members of the panel shall be individuals 
        with disabilities or parents of children with disabilities.

        (D) Duties

            The advisory panel shall--
                (i) advise the State educational agency of unmet needs 
            within the State in the education of children with 
            disabilities;
                (ii) comment publicly on any rules or regulations 
            proposed by the State regarding the education of children 
            with disabilities;
                (iii) advise the State educational agency in developing 
            evaluations and reporting on data to the Secretary under 
            section 1418 of this title;
                (iv) advise the State educational agency in developing 
            corrective action plans to address findings identified in 
            Federal monitoring reports under this subchapter; and
                (v) advise the State educational agency in developing 
            and implementing policies relating to the coordination of 
            services for children with disabilities.

                 (22) Suspension and expulsion rates

        (A) In general

            The State educational agency examines data to determine if 
        significant discrepancies are occurring in the rate of long-term 
        suspensions and expulsions of children with disabilities--
                (i) among local educational agencies in the State; or
                (ii) compared to such rates for nondisabled children 
            within such agencies.

        (B) Review and revision of policies

            If such discrepancies are occurring, the State educational 
        agency reviews and, if appropriate, revises (or requires the 
        affected State or local educational agency to revise) its 
        policies, procedures, and practices relating to the development 
        and implementation of IEPs, the use of behavioral interventions, 
        and procedural safeguards, to ensure that such policies, 
        procedures, and practices comply with this chapter.

(b) State educational agency as provider of free appropriate public 
        education or direct services

    If the State educational agency provides free appropriate public 
education to children with disabilities, or provides direct services to 
such children, such agency--
        (1) shall comply with any additional requirements of section 
    1413(a) of this title, as if such agency were a local educational 
    agency; and
        (2) may use amounts that are otherwise available to such agency 
    under this subchapter to serve those children without regard to 
    section 1413(a)(2)(A)(i) of this title (relating to excess costs).

(c) Exception for prior State plans

                           (1) In general

        If a State has on file with the Secretary policies and 
    procedures that demonstrate that such State meets any requirement of 
    subsection (a) of this section, including any policies and 
    procedures filed under this subchapter as in effect before the 
    effective date of the Individuals with Disabilities Education Act 
    Amendments of 1997, the Secretary shall consider such State to have 
    met such requirement for purposes of receiving a grant under this 
    subchapter.

                   (2) Modifications made by State

        Subject to paragraph (3), an application submitted by a State in 
    accordance with this section shall remain in effect until the State 
    submits to the Secretary such modifications as the State deems 
    necessary. This section shall apply to a modification to an 
    application to the same extent and in the same manner as this 
    section applies to the original plan.

               (3) Modifications required by Secretary

        If, after the effective date of the Individuals with 
    Disabilities Education Act Amendments of 1997, the provisions of 
    this chapter are amended (or the regulations developed to carry out 
    this chapter are amended), or there is a new interpretation of this 
    chapter by a Federal court or a State's highest court, or there is 
    an official finding of noncompliance with Federal law or 
    regulations, the Secretary may require a State to modify its 
    application only to the extent necessary to ensure the State's 
    compliance with this subchapter.

(d) Approval by Secretary

                           (1) In general

        If the Secretary determines that a State is eligible to receive 
    a grant under this subchapter, the Secretary shall notify the State 
    of that determination.

                       (2) Notice and hearing

        The Secretary shall not make a final determination that a State 
    is not eligible to receive a grant under this subchapter until after 
    providing the State--
            (A) with reasonable notice; and
            (B) with an opportunity for a hearing.

(e) Assistance under other Federal programs

    Nothing in this chapter permits a State to reduce medical and other 
assistance available, or to alter eligibility, under titles V and XIX of 
the Social Security Act [42 U.S.C. 701 et seq., 1396 et seq.] with 
respect to the provision of a free appropriate public education for 
children with disabilities in the State.

(f) By-pass for children in private schools

                           (1) In general

        If, on December 2, 1983, a State educational agency is 
    prohibited by law from providing for the participation in special 
    programs of children with disabilities enrolled in private 
    elementary and secondary schools as required by subsection 
    (a)(10)(A) of this section, the Secretary shall, notwithstanding 
    such provision of law, arrange for the provision of services to such 
    children through arrangements which shall be subject to the 
    requirements of such subsection.

                            (2) Payments

        (A) Determination of amounts

            If the Secretary arranges for services pursuant to this 
        subsection, the Secretary, after consultation with the 
        appropriate public and private school officials, shall pay to 
        the provider of such services for a fiscal year an amount per 
        child that does not exceed the amount determined by dividing--
                (i) the total amount received by the State under this 
            subchapter for such fiscal year; by
                (ii) the number of children with disabilities served in 
            the prior year, as reported to the Secretary by the State 
            under section 1418 of this title.

        (B) Withholding of certain amounts

            Pending final resolution of any investigation or complaint 
        that could result in a determination under this subsection, the 
        Secretary may withhold from the allocation of the affected State 
        educational agency the amount the Secretary estimates would be 
        necessary to pay the cost of services described in subparagraph 
        (A).

        (C) Period of payments

            The period under which payments are made under subparagraph 
        (A) shall continue until the Secretary determines that there 
        will no longer be any failure or inability on the part of the 
        State educational agency to meet the requirements of subsection 
        (a)(10)(A) of this section.

                       (3) Notice and hearing

        (A) In general

            The Secretary shall not take any final action under this 
        subsection until the State educational agency affected by such 
        action has had an opportunity, for at least 45 days after 
        receiving written notice thereof, to submit written objections 
        and to appear before the Secretary or the Secretary's designee 
        to show cause why such action should not be taken.

        (B) Review of action

            If a State educational agency is dissatisfied with the 
        Secretary's final action after a proceeding under subparagraph 
        (A), such agency may, not later than 60 days after notice of 
        such action, file with the United States court of appeals for 
        the circuit in which such State is located a petition for review 
        of that action. A copy of the petition shall be forthwith 
        transmitted by the clerk of the court to the Secretary. The 
        Secretary thereupon shall file in the court the record of the 
        proceedings on which the Secretary based the Secretary's action, 
        as provided in section 2112 of title 28.

        (C) Review of findings of fact

            The findings of fact by the Secretary, if supported by 
        substantial evidence, shall be conclusive, but the court, for 
        good cause shown, may remand the case to the Secretary to take 
        further evidence, and the Secretary may thereupon make new or 
        modified findings of fact and may modify the Secretary's 
        previous action, and shall file in the court the record of the 
        further proceedings. Such new or modified findings of fact shall 
        likewise be conclusive if supported by substantial evidence.

        (D) Jurisdiction of court of appeals; review by United States 
                Supreme Court

            Upon the filing of a petition under subparagraph (B), the 
        United States court of appeals shall have jurisdiction to affirm 
        the action of the Secretary or to set it aside, in whole or in 
        part. The judgment of the court shall be subject to review by 
        the Supreme Court of the United States upon certiorari or 
        certification as provided in section 1254 of title 28.

(Pub. L. 91-230, title VI, Sec. 612, as added Pub. L. 105-17, title I, 
Sec. 101, June 4, 1997, 111 Stat. 60.)

                       References in Text

    For the effective date of the Individuals with Disabilities 
Education Act Amendments of 1997, referred to in subsec. (c)(1), (3), 
see section 201 of Pub. L. 105-17, set out as an Effective Date note 
under section 1400 of this title.
    The Social Security Act, referred to in subsec. (e), is act Aug. 14, 
1935, ch. 531, 49 Stat. 620, as amended. Titles V and XIX of the Act are 
classified generally to subchapters V (Sec. 701 et seq.) and XIX 
(Sec. 1396 et seq.), respectively, of chapter 7 of Title 42, The Public 
Health and Welfare. For complete classification of this Act to the Code, 
see section 1305 of Title 42 and Tables.


                            Prior Provisions

    A prior section 1412, Pub. L. 91-230, title VI, Sec. 612, Apr. 13, 
1970, 84 Stat. 178; Pub. L. 92-318, title IV, Sec. 421(b)(1)(C), June 
23, 1972, 86 Stat. 341; Pub. L. 93-380, title VI, Secs. 614(b), (f)(1), 
615(a), title VIII, Sec. 843(b), Aug. 21, 1974, 88 Stat. 581, 582, 611; 
Pub. L. 94-142, Secs. 2(a)(4), (c), (d), 5(a), Nov. 29, 1975, 89 Stat. 
773, 774, 780; Pub. L. 98-199, Sec. 3(b), Dec. 2, 1983, 97 Stat. 1358; 
Pub. L. 99-457, title II, Sec. 203(a), Oct. 8, 1986, 100 Stat. 1158; 
Pub. L. 100-630, title I, Sec. 102(b), Nov. 7, 1988, 102 Stat. 3291; 
Pub. L. 101-476, title IX, Sec. 901(b)(33)-(46), (c), Oct. 30, 1990, 104 
Stat. 1143, 1144, 1151; Pub. L. 102-119, Sec. 25(a)(5), (b), Oct. 7, 
1991, 105 Stat. 606, 607, related to eligibility requirements, prior to 
the general amendment of subchapters I to IV of this chapter by Pub. L. 
105-17.


                             Effective Date

    Section effective June 4, 1997, except subsec. (a)(4), (14), (16), 
effective July 1, 1998, see section 201(a)(1), (2)(A), of Pub. L. 105-
17, set out as a note under section 1400 of this title.

                  Section Referred to in Other Sections

    This section is referred to in sections 1401, 1411, 1413, 1414, 
1415, 1416, 1419, 1435, 1453, 6311 of this title; title 29 section 725.



chanrobles.com.Com


ChanRobles Legal Resources:

ChanRobles On-Line Bar Review

ChanRobles Internet Bar Review : www.chanroblesbar.com

ChanRobles MCLE On-line

ChanRobles Lawnet Inc. - ChanRobles MCLE On-line : www.chanroblesmcleonline.com