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EN BANC G.R. No. 191002 : March 17, 2010 ARTURO M. DE CASTRO, Petitioner, v. JUDICIAL AND BAR COUNCIL (JBC) and PRESIDENT GLORIA MACAPAGAL - ARROYO, Respondents. x - - - - - - - - - - - - - - - - - - - - - - -x G.R. No. 191032 JAIME N. SORIANO, Petitioner, v. JUDICIAL AND BAR COUNCIL (JBC), Respondent. x - - - - - - - - - - - - - - - - - - - - - - -x G.R. No. 191057 PHILIPPINE CONSTITUTION ASSOCIATION (PHILCONSA), Petitioner, v. JUDICIAL AND BAR COUNCIL (JBC), Respondent. x - - - - - - - - - - - - - - - - - - - - - - -x A.M. No. 10-2-5-SC IN RE APPLICABILITY OF SECTION 15, ARTICLE VII OF THE CONSTITUTION TO APPOINTMENTS TO THE JUDICIARY, ESTELITO P. MENDOZA, Petitioner, x - - - - - - - - - - - - - - - - - - - - - - -x G.R. No. 191149 JOHN G. PERALTA, Petitioner, v. JUDICIAL AND BAR COUNCIL (JBC). Respondent. x - - - - - - - - - - - - - - - - - - - - - - -x G.R. No. 191342 ATTY. AMADOR Z. TOLENTINO, JR., (IBP Governor-Southern Luzon), and ATTY. ROLAND B. INTING (IBP Governor-Eastern Visayas), Petitioners, v. JUDICIAL AND BAR COUNCIL (JBC), Respondent. x - - - - - - - - - - - - - - - - - - - - - - -x G.R. No. 191420 PHILIPPINE BAR ASSOCIATION, INC., Petitioner, v. JUDICIAL AND BAR COUNCIL and HER EXCELLENCY GLORIA MACAPAGAL-ARROYO, Respondents.
BRION, J.: SEPARATE OPINION: DISSENTING OPINION: CONCURRING OPINION:
I AGREE with the conclusion that the President can appoint the Chief Justice and Members of the Supreme Court two months before a presidential election up to the end of the Presidents term, but DISAGREE with the conclusion that the authority to appoint extends to the whole Judiciary. I. Prefatory Statement The debate, in and out of this Court, on the issues these consolidated cases pose, have been differently described to be at varying levels of severity and intensity. What we in Court do know is the multiplicity of petitions and interventions filed, generating arguments of varying shades of validity. Sad but true, what we need in considering all these submissions is simplification and focus on the critical issues, not the mass of opinions that merely pile on top of one another. Based on this standard, this Opinion shall endeavor to be brief, succinct but clear, and may not be the academic treatise lay readers and even lawyers customarily expect from the Court.chanroblesvirtua|awlibary The constitutional provisions whose interpretation and application are disputed (the disputed provisions) are Section 15, Article VII (the Article on the Executive Department) and Sections 4(1) and 9 of Article VIII (on the Judicial Department). Not often mentioned but critical to the consideration of the disputed provision is Section 8, Article VIII on the Judicial and Bar Council (JBC) the entity whose acts are under scrutiny in the dispute. Section 15 of Article VII provides:
On the other hand, the relevant Judicial Department provisions read:
For the lower courts, the President shall issue the appointment within ninety days from the submission of the list.chanroblesvirtua|awlibary These provisions are quoted together to stress the role the JBC plays in the appointment process, and that it is effectively an adjunct of the Supreme Court: the Council is under the supervision of the Court, but is fully independent in undertaking its main function; the Chief Justice is the Chair, with the SC Clerk of Court as the Secretary; the emoluments of Council members are determined by the Court with the Council budget a part of the SC budget; and the SC may assign functions and duties to the Council. II. The Questions of Standing & Justiciability I completely agree with the ponencias ruling on the parties standing, their locus standi, to bring their petitions and interventions in their capacities as citizens and lawyers who stand to be affected by our ruling as lawyers or by the impact of our ruling on the nation and the all-important electoral exercise we shall hold in May 2010. Jurisprudence is replete with precedents on the liberal appreciation of the locus standi rule on issues that are of transcendental concern to the nation, While the rule on locus standi can be relaxed, the rule on the need for an actual justiciable case that is ripe for adjudication addresses a different concern and cannot be similarly treated. I disagree with the ponencias ruling on justiciability as I believe some of the petitions before us do not reach the required level of justiciability; others, however, qualify as discussed below so that my disagreement with the lack of justiciability of some of the petitions need not hinder the Courts consideration of the main issue at hand.chanroblesvirtua|awlibary The basic requisite before this Court can rule is the presence of an actual case calling for the exercise of judicial power. This is a requirement that the Constitution itself expressly imposes; in granting the Court judicial power and in defining the grant, the Constitution expressly states that judicial power includes the duty to settle actual controversies involving rights which are legally demandable and enforceable. An actual case or controversy exists when a case involves a clash of legal rights or an assertion of opposite legal claims that the courts can resolve through the application of law and jurisprudence. The case cannot be abstract or hypothetical as it must be a concrete dispute touching on the legal relations of parties having adverse legal interests. A justiciable controversy admits of specific relief through a decree that is conclusive in character, whereas an opinion only advises what the law would be upon a hypothetical state of facts. An actual case is ripe for adjudication when the act being challenged has a direct adverse effect on the individual challenging it. In the justiciable cases this Court has passed upon, particularly in cases involving constitutional issues, we have held that the Court also has the duty to formulate guiding and controlling constitutional principles, precepts, doctrines, or rules. The Court carries the symbolic function of educating the bench and the bar on the extent of protection given by constitutional guarantees. Separately from the above concept of claims involving demandable rights and obligations (but no less real in the strict constitutional sense), is the authority of the Supreme Court to rule on matters arising in the exercise of its power of supervision.chanroblesvirtua|awlibary Under Section 6 of Article VIII of the Constitution, the Supreme Court is granted the power of administrative supervision over all courts and the personnel thereof. Pursuant to this power, the Court issues administrative circulars and memoranda to promote the efficient and effective administration of justice, and holds judges and court personnel administratively accountable for lapses they may commit. This aspect of the power of the Court its power of supervision is particularly relevant in this case since the JBC was created "under the supervision of the Supreme Court," with the "principal function of recommending appointees to the Judiciary." In the same manner that the Court cannot dictate on the lower courts on how they should decide cases except through the appeal and review process provided by the Rules of Court, so also cannot the Court intervene in the JBCs authority to discharge its principal function. In this sense, the JBC is fully independent as shown by A.M. No. 03-11-16-SC or Resolution Strengthening The Role and Capacity of the Judicial and Bar Council and Establishing the Offices Therein. In both cases, however and unless otherwise defined by the Court (as in A.M. No. 03-11-16-SC), the Court can supervise by ensuring the legality and correctness of these entities exercise of their powers as to means and manner, and interpreting for them the constitutional provisions, laws and regulations affecting the means and manner of the exercise of their powers as the Supreme Court is the final authority on the interpretation of these instruments. A prime example of the exercise of the Courts power of supervision is In Re: Appointments dated March 30, 1998 of Hon. Mateo A. Valenzuela and Hon. Placido B. Vallarta as Judges of the Regional Trial Court of Branch 62, Bago City, and of Branch 24, Cabanatuan City, respectively, A.M. No. 98-5-01-SC, November 9, 1998 (hereinafter referred to as Valenzuela) where the Court nullified the oath of office taken by Judge Valenzuela, while at the same time giving its interpretation of how the election ban against appointment operates on the Judiciary, thereby setting the guidelines on how Section 15, Article VII is to be read and interpreted. The Valenzuela case shall be discussed more fully below. a. The De Castro Petition In his petition for certiorari and mandamus, Arturo De Castro (in G.R. 191002) seeks the review of the action of the JBC deferring the sending to the incumbent President of the list of nominees for the position of Chief Justice, and seeks as well to compel the JBC to send this list to the incumbent President when the position of Chief Justice becomes vacant. He posits that the JBCs decision to defer action on the list is both a grave abuse of discretion and a refusal to perform a constitutionally-mandated duty that may be compelled by mandamus. On its face, this petition fails to present any justiciable controversy that can be the subject of a ruling from this Court. As a petition for certiorari, it must first show as a minimum requirement that the JBC is a tribunal, board or officer exercising judicial or quasi-judicial functions and is acting outside its jurisdiction or with grave abuse of discretion amounting to lack or excess of jurisdiction. The petition facially fails to characterize the JBC as a council exercising judicial or quasi-judicial functions, and in fact states that the JBC does not have any judicial function. From the point of view of substance, the petition admits that the vacancy for the position of Chief Justice will not occur until May 17, 2010, and alleges that the JBC has resolved "to defer the decision to whom to send the list of 3 nominees, whether to the incumbent President or to the next President following the May 11, 2010 national elections in view of Section 15, Article VII of the Constitution that bans appointments during the election period," As suggested, we take judicial notice of the JBC action on the nomination process for the position of Chief Justice, as circulated in the media and as evidenced by official JBC records, and we note that the JBC has taken preliminary steps but not conclusive action on the submission of a list of nominees for the position of Chief Justice. Neither the Constitution nor the Rules of Procedure of the JBC Given these timelines and the May 17, 2010 vacancy date considered with the allegations regarding the nature of the JBCs functions and its actions that we are asked to judicially notice the De Castro petition filed on February 9, 2010 clearly does not present a justiciable case for the issuance of a writ of certiorari. The petition cannot make an incorrect and misleading characterization of the JBC action, citing our judicial notice as basis, and then proceed to claim that grave abuse of discretion has been committed. The study of the question of submitting a list to the President in the JBCs step-by-step application and nomination process is not a grave abuse of discretion simply because the petition calls it so for purposes of securing a justiciable case for our consideration. Since the obligation to submit a list will not accrue until immediately before or at the time the vacancy materializes (as the petitions prayer in fact admits), no duty can likewise be said to have as yet been neglected or violated to serve as basis for the special civil action of mandamus. The JBCs study of the applicable constitutional issue, as part of the JBCs nomination process, cannot be "tantamount to a refusal to perform its constitutionally-mandated duty." Presently, what exists is a purely potential controversy that has not ripened into a concrete dispute where rights have been violated or can already be asserted.chanroblesvirtua|awlibary In these lights, the Court should dismiss the De Castro petition outright. Similarly, the oppositions filed by way of intervening in and anchored on the De Castro petition should similarly be dismissed. b. The Peralta Petition.chanroblesvirtua|awlibary John G. Peraltas petition (G.R. 191 149) is likewise for certiorari and mandamus. Like De Castros, he failed to allege that the JBC exercises judicial or quasi-judicial functions a must in any petition for certiorari. In fact the Peralta petition can be described as an imperfect carbon copy of De Castros petition since it similarly asks for the "review of the JBC action in deferring to transmit to the incumbent President the list of nominees for appointment of a new Chief Justice, and to compel the JBC to send the same to the incumbent President for appointment of a Chief Justice, when the position becomes vacant upon the mandatory retirement of the Honorable Chief Justice Reynato S. Puno.cra|aw" Peralta only differs from De Castro because it does not allege "deferment" on the basis of media reports and judicial notice; instead, it attaches the January 18, 2010 resolution of the JBC as Annex "A" and cites this as a basis. An examination of Annex "A," however, shows that the JBC did not in fact resolve to defer the submission of the list of nominees; the JBC merely stated that "As to the time to submit this shortlist to the proper appointing authority, in light of the Constitution, existing laws and jurisprudence, the JBC welcomes and will consider all view on the matter." This is not a deferment, nor is it a refusal to perform a duty assigned by law as the duty to submit a list of nominees will not mature until a vacancy has or is about to occur.chanroblesvirtua|awlibary For the same absence of a justiciable case, the Peralta petition for certiorari and mandamus and all related interventions should be dismissed outright. c. The PHILCONSA Petition.chanroblesvirtua|awlibary The petition of The Philippine Constitutional Association (PHILCONSA, G.R. 191057) is for mandamus under Rule 65 of the Rules of Court.chanroblesvirtua|awlibary It seeks to compel the JBC to include the names of Senior Justices Antonio Carpio and Conchita Carpio-Morales, and Prosecutor Dennis Villa Ignacio, in the list of nominees for the position of Chief Justice although these nominees have manifested that they want their names submitted to the incoming, not to the incumbent, President of the Philippines.chanroblesvirtua|awlibary The petition also seeks various declarations by this Court, among them, that Section 15, Article VIII should apply only to the Executive Department and not to the Judiciary; and that the Decision of this Court in Valenzuela should be set aside and overruled.chanroblesvirtua|awlibary As basis, the petition alleges that the issues raised in the petition have spawned "a frenzied inflammatory debate on the constitutional provisions". . that has "divided the bench and the bar and the general public as well." It likewise posits that due to the positions the nominees have taken, a "final authoritative pronouncement" from this Court on the meaning and construction of Sections 4(1), 8(5) and 9, Article VIII. . .in relation with Section 15, Article VII" is necessary. The petition grounds itself, too, on the needs of public interest and public service.chanroblesvirtua|awlibary On the whole, the PHILCONSA petition merely asks for a declaration from this Court of the meaning and interpretation of the constitutional provisions on the appointment of the Chief Justice, the Members of the Court, and the Judiciary in general during the election ban period.chanroblesvirtua|awlibary As we did with the Castro petition and based on the same standards we discussed above, we hold that the PHILCONSA petition presents no justiciable controversy that can be the basis for its consideration as a petition for mandamus and for its adjudication on the merits. On its face, the petition defines no specific duty that the JBC should exercise and has neglected to exercise, and presents no right that has been violated nor any basis to assert any legal right. Consequently, the Court should rule that the PHILCONSA petition should be dismissed outright together with any intervention supporting or opposing this petition. d. The Mendoza Petition The Mendoza petition (A.M. 10-2-5-SC) is unique as even its docket case number will show; it is presented as an administrative matter for the Courts consideration pursuant to its power of supervision over judges and over the JBC, The cited Valenzuela case is rooted in a situation not far different from the present case; a vacancy in the Court An administrative matter that is entered in the Courts docket is either an administrative case (A.C.) or an administrative matter (A.M.) submitted to the Court for its consideration and action pursuant to its power of supervision. An A.C. case involves disciplinary and other actions over members of the Bar, based on the Courts supervision over them arising from the Supreme Courts authority to promulgate rules relating to the admission to the practice of law and to the Integrated Bar. Closely related to A.C. cases are the Bar Matter (B.M.) cases particularly involving admission to the practice of law. In using an administrative matter as its medium, the Mendoza petition cites as basis the effect of a complete election ban on judicial appointments (in view of the already high level of vacancies and the backlog of cases) and submits this as an administrative matter that the Court, in the exercise of its supervision over the Judiciary, should act upon. At the same time, it cites the "public discourse and controversy" now taking place because of the application of the election ban on the appointment of the Chief Justice, citing in this regard the very same reasons mentioned in Valenzuela about the need to resolve the issue and avoid the recurrence of conflict between the Executive and the Judiciary on the matter; and the need to "avoid any possible polemics concerning the matter." An undeniable feature of the Mendoza petition, compared to Valenzuela, is its lack of any clear and specific point where an actual actionable case arose (the appointment of two RTC judges during the election ban period) calling for a determination of how the Chief Justice and the Court should act. The Mendoza petition, however, does not look up to the Courts supervisory authority over lower court personnel pursuant to Section 6 of Article VIII of the Constitution, in the way the Court did in Valenzuela. Expressly, the Mendoza petition looks up to the Courts supervisory authority over the JBC, an authority that the Court in fact asserted in Valenzuela when, in the exercise of "its power of supervision over the Judicial and Bar Council," it "INSTRUCTED" the JBC "to defer all actions on the matter of nominations to fill up the lone vacancy in the Supreme Court or any other vacancy until further orders.cra|aw" From the time of Valenzuela up to the present, the governing law and the relationships between the Court and the JBC have not changed; the supervisory relationship still exists full strength. The JBC is now in fact waiting for the Courts action on how it regards the Valenzuela ruling whether the Court will reiterate, modify or completely abandon it. The JBC expressly admitted its dilemna in its Comment when it said: "Since the Honorable Court is the final interpreter of the Constitution, the JBC will be guided by its decision in these consolidated Petitions and Administrative Matter." Under these plain terms, the JBC recognizes that a controversy exists on the issue of submitting a shortlist to the President and it will not act except with guidance from this Court. This is a point no less critical, from the point of view of supervision, than the appointment of the two judges during the election ban period in Valenzuela.chanroblesvirtua|awlibary That the JBC has taken this stance is not surprising given the two petitions for prohibition filed by Jaime N. Soriano (G.R. No. 191032) and Atty. Amador Z. Tolentino, Jr., (G.R. No. 191342) that, on their face, show a cause of action ripe for adjudication. d.1 The Soriano and Tolentino Petitions Soriano seeks to bar the JBC from continuing the selection processes on the ground that the Supreme Court, not the President, appoints the Chief Justice. Tolentino, on the other hand, seeks the issuance of a writ of prohibition under Rule 65 of the 1997 Rules of Court, among others, to enjoin and restrain the JBC from submitting a list of nominees for judiciary positions to the incumbent President, on the ground that an existing election ban against appointments is in place under Section 15, Article VII of the Constitution.chanroblesvirtua|awlibary In the simplest terms, the JBC by its own admission in its Comment and by Sorianos While their cited grounds and the intrinsic merits of these grounds vary, the Soriano and Tolentino petitions, on their faces, present actual justiciable controversies that are ripe for adjudication. Section 15, Article VII of the Constitution embodies a ban against appointments by the incumbent President two months before the election up to the end of her term. A ruling from this Court (Valenzuela) is likewise in place confirming the validity of this ban against the Judiciary, or at least against the appointment of lower court judges. A vacancy in the position of Chief Justice will occur on May 17, 2010, within the period of the ban, and the JBC is admittedly preparing the submission of its list of nominees for the position of Chief Justice to the President. Under the terms of Section 15, Article VII and the obtaining facts, a prima facie case exists supporting the petition for violation of the election ban. d.2. Supervision over the JBC. That the JBC now under a different membership needs guidance on the course of action it should take on the constitutional issues posed, can best be understood when the realities behind the constitutional provisions are examined.chanroblesvirtua|awlibary A first reality is that the JBC cannot, on its own due to lack of the proper authority, determine the appropriate course of action to take under the Constitution. Its principal function is to recommend appointees to the Judiciary and it has no authority to interpret constitutional provisions, even those affecting its principal function; the authority to undertake constitutional interpretation belongs to the courts alone.chanroblesvirtua|awlibary A second reality is that the disputed constitutional provisions do not stand alone and cannot be read independently of one another; the Constitution and its various provisions have to be read and interpreted as one seamless whole, The third reality, closely related to the second, is that in resolving the coverage of the election ban vis-à-vis the appointment of the Chief Justice and the Members of the Court, provisions of the Constitution other than the disputed provisions must be taken into account. In considering when and how to act, the JBC has to consider that:
cralawThese provisions and interpretation of the Valenzuela ruling when read together with disputed provisions, related with one another, and considered with the May 17, 2010 retirement of the current Chief Justice bring into focus certain unavoidable realities, as follows:
d.3. Conclusion on the Mendoza Petition Given the justiciable Soriano and Tolentino petitions that directly address the JBC and its activities, the impact of the above-outlined realities on the grant of a writ of prohibition, and the undeniable supervision that the Supreme Court exercises over the JBC as well as its role as the interpreter of the Constitution sufficiently compelling reason exists to recognize the Mendoza petition as a properly filed A.M. petition that should fully be heard in these proceedings to fully ventilate the supervisory aspect of the Courts relationship with the JBC and to reflect, once again, how this Court views the issues first considered in Valenzuela. The Courts supervision over the JBC, the latters need for guidance, and the existence of an actual controversy that the Soriano and Tolentino cite, save the Mendoza petition from being one for declaratory relief, which petition is originally cognizable by the Regional Trial Court, not by this Court. To summarize the preliminary considerations of locus standi and justiciability and the outstanding issues for resolution, the main issue in these consolidated cases continues to be whether Section 15, Article VII of the Constitution limiting the authority of the President of the Philippines to exercise her power of appointment shall prevail over the mandate, provided under Section 4(1) and 9, Article VIII, that appointments to the Supreme Court shall be within 90 days from the occurrence of the vacancy, and within 90 days from the JBCs submission of its list of nominees for the lower courts. A sub-issue is the continued effectiveness and strength of the Valenzuela case as guide and precedent in resolving the above issue. All these should be read in the context of the petitions for prohibition and the Mendoza A.M. petition, as the De Castro and the PHILCONSA petitions suffer from lack of justiciability and prematurity.chanroblesvirtua|awlibary III. The Merits of the Petitions a. The Soriano Petition.chanroblesvirtua|awlibary The Soriano petition presents a very novel interpretation of Section 9, Article VIII in its position that the authority to appoint the Chief Justice is lodged in the Court, not in the President. The correctness of this reading of the law is contradicted by both history and by the law itself.chanroblesvirtua|awlibary History tells us that, without exception, the Chief Justice of the Supreme Court has always been appointed by the head of the Executive Department. Thus, Chief Justices Cayetano Arellano, Victorino Mapa, Manuel Araullo, Ramon Avancena, Jose Abad Santos, Jose Yulo, Manuel Moran and all the Chief Justices after Philippine independence were appointed by the Chief Executive. The only difference in their respective appointments is the sovereignty under which they were appointed.chanroblesvirtua|awlibary The Chief Justices under the American regime were appointed by the President of the United States; one Chief Justice each was appointed under the Commonwealth and under the Japanese Military Administration; and thereafter all the Chief Justices were appointed by the Philippine President. In every case, the appointing authority was the Chief Executive.chanroblesvirtua|awlibary The use of the generic term "Members of the Supreme Court" under Section 9, Article VIII in delineating the appointing authority under the 1987 Constitution, is not new. This was the term used in the present line of Philippine Constitutions, from 1935 to 1987, and the inclusion of the Chief Justice with the general term "Member of the Court" has never been in doubt. Thus, both by law and history, the Chief Justice has always been a Member of the Court although, as a primus inter pares appointed by the President together with every other Associate Justice. For this reason, we should dismiss the Soriano petition for lack of merit. b. The Tolentino and Mendoza Petitions; the OSG and JBC Comments This is only a Separate Opinion, not a ponencia, and rather than recite or tabulate the various positions taken in these submissions, I shall instead discuss the issues based on topically arranged subdivisions and introduce the various positions as arguments, for or against, without always naming the source. This is solely for ease of presentation, clarity and continuity rather than for any devious reason.chanroblesvirtua|awlibary b.1. Does a conflict of provisions textually exist? No need exists to further recite Section 15, Article VII, on the one hand, and Sections 4(1) and 9, Article VIII, on the other, as they are already quoted at the start of this Opinion. I do not believe any of the parties, though, will dispute that a conflict exists even from the text of these provisions alone.chanroblesvirtua|awlibary Section 15 on its face disallows any appointment in clear negative terms (shall not make) without specifying the appointments covered by the prohibition. From this literal reading springs the argument that no exception is provided (except the exception found in Section 15 itself) so that even the Judiciary is covered by the ban on appointments.chanroblesvirtua|awlibary On the other hand, Section 4(1) is likewise very clear and categorical in its terms: any vacancy in the Court shall be filled within 90 days from its occurrence. In the way of Section 15, Section 4(1) is also clear and categorical and provides no exception; the appointment refers solely to the Members of the Supreme Court and does not mention any period that would interrupt, hold or postpone the 90-day requirement.chanroblesvirtua|awlibary Section 9 may offer more flexibility in its application as the mandate for the President is to issue appointments within 90 days from submission of the list, without specifying when the submission should be made. From their wordings, urgency leaps up from Section 4(1) while no such message emanates from Section 9; in the latter the JBC appears free to determine when a submission is to be made, obligating the President to issue appointments within 90 days from the submission of the JBC list. From this view, the appointment period under Section 9 is one that is flexible and can move.chanroblesvirtua|awlibary Thus, in terms of conflict, Sections 4(1) and Sections 15 can be said to be directly in conflict with each other, while a conflict is much less evident from a comparison of Sections 9 and 15. This conclusion answers the verba legis argument of the Peralta petition that when the words or terms of a statute or provision is clear and unambiguous, then no interpretation is necessary as the words or terms shall be understood in their ordinary meaning. In this case, the individual provisions, in themselves, are clear; the conflict surfaces when they operate in tandem or against one another. b.2. The Valenzuela Ruling.chanroblesvirtua|awlibary The Valenzuela decision gives the full flavor of how the election ban issue arose because of Chief Justice Narvasas very candid treatment of the facts and the issue. Valenzuela openly stated that at the root of the dispute was the then existing vacancy in the Court and the difference of opinion on the matter between the Executive and the Court on the application of Section 15, Article VII, in relation with Section 4(1) and 9 of Article VIII, of the Constitution.chanroblesvirtua|awlibary What appears very clear from the decision, however, is that the factual situation the Court ruled upon, in the exercise of its supervision of court personnel, was the appointment by the President of two RTC judges during the period of the ban. It is clear from the decision, too, that no immediate appointment was ever made to the Court for the replacement of retired Justice Ricardo Francisco as the JBC failed to meet on the required nominations prior to the onset of the election ban.chanroblesvirtua|awlibary From this perspective, it appears clear to me that Valenzuela should be read and appreciated for what it is a ruling made on the basis of the Courts supervision over judicial personnel that upholds the election ban as against the appointment of lower court judges appointed pursuant to the period provided by Section 9 of Article VIII. Thus, Valenzuelas application to the filling up of a vacancy in the Supreme Court is a mere obiter dictum as the Court is largely governed by Section 4(1) with respect to the period of appointment. The Section 4(1) period, of course and as already mentioned above, has impact uniquely its own and different from that created by the period provided for the lower court under Section 9.chanroblesvirtua|awlibary I find it interesting that Peralta largely justifies his position that the JBC should now be prohibited from proceeding with the nomination process based on Valenzuela as the prevailing rule that should be followed under the principle of stare decisis. Peralta apparently misappreciates the reach and real holding of Valenzuela, as explained and clarified above. A ruling involving the appointment of lower court judges under Section 9, Article VIII cannot simply be bodily lifted and applied in toto to the appointment of Members of the Supreme Court under Section 4(1) of the same Article.chanroblesvirtua|awlibary Because of his misappreciation, Peralta is likewise mistaken in his appeal to the principle of stare decisis. The stability of judgments is indeed a glue that Judiciary and the litigating public cannot do without if we are to have a working and stable justice system. Because of this role, the principle is one that binds all courts, including this Court, and the litigating public. The principle, however, is not open-ended and contains its own self-limitations; it applies only to actions in all future similar cases and to none other. Where ample room for distinction exists, as in this case, then stare decisis does not apply.chanroblesvirtua|awlibary Another aspect of stare decisis that must be appreciated is that Supreme Court rulings are not written in stone so that they will remain unerased and applicable for all times. The Supreme Courts review of rulings and their binding effects is a continuing one so that a ruling in one era may be declared by the Court at some future time to be no longer true and should thus be abandoned and changed. The best and most unforgettable example of this kind of change happened in the United States when the US Supreme Court overturned the ruling in Plessy v. Fergusson Valenzuela rests on the reasoning that the evil that Section 15 seeks to remedy vote buying, midnight appointments and partisan reasons to influence the results of the election is so pervasive so that the Section 15 ban should prevail over everything else. The Court, however, forgot in some statements in this case that hand in hand with Section 15 is Section 4(1) where the framers also recognized, in clear and absolute terms, that a vacancy in the Court should be filled up because of the importance of having a Supreme Court with its full and complete membership. Completeness has a heightened meaning when the missing Member is the head of the Judiciary and the Court in the person of the Chief Justice.chanroblesvirtua|awlibary The separate realities that Section 15, Article VII and Section 4(1) bring to the fore now confront us with the question of prioritizing our constitutional values in terms of two provisions that effectively operate in their separate spheres, but which conflict when they directly confront one another. The direct question is: should we really implement Section 15 above everything else, even at the expense of having an incomplete Supreme Court, or should we recognize that both provisions should be allowed to operate within their own separate spheres with one provision being an exception to the other, instead of saying that one provision should absolutely prevail over the other? What Valenzuela failed to consider, because it was looking at the disputed provisions from the prism of two RTC judges, is that the reasons for the application of Section 15, Article VII may not at all exist in appointments to the Supreme Court.chanroblesvirtua|awlibary In the first place, Section 4(1) covers only the appointment of 15 Members, not in their totality, but singly and individually as Members disappear from the Court and are replaced. Thus, the evil that the Aytona case Secondly, partisanship is hardly a reason that would apply to the Supreme Court except when the Members of the Court individually act in violation of their oaths or directly transgress our graft and corruption laws. Let it be remembered that the Constitution itself has entrusted to the Court the final and definitive recourse in election contest involving the President, the Vice-President and Members of Congress. Because of this reposed trust on the Supreme Court as a body, reasons of partisanship can hardly be a reason to systemically place the whole Supreme Court under a ban on appointments during the election period.chanroblesvirtua|awlibary Of course, partisanship is an objection that can apply to individual Members of the Court and even to the applicants for the position of Chief Justice. But this is a different question that should not result in placing the system of appointments to the Court within the coverage of the election ban; objections personal to individual Members and to individual applicants are matters addressed to the JBC and to the final appointing authority the President. It is for reasons of these possible individual objections that the JBC and even the Office of the President are open to comments and objections.chanroblesvirtua|awlibary Incidentally, the incumbent President is not up for re-election by operation of the Constitution so that a partisanship objection in the Presidents favor has no basis. If any, an objection personal to the Supreme Court applicant may be raised because of perceived bias or partisanship in favor of the Presidents choice in the elections. This would be a meaningless objection, however, if it is considered that the same objection can be raised against a Supreme Court nominee appointed by the incoming President; this new appointee will sit in judgment in the electoral dispute that follows the presidential elections and can be chosen for bias towards the new President and his party. In this sense, an objection on the basis of personal bias is not at all an appropriate consideration when the issue is systemic in its application the application of the election ban on appointments to Supreme Court appointments.chanroblesvirtua|awlibary In any case, the comments made on this point in the petitions are conjectural and speculative and can hardly be the bases for adjudication on the merits. If records of the Court will matter, the duly proven facts on record about the immediately past Chief Justices speak for themselves with respect to partisanship in favor of the sitting President. It is a matter of public record that Chief Justices Davide, Panganiban and Puno did not try to please their respective incumbent Presidents, and instead ruled in the way that the law, jurisprudence and the requirements of public interests dictated.chanroblesvirtua|awlibary The Mendoza petition presents some very compelling reasons why the Supreme Court, if not the whole Judiciary, should be exempt from the coverage of the election ban that Section 15, Article VII imposes.chanroblesvirtua|awlibary The Chief Justice is the head of the Judiciary in the same manner that the President is the Chief Executive and the Senate President and the Speaker of the House head the two Houses of Congress. The Constitution ensures, through clear and precise provisions, that continuity will prevail in every branch by defining how replacement and turnover of power shall take place. Thus, after every election to be held in May, a turn over of power is mandated on the following 30th of June for all elective officials.chanroblesvirtua|awlibary For the Supreme Court where continuity is by the appointment of a replacement, the Constitution requires that the replacement Member of the Court, including the Chief Justice, should be appointed within 90 days from the occurrence of the vacancy. This is the sense of urgency that the Constitution imparts and is far different from the appointment of the justices and judges of the lower courts where the requirement is 90 days from the JBCs submission of its list. This constitutional arrangement is what the application of Section 15, Article VII to the appointment of Members of the Supreme Court will displace.chanroblesvirtua|awlibary The Peralta petition argues that the appointment of a Chief Justice is not all that important because the law anyway provides for an Acting Chief Justice. While this is arguably true, Peralta misunderstands the true worth of a duly appointed Chief Justice. He forgets, too, that a Supreme Court without a Chief Justice in place is not a whole Supreme Court; it will be a Court with only 14 members who would act and vote on all critical matters before it.chanroblesvirtua|awlibary The importance of the presence of one Member of the Court can and should never be underestimated, particularly on issues that may gravely affect the nation. Many a case has been won or lost on the basis of one vote. On an issue of the constitutionality of a law, treaty or statute, a tie vote which is possible in a 14 member court means that the constitutionality is upheld. This was our lesson in Isagani Cruz v. DENR Secretary. More than the vote, Court deliberation is the core of the decision-making process and one voice is less is not only a vote less but a contributed opinion, an observation, or a cautionary word less for the Court. One voice can be a big difference if the missing voice is that of the Chief Justice.chanroblesvirtua|awlibary Without meaning to demean the capability of an Acting Chief Justice, the ascendancy in the Court of a permanent sitting Chief Justice cannot be equaled. He is the first among equals a primus inter pares who sets the tone for the Court and the Judiciary, and who is looked up to on all matters, whether administrative or judicial. To the world outside the Judiciary, he is the personification of the Court and the whole Judiciary. And this is not surprising since, as Chief Justice, he not only chairs the Court en banc, but chairs as well the Presidential Electoral Tribunal that sits in judgment over election disputes affecting the President and the Vice-President. Outside of his immediate Court duties, he sits as Chair of the Judicial and Bar Council, the Philippine Judicial Academy and, by constitutional command, presides over the impeachment of the President. The intent of the framers of the Constitution to extend to the Court a fixed period that will assure the nation that the Courts membership shall immediately be filled, is evidenced no less than by the Constitutional Commissions own deliberations where the following exchange took place:
cralawThis exchange, to my mind, removes any remaining doubt about the framers recognition of the need to always have a full Court. b.3. Construction of the Disputed Provisions A notable aspect of the Valenzuela ruling in the context of constitutional interpretation, is its conclusion that in a conflict between two provisions one in the Article on the Executive Department and the other an Article in the Judicial Department one of them should completely give way and the other should prevail. This is a very unusual approach in interpretation, particularly if the apparently conflicting provisions are from the Constitution an instrument that has painstakingly been deliberated upon by the best and the brightest minds in the country. For, the rule in constitutional interpretation is that the constitution must be appreciated and interpreted as one single instrument, with apparently conflicting provisions reconciled and harmonized in a manner that will give all of them full force and effect. Where, as in Valenzuela, the Chief Justice of the Supreme Court, no less, appeared to have given up the benefit of an immediate appointment of Members of the Supreme Court, then extremely compelling reasons must have driven the Court to its conclusion. I fully understood though the former Chief Justices conclusion in this case when I realized that he was not effectively ruling on Section 4(1) of Article VIII, and was in fact ruling on a case involving lower court judges.chanroblesvirtua|awlibary For indeed, the reasons the former Chief Justice cited in Valenzuela justify the application of the Section 15, Article VII as against the rule on appointment of lower court judges under Section 9, Article VIII. As I have shown above, Section 9 does not impose a hard and fast rule on the period to be observed, apparently because the urgency of the appointment may not be as great as in the appointment of Members of the Supreme Court. The period for appointment can move at the discretion of the JBC, although the exercise of this discretion also carries its own butt-in and implicit limits.chanroblesvirtua|awlibary The former Chief Justices reason weightier reason arose from the Aytona where mass appointments were recognized as an evil that could affect the integrity of our elections. Because of the number of appointments that may currently be involved if appointments to lower courts are allowed before the May 2010 election (around 537 vacancies at a 24.5% vacancy rate at the first and second level courts according to the figures of the Mendoza petition) For this reason, I do not disagree with Valenzuela for its ruling on lower court judges; Section 15, Article VII may indeed prevail over Section 9, Article VIII.chanroblesvirtua|awlibary In contrast with this conclusion, an interpretation that Section 15, Article VII will similarly prevail over Section 4(1), Article VIII is clearly misplaced. The structure, arrangement and intent of the Constitution and the public policy reasons behind them simply speak against the interpretation that appointments of Members of the Court should be subject to the election ban. These are all discussed above and need not be repeated here.chanroblesvirtua|awlibary Principles of constitutional interpretation, too, militate against an interpretation that would give primacy to one branch of government over another in the absence of very compelling reasons. Each branch of government is in place for a particular reason and each one should be given every opportunity to operate to its fullest capacity and potential, again unless very compelling reasons exist for the primacy of one over the other. No such compelling reason so far exists or has been cited.chanroblesvirtua|awlibary Based on the values that the disputed provisions embody, what we need to balance are the integrity of our electoral process and the protection needed to achieve this goal, as against the Judiciarys need for independence and strength enforced through a Supreme Court that is at its full strength. To be sure, the nation and our democracy need one as well as the other, for ultimately both contribute to our overall national strength, resiliency, and stability. Thus, we must, to the extent possible, give force and effect to both and avoid sacrificing one for the other.chanroblesvirtua|awlibary To do this and to achieve the policy of insulating our constitutional process from the evils of vote-buying, influence peddling and other practices that affect the integrity of our elections, while at the same time recognizing the Judiciarys and the nations need to have a full Supreme Court immediately after a vacancy occurs, Section 4(1) of Article VIII should be recognized as a narrow exception granted to the Judiciary in recognition of its proven needs. This is a narrow exception as the election ban of Section 15, Article VII, shall apply with full force and effect on the appointment of lower court justices and judges. c. Guidelines for the Judicial and Bar Council The resolution of the present dispute can only be complete if clear guidelines are given to the JBC on how it shall conduct itself under the present circumstances pursuant to this Courts ruling. The Court should therefore direct the JBC to:
In light of all the foregoing, I vote to:
ARTURO D. BRION cralaw Endnotes:
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