12 C.F.R. § 335.601 Requirements of section 16 of the Securities Exchange Act of 1934.
Title 12 - Banks and Banking
Persons subject to section 16 of the Act with respect to securities registered under this part shall follow the applicable and currently effective SEC regulations issued under section 16 of the Act (17 CFR 240.16a–1 through 240.16e–1(1), except that the forms described in §335.611 (FDIC Form 3), §335.612 (FDIC Form 4), and §335.613 (FDIC Form 5) shall be used in lieu of SEC Form 3 (17 CFR 249.103), Form 4 (17 CFR 249.104), and Form 5 (17 CFR 249.105), respectively. Copies of FDIC Forms 3, 4, 5 and the instructions thereto can be obtained from the Accounting and Securities Disclosure Section, Division of Supervision and Consumer Protection, Federal Deposit Insurance Corporation, 550 17th Street NW., Washington, DC 20429. [69 FR 59783, Oct. 6, 2004]
Title 12: Banks and Banking
PART 335—SECURITIES OF NONMEMBER INSURED BANKS
§ 335.601 Requirements of section 16 of the Securities Exchange Act of 1934.
