17 C.F.R. § 170.7 Membership denial (section 17(b)(9) of the Act).
Title 17 - Commodity and Securities Exchanges
A futures association must provide a fair and orderly procedure for processing membership applications and for affording any person to be denied membership an opportunity to submit evidence in response to the grounds for denial stated by the association. The procedures governing denials of membership in the association shall contain, at a minimum, the procedural safeguards contained in section 17(b)(9) of the Act. [44 FR 20651, Apr. 6, 1979, as amended at 46 FR 63036, Dec. 30, 1981]
Title 17: Commodity and Securities Exchanges
PART 170—REGISTERED FUTURES ASSOCIATIONS
Subpart A—Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
§ 170.7 Membership denial (section 17(b)(9) of the Act).
