17 C.F.R. PART 170--REGISTERED FUTURES ASSOCIATIONS


TITLE 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 170--REGISTERED FUTURES ASSOCIATIONS

rule

Subpart A--STANDARDS GOVERNING COMMISSION REVIEW OF APPLICATIONS FOR REGISTRATION AS A FUTURES ASSOCIATION UNDER SECTION 17 OF THE ACT

�170.1
Demonstration of purposes (section 17(b)(1) of the Act).
�170.2
Membership restrictions (section 17(b)(2) of the Act).
�170.3
Fair and equitable representation of members (section 17(b)(5) of the Act).
�170.4
Allocation of dues (section 17(b)(6) of the Act).
�170.5
Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
�170.6
Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
�170.7
Membership denial (section 17(b)(9) of the Act).
�170.8
Settlement of customer disputes (section 17(b)(10) of the Act).
�170.9
General standard.
�170.10
Proficiency examinations (sections 4p and 17(p) of the Act).
rule

Subpart B--REGISTRATION STATEMENT OF FUTURES ASSOCIATIONS TO BE SUBMITTED TO THE COMMISSION

�170.11
Form of registration statement; review of registration statement.
�170.12
Delegation of authority to Director of the Division of Clearing and Intermediary Oversight.
rule

Subpart C--MEMBERSHIP IN A REGISTERED FUTURES ASSOCIATION

�170.15
Futures commission merchants.
rule























chanrobles.com


ChanRobles Legal Resources:

ChanRobles On-Line Bar Review

ChanRobles Internet Bar Review : www.chanroblesbar.com

ChanRobles MCLE On-line

ChanRobles Lawnet Inc. - ChanRobles MCLE On-line : www.chanroblesmcleonline.com