17 C.F.R. § 210.12-12A Investments—securities sold short.
Title 17 - Commodity and Securities Exchanges
[47 FR 56844, Dec. 21, 1982]
Title 17: Commodity and Securities Exchanges
PART 210—FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
Form and Content of Schedules
§ 210.12-12A Investments—securities sold short.
[For management investment companies only]------------------------------------------------------------------------ Col. A Col. B Col. C------------------------------------------------------------------------Name of issuer and title of Balance of short Value of each open issue \1\ position at close short position of period. \2\ (number of shares).------------------------------------------------------------------------\1\ Each issue shall be listed separately.\2\ Column C shall be totaled. The total of column C shall agree with the correlative amounts shown on the related balance sheet.
