17 C.F.R. § 210.12-12B Open option contracts written.
Title 17 - Commodity and Securities Exchanges
[47 FR 56844, Dec. 21, 1982]
Title 17: Commodity and Securities Exchanges
PART 210—FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
Form and Content of Schedules
§ 210.12-12B Open option contracts written.
[For management investment companies only]---------------------------------------------------------------------------------------------------------------- Col. A Col. B Col. C Col. D Col. E----------------------------------------------------------------------------------------------------------------Name of issuer 1,2 Number of Exercise price Expiration date Value. \4\ contracts \3\----------------------------------------------------------------------------------------------------------------\1\ Information as to put options shall be shown separately from information as to call options.\2\ Options of an issuer where exercise prices or expiration dates differ shall be listed separately.\3\ If the number of shares subject to option is substituted for number of contracts, the column name shall reflect that change.\4\ Column E shall be totaled and shall agree with the correlative amount shown on the related balance sheet.
