17 C.F.R. § 240.16a-10 Exemptions under section 16(a).
Title 17 - Commodity and Securities Exchanges
Except as provided in §240.16a–6, any transaction exempted from the requirements of section 16(a) of the Act, insofar as it is otherwise subject to the provisions of section 16(b), shall be likewise exempt from section 16(b) of the Act.
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Registration of Government Securities Brokers and Government Securities Dealers
§ 240.16a-10 Exemptions under section 16(a).
