17 C.F.R. § 240.16a-11 Dividend or interest reinvestment plans.
Title 17 - Commodity and Securities Exchanges
Any acquisition of securities resulting from the reinvestment of dividends or interest on securities of the same issuer shall be exempt from section 16 of the Act if the acquisition is made pursuant to a plan providing for the regular reinvestment of dividends or interest and the plan provides for broad-based participation, does not discriminate in favor of employees of the issuer, and operates on substantially the same terms for all plan participants. [61 FR 30393, June 14, 1996]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Registration of Government Securities Brokers and Government Securities Dealers
§ 240.16a-11 Dividend or interest reinvestment plans.
