17 C.F.R. § 260.0-3   Definition of “rules and regulations” as used in certain sections of the Act.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 260—GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
Terms Used in the Rules and Regulations

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§ 260.0-3   Definition of “rules and regulations” as used in certain sections of the Act.

(a) The term rules and regulations as used in section 305 of the Act shall include the forms for registration of securities under the Securities Act of 1933 and the related instructions thereto, and the forms for information, documents and statements under section 305 of the Act.

(b) The term rules and regulations as used in section 307 of the Act shall include the forms for applications under section 307 of the Act and the related instructions thereto.

[21 FR 1046, Feb. 15, 1956]

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