17 C.F.R. PART 260--GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
TITLE 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
PART 260--GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
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| Application of definitions contained in the act.
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| Definitions of terms used in the rules and regulations.
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| Definition of ''rules and regulations'' as used in certain sections of the Act.
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| Sequential numbering of documents filed with the Commission.
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| Business hours of the Commission.
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| Nondisclosure of information obtained in the course of examinations and investigations.
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| Small entities for purposes of the Regulatory Flexibility Act.
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| Liability for certain statements by issuers.
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| Definition of ''commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions'' in section 303(4), for certain transactions.
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| Definition of ''distribution'' in section 303(4) for certain transactions.
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| Definitions of ''participates'' and ''participation'' as used in section 303(4), in relation to certain transactions.
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| Exempted securities under section 304(a)(8).
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| Exempted securities under section 304(d).
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| Exempted securities under section 304(a)(9).
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| Form for applications under section 304(c).
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| General requirements as to form and content of applications.
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| Number of copies; filing; signatures; binding.
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| Applications under section 304(c)(1).
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| Applications under section 304(c)(2).
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| Application for exemption from one or more provisions of the Act.
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| Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
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| Exemption for securities issued pursuant to 230.802 of this chapter.
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| Forms for statements of eligibility and qualification.
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| General requirements as to form and content of statements of eligibility and qualification.
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| Number of copies; filing; signatures; binding.
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| Application pursuant to section 305(b)(2) of the Trust Indenture Act for determining eligibility of a person designated as trustee for offerings on a delayed basis.
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| General requirements as to form and content of applications.
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| Number of copies--Filing--Signatures.
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| Powers of agent for service named in application.
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| Number of copies; filing; signatures; binding.
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| Filing of amendments; number of copies.
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| Telegraphic delaying amendments.
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| Effective date of amendment filed under section 8(a) of the Securities Act with the consent of the Commission.
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| Effective date of amendment filed under section 8(a) of the Securities Act pursuant to order of Commission.
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| Scope of 260.7a-15 to 260.7a-37.
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| Inclusion of items, differentiation between items and answers, omission of instructions.
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| Quality, color and size of paper.
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| Information unknown or not reasonably available.
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| Statements required where item is inapplicable or where answer is ''none''.
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| Words relating to periods of time in the past.
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| Words relating to the future.
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| Incorporation of matter in application, statement or report, other than exhibits, as answer to item.
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| Incorporation of exhibits as such.
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| Identification of material incorporated; form of incorporation.
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| Incorporation by reference of contested material.
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| Incorporation by reference rendering document incomplete, unclear, or confusing.
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| Omission of substantially identical documents.
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| Formal requirements as to amendments.
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| Signatures to amendments.
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| Inspection of applications, statements and reports.
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| Application for determining eligibility of a foreign person to act as sole trustee pursuant to section 310(a)(1) of the Act.
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| General requirements as to form and content of applications.
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| Number of copies--Filing--Signatures.
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| Consent of trustee to service of process.
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| Eligibility of Canadian Trustees.
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| Calculation of percentages.
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| Applications under section 310(b)(1)(ii).
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| Applications relative to affiliations between trustees and underwriters.
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| Application for stay of trustee's duty to resign pursuant to section 310(b) of the Act.
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| Notices--Exemptive Application Procedure.
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| Definition of ''cash transaction'' in section 311(b)(4).
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| Definition of ''self-liquidating paper'' in section 311(b)(6).
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| Application of 260.7a-15 to 260.7a-38.
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| Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors.
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