17 C.F.R. § 260.10a-3   Number of copies—Filing—Signatures.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 260—GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
Rule Under Section 310

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§ 260.10a-3   Number of copies—Filing—Signatures.

(a) Three copies of every application pursuant to rule 10a–1 (§260.10a–1 of this chapter) and of every amendment thereto shall be filed with the Commission at its principal office.

(b) One copy shall be manually signed by the applicant's duly authorized officer (or individual customarily performing similar functions with respect to any organization, whether incorporated or unincorporated).

[56 FR 22320, May 15, 1991]

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