17 C.F.R. § 403.1 Application of part to registered brokers and dealers.
Title 17 - Commodity and Securities Exchanges
With respect to their activities in government securities, compliance by registered brokers or dealers with §240.8c–1 of this title (SEC Rule 8c–1), as modified by §§403.2 (a), (b) and (c), with §240.15c2–1 of this title (SEC Rule 15c2–1), with §240.15c3–2 of this title (SEC Rule 15c3–2), as modified by §403.3, and with §240.15c3–3 of this title (SEC Rule 15c3–3), as modified by §§403.4 (a)–(d), (f)(2)–(3), (g)–(j), and (m), constitutes compliance with this part. [69 FR 33259, June 14, 2004]
Title 17: Commodity and Securities Exchanges
PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES
§ 403.1 Application of part to registered brokers and dealers.
