17 C.F.R. PART 403--PROTECTION OF CUSTOMER SECURITIES AND BALANCES
TITLE 17--Commodity and Securities Exchanges
CHAPTER IV--DEPARTMENT OF THE TREASURY
SUBCHAPTER A--REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934
PART 403--PROTECTION OF CUSTOMER SECURITIES AND BALANCES
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| Application of part to registered brokers and dealers.
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| Hypothecation of customer securities.
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| Use of customers' free credit balances.
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| Customer protection--reserves and custody of securities.
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| Custody of securities held by financial institutions that are government securities brokers or dealers.
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| Compliance with part by futures commission merchants.
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