37 C.F.R. PART 10--REPRESENTATION OF OTHERS BEFORE THE PATENT AND TRADEMARK OFFICE


TITLE 37--Patents, Trademarks, and Copyrights

CHAPTER I--UNITED STATES PATENT AND TRADEMARK OFFICE, DEPARTMENT OF COMMERCE

PART 10--REPRESENTATION OF OTHERS BEFORE THE PATENT AND TRADEMARK OFFICE

rule
�10.1
Definitions.
��10.2-10.3
[Reserved]
�10.4
Committee on Discipline.
��10.5-10.10
[Reserved]
�10.11
Removing names from the register.
��10.12-10.13
[Reserved]
�10.14
Individuals who may practice before the Office in trademark and other non-patent cases.
�10.15
Refusal to recognize a practitioner.
��10.16-10.17
[Reserved]
�10.18
Signature and certificate for correspondence filed in the Patent and Trademark Office.
�10.19
[Reserved]
�10.20
Canons and Disciplinary Rules.
�10.21
Canon 1.
�10.22
Maintaining integrity and competence of the legal profession.
�10.23
Misconduct.
�10.24
Disclosure of information to authorities.
��10.25-10.29
[Reserved]
�10.30
Canon 2.
�10.31
Communications concerning a practitioner's services.
�10.32
Advertising.
�10.33
Direct contact with prospective clients.
�10.34
Communication of fields of practice.
�10.35
Firm names and letterheads.
�10.36
Fees for legal services.
�10.37
Division of fees among practitioners.
�10.38
Agreements restricting the practice of a practitioner.
�10.39
Acceptance of employment.
�10.40
Withdrawal from employment,
��10.41-10.45
[Reserved]
�10.46
Canon 3.
�10.47
Aiding unauthorized practice of law.
�10.48
Sharing legal fees.
�10.49
Forming a partnership with a non-practitioner.
��10.50-10.55
[Reserved]
�10.56
Canon 4.
�10.57
Preservation of confidences and secrets of a client.
��10.58-10.60
[Reserved]
�10.61
Canon 5.
�10.62
Refusing employment when the interest of the practitioner may impair the practitioner's independent professional judgment.
�10.63
Withdrawal when the practitioner becomes a witness.
�10.64
Avoiding acquisition of interest in litigation or proceeding before the Office.
�10.65
Limiting business relations with a client.
�10.66
Refusing to accept or continue employment if the interests of another client may impair the independent professional judgment of the practitioner.
�10.67
Settling similar claims of clients.
�10.68
Avoiding influence by others than the client.
��10.69-10.75
[Reserved]
�10.76
Canon 6.
�10.77
Failing to act competently.
�10.78
Limiting liability to client.
��10.79-10.82
[Reserved]
�10.83
Canon 7.
�10.84
Representing a client zealously.
�10.85
Representing a client within the bounds of the law.
�10.86
[Reserved]
�10.87
Communicating with one of adverse interest.
�10.88
Threatening criminal prosecution.
�10.89
Conduct in proceedings.
��10.90-10.91
[Reserved]
�10.92
Contact with witnesses.
�10.93
Contact with officials.
��10.94-10.99
[Reserved]
�10.100
Canon 8.
�10.101
Action as a public official.
�10.102
Statements concerning officials.
�10.103
Practitioner candidate for judicial office.
��10.104-10.109
[Reserved]
�10.110
Canon 9.
�10.111
Avoiding even the appearance of impropriety.
�10.112
Preserving identity of funds and property of client.
��10.113-10.129
[Reserved]
�10.130
Reprimand, suspension or exclusion.
�10.131
Investigations.
�10.132
Initiating a disciplinary proceeding; reference to an administrative law judge.
�10.133
Conference between Director and practitioner; resignation.
�10.134
Complaint.
�10.135
Service of complaint.
�10.136
Answer to complaint.
�10.137
Supplemental complaint.
�10.138
Contested case.
�10.139
Administrative law judge; appointment; responsibilities; review of interlocutory orders; stays.
�10.140
Representative for Director or respondent.
�10.141
Filing of papers.
�10.142
Service of papers.
�10.143
Motions.
�10.144
Hearings.
�10.145
Proof; variance; amendment of pleadings.
��10.146-10.148
[Reserved]
�10.149
Burden of proof.
�10.150
Evidence.
�10.151
Depositions.
�10.152
Discovery.
�10.153
Proposed findings and conclusions; post-hearing memorandum.
�10.154
Initial decision of administrative law judge.
�10.155
Appeal to the Commissioner.
�10.156
Decision of the Commissioner.
�10.157
Review of Commissioner's final decision.
�10.158
Suspended or excluded practitioner.
�10.159
Notice of suspension or exclusion.
�10.160
Petition for reinstatement.
�10.161
Savings clause.
��10.162-10.169
[Reserved]
�10.170
Suspension of rules.
rule



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